DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER & ORS.

vidhipandit.com/case/sc-2021-15-715-1078

Supreme Court of India (SC) · decided · ASHOK BHUSHAN, L. NAGESWARA RAO, S. ABDUL NAZEER, HEMANT GUPTA and S. RAVINDRA BHAT · judgment

[2021] 15 S.C.R. 715

Headnote — Supreme Court Reports (editorial summary, not part of the judgment)

Catchwords

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 719 & ANR structure, or essential features of the Constitution – Article 342A of A the Constitution was brought by the Constitution 102nd Amendment – Whether, Article 342A abrogates States power to legislate or classify in respect of “any backward class of citizens” and thereby affects the federal policy / structure of the Constitution of India – Held [per Ashok Bhushan, J. (for himself and S. Abdul Nazeer, J.)]: B Article 342A was brought by Constitution 102nd Amendment to give constitutional status to National Backward Classes Commission and for publication of list by the President of socially and educationally backward classes which was to be Central List for governing employment under Government of India and the organisations under it – The Constitution 102nd Amendment Act does not violate any basic feature of the Constitution and is constitutionally valid – Held (per Ravindra Bhat, J., with L. Nageswara Rao, J. and Hemant Gupta, J. concurring): Alteration of the content of state legislative power in an oblique and peripheral manner would not constitute a violation of the concept of federalism – It is only if the amendment takes away the very essence of federalism or effectively divests the federal content of the constitution, and denudes the states of their effective power to legislate or frame executive policies (co-extensive with legislative power) that the amendment would take away an essential feature or violate the basic structure of the Constitution – Applying such a benchmark, the power of identification of SEBCs hitherto exercised by the States and now shifted to the domain of the President (and for its modification, to Parliament) by virtue of Article 342A does not in any manner violate the essential features or basic structure of the Constitution – The 102nd Amendment is also not contrary to or violative of proviso to Article 368 (2) of the F Constitution – Article 342A of the Constitution by denuding States power to legislate or classify in respect of “any backward class of citizens” does not affect or damage the federal polity and does not violate the basic structure of the Constitution of India. Maharashtra State Reservation (of seats for admission in educational institutions in the State and for appointments in the public services and posts under the State) for Socially and Educationally Backward Classes (SEBC) Act, 2018 – s.2(j) –

Held

s.2(j) of the Act, 2018 insofar as it declares Maratha community Educationally and Socially Backward Category is ultra vires to the Constitution and struck down. H

Catchwords

A Maharashtra State Reservation (of seats for admission in educational institutions in the State and for appointments in the public services and posts under the State) for Socially and Educationally Backward Classes (SEBC) Act, 2018 – s.4(1)(a) –

Held

s.4(1)(a) of Act, 2018 as amended by Act, 2019 insofar as it grants reservation under Art.15(4) to the extent of 12% of total seats in educational institutions including private institutions whether aided or unaided by the State, other than minority educational institutions, is ultra vires to the Constitution and struck down – Constitution of India – Art.15(4).

Catchwords

Maharashtra State Reservation (of seats for admission in educational institutions in the State and for appointments in the public services and posts under the State) for Socially and Educationally Backward Classes (SEBC) Act, 2018 – s.4(1)(b) –

Held

s.4(1)(b) of Act, 2018 as amended by Act, 2019 granting reservation of 13% to the Maratha community of the total appointments in direct recruitment in public services and posts under the State, is ultra vires to the Constitution and struck down. In the instant matters, questions of seminal importance relating to contours and extent of special provisions for the advancement of socially and educationally backward class (SEBC) E of citizens as contemplated under Article 15(4) of the Constitution and contours and extent of provisions of reservation in favour of the backward class citizens under Article 16(4) of the Constitution, arose for consideration. The State of Maharashtra promulgated an Ordinance in the year 2014, which granted reservation to the Maratha community in public employment and in the field of education. Later, the Ordinance was given the shape of an Act, which was challenged before the High Court. The court stayed the operation of the enactment. The State Government then set up a backward class commission to ascertain the social and educational status of the community. By its report dated 13.11.2018 (the Gaikwad Commission Report), the Commission recommended that the Maratha class of citizens be declared as a Socially and Educationally Backward Class (“SEBC”). This soon led to the enactment of the Maharashtra State Reservation (of Seats for H Admission in Educational Institutions in the State and for

6. Whether, Article 342A of the Constitution abrogates States power to legislate or classify in respect of “any backward class of citizens” and thereby affects the federal policy / structure of the Constitution of India? Disposing of the matters, the Court per Ashok Bhushan, J. (for himself and for S. Abdul Nazeer, J.) E

Held

1.1. The greatest common measure of agreement in six separate judgments delivered in Indra Sawhney is: (i) Reservation under Article 16(4) should not exceed 50%. (ii)For exceeding reservation beyond 50%, extra-ordinary circumstances as indicated in paragraph 810 of Justice Jeevan Reddy should exist for which extreme caution is to be exercised. [Para 444][940- C-D] 1.2. The 50% rule spoken in Balaji and affirmed in Indra Sawhney is to fulfill the objective of equality as engrafted in Article 14 of which Articles 15 and 16 are facets. 50% is reasonable and it is to attain the object of equality. To change the 50% limit is to have a society which is not founded on equality but based on caste rule. 1.3. The cap on percentage of reservation as has been laid down by Constitution Bench in Indra Sawhney is with the object of striking a balance between the rights under Article 15(1) and

Reporter's headnote (continued) and case details

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(Civil Appeal No.3123 of 2020) Reservation – Constitution of India – Arts. 15 and 16 – C Constitution (Eighty-first Amendment) Act, 2000 – Socially and educationally backward class (SEBC) – Reservation in favour of backward class citizens – On 16.11.1992, a nine-Judge Constitution Bench of Supreme Court delivered a judgment in Indra Sawhney case laying down law pertaining to principle of reservation under the Constitution – Six separate judgments were delivered in the case including one judgment of Justice Jeevan Reddy, which was for himself and three other judges – Whether judgment in case of Indra Sawhney needs to be referred to larger bench or require re-look by the larger bench in the light of subsequent Constitutional Amendments, judgments and changed social dynamics of the society etc. – Held, No – Held [per Ashok Bhushan, J. (for himself and S. Abdul Nazeer, J.)] with Ravindra Bhat, J., L. Nageswara Rao, J. and Hemant Gupta, J. concurring : The greatest common measure of agreement in six separate judgments delivered in Indra Sawhney is: (i) Reservation under Article 16(4) should not exceed 50%. (ii) For exceeding reservation beyond 50%, extra-ordinary circumstances as indicated in paragraph 810 of Justice Jeevan Reddy should exist for which extreme caution is to be exercised – The 50% rule affirmed in Indra Sawhney is to fulfill the objective of equality as engrafted in Article 14 of which Articles 15 and 16 are facets – 50% is reasonable and it is to attain the object of equality G – To change the 50% limit is to have a society which is not founded on equality but based on caste rule – The cap on percentage of reservation as laid down in Indra Sawhney is with the object of striking a balance between the rights under Article 15(1) and 15(4) as well as Articles 16(1) and 16(4) – The cap on percentage is to H 715

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A achieve principle of equality and with the object to strike a balance which cannot be said to be arbitrary or unreasonable – The Constitution (Eighty-first Amendment) Act, 2000 by which sub- clause (4B) was inserted in Art.16 makes it clear that ceiling of 50% “has now received constitutional recognition” – The judgment of Indra Sawhney has stood the test of the time and has never been doubted by any judgment of Supreme Court – No substance in any of the grounds urged for revisiting and referring the judgment of Indra Sawhney to a larger Bench – Held (per S. Ravindra Bhat, J. supplementing, with Hemant Gupta, J. concurring therewith): The ceiling of 50% with the “extraordinary circumstances” exception, is the just balance that allows the State sufficient latitude to ensure meaningful affirmative action, to those who deserve it, and at the same time ensure that the essential content of equality, and its injunction not to discriminate on various proscribed grounds (caste, religion, sex, place of residence) is retained – To dilute the 50% benchmark further, would be to effectively destroy the guarantee of equality, especially the right not to be discriminated against on the grounds of caste (under Articles 15 and 16). Reservation – Constitution of India – Arts. 15 and 16 – Socially and educationally backward class (SEBC) – Reservation in favour of backward class citizens – Identification of Maratha community as SEBCs – State Government set up a backward class commission to ascertain the social and educational status of the community – By its report (the Gaikwad Commission Report), the Commission recommended that the Maratha community be declared as SEBC – This led to enactment of the SEBC Act, 2018 giving effect to the recommendations of the Gaikwad Commission, resulting in reservation in favour of that community; consequent to which, the aggregate reservations exceeded 50% – Whether the SEBC Act, 2018 as amended in 2019 granting reservation for the Maratha community in addition to 50% social reservation in educational institutions and in public services and posts is covered by exceptional circumstances as contemplated by Constitution Bench in Indra Sawhney’s case – Held, No – The High Court found existence of the extra-ordinary situations with regard to exceeding 50% ceiling in respect to grant of separate reservation to Maratha because the population of backward class is 80% and reservation limit is only H 50%, and containing the Maratha in pre-existing reservation for

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 717 & ANR.

OBC shall not be justice to them, which circumstances is not covered A under the parameters indicated in Indra Sawhney’s case as extra- ordinary circumstance to breach 50% ceiling – No extraordinary circumstances made out in granting separate reservation of Maratha Community by exceeding the 50 per cent ceiling limit of reservation – Maharashtra State Reservation (of Seats for Admission in B Educational Institutions in the State and for appointments in the public services and posts under the State) for Socially and Educationally Backward Classes (SEBC) Act, 2018. Reservation – Constitution of India – Arts. 15 and 16 – Socially and educationally backward class (SEBC) – Reservation in favour of backward class citizens – Representation of Marathas C in State services – Whether the State Government on the strength of Maharashtra State Backward Commission Report chaired by M.C. Gaikwad made out a case of existence of extraordinary situation and exceptional circumstances in the State to fall within the exception carved out in the judgment of Indra Sawhney – Held, No – The D Constitution pre-condition for providing reservation as mandated by Article 16(4) is that the backward class is not adequately represented in the public services – The Commission labored under misconception that unless Maratha community is not represented equivalent to its proportion, it is not adequately represented – Indra Sawhney has categorically held that what is required by the State E for providing reservation under Article 16(4) is not proportionate representation but adequate representation – The constitutional precondition as mandated by Article 16(4) being not fulfilled with regard to Maratha class, both the Gaikwad Commission’s report and consequential legislation are unsustainable – Sufficient and adequate representation of Maratha community in public services is indicator that they are not socially and educationally backward. Reservation – Constitution of India – Arts. 15, 16 and Art.342A r/w Art.366(26C) – Constitution 102nd Amendment – Socially and educationally backward class (SEBC) – Reservation in favour of backward class citizens – Whether the Constitution 102nd Amendment deprives the State Legislature of its power to enact a legislation determining the socially and economically backward classes and conferring the benefits on the said community under its enabling power and Whether, States power to legislate in relation to “any H

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A backward class” under Articles 15(4) and 16(4) is anyway abridged by Article 342A read with Article 366(26C) of the Constitution – Held (per Ravindra Bhat, J., with L. Nageswara Rao, J. and Hemant Gupta, J. concurring) (majority opinion): The two points of reference are inter-related – By introduction of Articles 366(26C) and 342A through the 102nd Constitution Amendment, the President alone, to the exclusion of all other authorities, is empowered to identify SEBCs and include them in a list to be published under Article 342A (1), which shall be deemed to include SEBCs in relation to each State and Union Territory for the purposes of the Constitution – The States can, through their existing mechanisms, or even statutory commissions, only make suggestions to the President or the Commission under Art.338B, for inclusion, exclusion or modification of castes or communities, in the list to be published under Art.342A(1) – The States’ power to make reservations, in favour of particular communities or castes, the quantum of reservations, the nature of benefits and the kind of reservations, and all other matters falling within the ambit of Arts.15 and 16 – except with respect to identification of SEBCs, remains undisturbed – Held (per L. Nageswara Rao, J. supplementing, with Hemant Gupta, J. concurring therwith): There is only one list that can be issued by the President specifying the socially and educationally backward classes and only those classes are treated as socially and educationally backward classes for the purposes of the Constitution – It is apparent from Article 342A(1) and (2) that there is no scope for any list of socially and educationally backward classes, other than the list to be notified by the President – Held [per Ashok Bhushan, J. (for himself and S. Abdul Nazeer, J.)](minority opinion): F Parliamentary intention discernible from Select Committee report and statement of Minister of Social Justice and Empowerment is that the intention of the Parliament for bringing Constitutional amendment was not to take away the power of the State to identify backward class in the State – The use of word ‘Central’ in Article G 342A(2) was only with the intent to limit the list issued by the President to Central services. Reservation – Constitution of India – Arts. 15(4) and 16(4) – Socially and educationally backward class (SEBC) – Reservation in favour of backward class citizens – Constitution (102nd H Amendment) Act challenged, on ground that it violated the basic

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DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 721 & ANR appointments in the public services and posts under the State) A for Socially and Educationally Backward Classes (SEBC) Act, 2018, giving effect to the recommendations of the Gaikwad Commission, resulting in reservation in favour of that community; consequent to which, the aggregate reservations exceeded 50%. Subsequently, writ petitions were filed before the Bombay B High Court, challenging the identification of Marathas as SEBCs, the conclusions of the Commission, which culminated in its adoption by the State of Maharashtra and enactment of the SEBC Act, the quantum of reservations, and the provisions of the Act itself, on diverse grounds. By the impugned judgment, the High Court turned down the challenge and upheld the identification of C Marathas as SEBCs, and further upheld the reasons presented before it, that extraordinary circumstances existed, warranting the breach of the 50% mark, which was held to be the outer limit in the nine-judge decision of this court in Indra Sawhney case. Six separate judgments were delivered in the case including one D judgment of Justice Jeevan Reddy, which was for himself and three other judges. The Constitution (102nd Amendment) Act, 2018 also came to be challenged before this Court, on the ground that it violated the basic structure, or essential features of the Constitution. The Constitution (102nd Amendment) Act, 2018 was brought into force on 15.08.2018 adding Article 338B, 342A E and 366(26C). The following six questions accordingly arose for consideration before this Court:

1. Whether judgment in case of Indra Sawhney needs to be referred to larger bench or require re-look by the larger bench in the light of subsequent Constitutional Amendments, judgments and changed social dynamics of the society etc.?

2. Whether Maharashtra State Reservation (of seats for admission in educational institutions in the State and for appointments in the public services and posts under the State) for Socially and Educationally Backward Classes (SEBC) Act, 2018 as amended in 2019 granting reservation for Maratha community in addition to 50% social reservation is covered by exceptional circumstances as contemplated by Constitution Bench in Indra Sawhney’s case? H

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A 3. Whether the State Government on the strength of Maharashtra State Backward Commission Report chaired by M.C. Gaikwad has made out a case of existence of extraordinary situation and exceptional circumstances in the State to fall within the exception carved out in the judgment of Indra Sawhney?

B 4. Whether the Constitution One Hundred and Second Amendment deprives the State Legislature of its power to enact a legislation determining the socially and economically backward classes and conferring the benefits on the said community under its enabling power?

5. Whether, States power to legislate in relation to “any backward class” under Articles 15(4) and 16(4) is anyway abridged by Article 342(A) read with Article 366(26C) of the Constitution of India?

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 723 & ANR

15(4) as well as Articles 16(1) and 16(4). The cap on percentage is to achieve principle of equality and with the object to strike a balance which cannot be said to be arbitrary or unreasonable. [Para 444][940-D-F] 1.4. Providing reservation for advancement of any socially and educationally backward class in public services is not the only means and method for improving the welfare of backward class. The State ought to bring other measures including providing educational facilities to the members of backward class free of cost giving concession in fee, providing opportunities for skill development to enable the candidates from the backward class to be self-reliant. [Para 444][940-G] C

1.5. There can be no quarrel that society changes, law changes, people changes but that does not mean that something which is good and proven to be beneficial in maintaining equality in the society should also be changed in the name of change alone. [Para 444][940-H; 941-A] D

1.6. When the Constitution Bench in Indra Sawhney held that 50% is upper limit of reservation under Article 16(4), it is the law which is binding under Article 141 and to be implemented. [Para 444][941-A-B] E 1.7. The Constitution Bench judgment in Indra Sawhney is also fully applicable in reference to Article 15(4) of the Constitution of India. [Para 444][941-B] 1.8. The setting aside of 50% ceiling by eleven Judge Bench in T.M.A. Pai Foundation case as was laid down by St. F Stephen’s case i.e. 50% ceiling in admission in aided Minority Instructions has no bearing on the principle of 50% ceiling laid down by Indra Sawhney with respect to reservation. The judgment of T.M.A. Pai was in reference to rights of minority under Article 30 and is not relevant for Reservation under Articles 16(4) and 15(4) of the Constitution. [Para 444][941-C-D] G 1.9. The Constitution (Eighty-first Amendment) Act, 2000 by which sub-clause (4B) was inserted in Article 16 makes it clear that ceiling of 50% “has now received constitutional recognition”. [Para 444][941-D] H

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A 1.10. The extraordinary situations indicated in paragraph 810 were only illustrative and cannot be said to be exhaustive. However, it cannot be said that paragraph 810 provided only a geographical test. The use of expression “on being out of the main stream of national life”, is a social test, which also needs to be fulfilled for a case to be covered by exception. [Para 444][941- B E-F] 1.11. There is no substance in any of the 10 grounds urged for revisiting and referring the judgment of Indra Sawhney to a larger Bench. [Para 444][941-F-G]

C 1.12. What was held by the Constitution Bench in Indra Sawhney on the relevance and significance of the principle of stare decisis is clearly binding. The judgment of Indra Sawhney has stood the test of the time and has never been doubted by any judgment of this Court. The Constitution Bench judgment of this Court in Indra Sawhney neither needs to be revisited nor referred to a larger Bench for consideration. [Para 444][941-G-H] 1.13. The Constitution Bench in M. Nagaraj does not contain any ratio that ceiling of 50% reservation may be exceeded by showing quantifiable contemporary data relating to backwardness. The Commission has completely misread the ratio of the judgment, when the Commission took the view that on the quantifiable data ceiling of 50% can be breached. [Para 444][942- A-B] 1.14. The Commission and the High Court found existence of the extra-ordinary situations with regard to exceeding 50% ceiling in respect to grant of separate reservation to Maratha F because the population of backward class is 80% and reservation limit is only 50%, containing the Maratha in pre-existing reservation for OBC shall not be justice to them, which circumstances is not covered under the parameters indicated in Indra Sawhney’s case as extra-ordinary circumstance to breach G 50% ceiling. [Para 444][942-C] 1.15. No extraordinary circumstances were made out in granting separate reservation of Maratha Community by exceeding the 50 per cent ceiling limit of reservation. The Act, 2018 violates the principle of equality as enshrined in Article 16. H The exceeding of ceiling limit without there being any extra-

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 725 & ANR ordinary circumstances clearly violates Article 14 and 16 of the A Constitution which makes the enactment ultra vires. [Para 444][942-D-E] 1.16. The proposition is well settled that Commissions’ reports are to be looked into with deference. However, one of the parameter of scrutiny of Commission’s report as approved by this Court is that on the basis of data and materials referred to in the report whether conclusions arrived by the Commission are justified. [Para 444][942-E-F] 1.17. The measures taken under Article 15(4) and 16(4) can be examined as to whether they violate any constitutional principle, and are in conformity with the rights under Article 14, 15 and 16 of the Constitution. The scrutiny of measures taken by the State, either executive or legislative, thus, has to pass test of the constitutional scrutiny. [Para 444][942-F-G] 1.18. The word ‘adequate’ is a relative term used in relation to representation of different caste and communities in public employment. The objective of Article 16(4) is that backward class should also be put in mainstream to enable to share power of the State by affirmative action. To be part of public service, as accepted by the Society of today, is to attain social status and play a role in governance. [Para 444][942-G-H; 943-A] E

1.19. The representation of Marathas in public services in Grade A, B, C and D comes to 33.23%, 29.03%, 37.06% and 36.53% computed from out of the open category filled posts, is adequate and satisfactory representation of Maratha community. One community bagging such number of posts in public services is a matter of pride for the community and its representation in no manner can be said to not adequate in public services. [Para 444][943-B-C] 1.20. The Constitution pre-condition for providing reservation as mandated by Article 16(4) is that the backward class is not adequately represented in the public services. The Commission labored under misconception that unless Maratha community is not represented equivalent to its proportion, it is not adequately represented. Indra Sawhney has categorically held H

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A that what is required by the State for providing reservation under Article 16(4) is not proportionate representation but adequate representation. [Para 444][943-C-D] 1.21. The constitutional precondition as mandated by Article 16(4) being not fulfilled with regard to Maratha class, both B the Gaikwad Commission’s report and consequential legislation are unsustainable. [Para 444][943-E] 1.22. Having disapproved the grant of reservation under Article 16(4) to Maratha community, the said decision becomes relevant and shall certainly have effect on the decision of the C Commission holding Maratha to be socially and educationally backward. Sufficient and adequate representation of Maratha community in public services is indicator that they are not socially and educationally backward. From the facts and figures as noted by Gaikwad Commission in its report regarding representation of Marathas in public services, the percentage of Marathas in D admission to Engineering, Medical Colleges and other disciplines, their representation in higher academic posts, it is seen that conclusion drawn by the Commission is not supportable from the data collected. The data collected and tabled by the Commission as noted in the report clearly proves that Marathas E are not socially and educationally backward class. [Para 444][943- F-H; 944-A] 1.23. The elementary principle of interpreting the Constitution or statute is to look into the words used in the statute, when the language is clear, the intention of the Legislature F is to be gathered from the language used. The aid to interpretation is resorted to only when there is some ambiguity in words or expression used in the statute. The rule of harmonious construction, the rule of reading of the provisions together as also rule of giving effect to the purpose of the statute, and few other principles of interpretation are called in question G when aids to construction are necessary in particular context. [Para 444][944-B-C] 1.24. The shift from literal rule to purposive and objective interpretation of a constitutional document is adopted since the Constitution is not to be interpreted in static and rigid manner, H

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 727 & ANR the Constitution is an organic and living document which needs A to be interpreted with cardinal principals and objectives of the Constitution. The shift from literal to purposive method of interpretation has been now more and more, being adopted for interpreting a constitutional document. [Para 444][944-D-E] 1.25. The law is well settled in this country that B Parliamentary Committee reports including speech given by the Minister in the Parliament are relevant materials to ascertain the intention of Parliament while construing constitutional provisions. [Para 444][944-E-F] 1.26. The consultation by the State on all policy matters C affecting the socially and educationally backward classes is now mandatory as per sub-clause (9) of Article 338B which mandatory requirement cannot be by-passed by any State while the State takes any major policy decision. Sub-clause (9) of Article 338B uses the expression ‘consultation’. It is true that the expression ‘consultation’ is not to be read as concurrence but the D ‘consultation’ has to be effective and meaningful. The object of consultation is that ‘consultee’ shall place the relevant material before person from whom ‘consultation’ is asked for and advice and opinion given by consulting authority shall guide the authority who has asked for consultation. [Para 444][944-F-H] E 1.27. It is, thus, clear as sun light that Parliamentary intention discernible from Select Committee report and statement of Minister of Social Justice and Empowerment is that the intention of the Parliament for bringing Constitutional amendment was not to take away the power of the State to identify backward F class in the State. [Para 444][945-A-B] 1.28. When the Parliamentary intention is discernable and admissible as aid to statutory interpretation, there is no reason not to interpret Article 342A in manner as per the intention of the Parliament noticed above. [Para 444][945-B] G 1.29. The word ‘Central’ in Article 342A (2) was used for purpose and object. The use of ‘Central’ was only with the intent to limit the list issued by the President to Central services. It is well settled rule of interpretation that no word in a statute or H

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A Constitution is used without any purpose. Word ‘Central’ has to be given meaning and purpose. [Para 444][945-C-D] 1.30. When Article 342A is interpreted to mean that Article 342A refers to ‘Central List’ which is prepared for services under the Government of India and organisations under the Government B of India, the definition given under Article 366(26C) which specifically refer to Article 342A has to be read together and list of backward classes which is not Central List shall not be governed by the definition under Article 366(26C). Since, (26C) has been inserted in the context of Article 342A, if the context is list prepared by the State and it is State List, definition under C (26C) shall not govern. [Para 444][945-D-F] 1.31. Article 342A was brought by Constitution 102nd Amendment to give constitutional status to National Backward Classes Commission and for publication of list by the President of socially and educationally backward classes which was to be D Central List for governing employment under Government of India and the organisations under it. [Para 444][945-F-G] 1.32. The Constitution 102nd Amendment Act does not violate any basic feature of the Constitution. The constitutional validity of Constitution (One Hundred and second Amendment) E Act is upheld. [Para 444][945-G-H] 2.1. Section 2(j) of the Act, 2018 insofar as it declares Maratha community Educationally and Socially Backward Category is held to be ultra vires to the Constitution and struck down. [Para 444][946-C-D] F 2.2. Section 4(1)(a) of Act, 2018 as amended by Act, 2019 insofar as it grants reservation under Article 15(4) to the extent of 12% of total seats in educational institutions including private institutions whether aided or unaided by the State, other than minority educational institutions, is declared ultra vires to the G Constitution and struck down. [Para 444][946-D-E] 2.3. Section 4(1)(b) of Act, 2018 as amended by Act, 2019 granting reservation of 13% to the Maratha community of the total appointments in direct recruitment in public services and posts under the State, is held to be ultra vires to the Constitution H and struck down. [Para 444][946-F]

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 729 & ANR

T.M.A. Pai Foundation and others v. State of Karnataka A and others, (2002) 8 SCC 481 : [2002] 3 Suppl. SCR 587 and S.V.Joshi v. State of Karnataka, (2012) 7 SCC 41 – distinguished. M. Nagraj and others v. Union of India & Ors. (2006) 8 SCC 212 and M.R. Balaji v. State of Mysore, AIR B 1963 SC 649 : [1963] Suppl. SCR 439 – explained. Keshav Mills Co. Ltd. v. CIT, AIR 1965 SC 1636 : [1965] SCR 908 – held applicable. Ram Singh and others v. Union of India, (2015) 4 SCC 697 : [2015] 5 SCR 670 – affirmed. C

Indra Sawhney v. Union of India 1992 Suppl. (3) SCC 217 : [1992] 2 Suppl. SCR 454]; Jarnail Singh and others v. Lachhmi Narain Gupta and others, 2018 (10) SCC 396 : [2018] 10 SCR 663; Barium Chemicals ltd. and another v. The Company Law Board and others, D AIR 1967 SC 295 : [1966] Suppl. SCR 311; Dinesh B. v. Union of India and others, T. Devadasan v. Union of India and another, AIR (1964) SC 179 : [1964] SCR 680; State of Punjab v. Hiralal and others, (1970) 3 SCC 567 : [1971] 3 SCR 267; State of Kerala and E others v. N.M. Thomas and others, (1976) 2 SCC 310 : [1976] 1 SCR 906; Akhil Bharatiya Soshit Karamchari Sangh, (Railway) v. Union of India and others, (1981) 1 SCC 246 : [1981] 2 SCR 185; K.C. Vasant Kumar and another v. State of Karnataka, (1985) Supp. (1) SCC 714; Union of India and others v. Rakesh Kumar F and others, (2010) 4 SCC 50: [2010] 1 SCR 483; Vikas kishanrao Gawali v. The State of Maharashtra, (2021) SCC Online SC 170; St. Stephen’s College v. University of Delhi, (1992) 1 SCC 558 : [1991] 3 Suppl. SCR 121; Kalpana Mehta and others v. Union of India and others, G (2018) 7 SCC 1 : [2018] 4 SCR 1; Rajnarain Singh v. Chairman, Patna Administration Committee, Patna and another, AIR 1954 SC 569 : [1955] SCR 290; Re Delhi Laws Act, 1912, Ajmer-Merwara (Extension of Laws) Act, 1947 v. Part ‘C’ States(Laws) Act, 1950, AIR 1951 H

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A SC 332 : [1951] SCR 747; General Manager, Southern Railway, Personnel Officer (Reservation), Southern Railway v. Rangachari, AIR 1962 SC 36 :[1962] SCR 586; State of Kerala and another v. N.M. Thomas and others, 1976 (2) SCC 310 : [1976] 1 SCR 906; T. Devadasn v. Union of India and another, AIR 1964 SC B 179 : [1964] SCR 680; Akhil Bharatiya Sochit Karamchari Sangh (Railway) Represented by its Assistant General Secretary on behalf of the Association v. Union of India and others, (1981) 1 SCC 246 : [1981] 2 SCR 185; K.C. Vasanth Kumar and another v. State C of Karnataka, 1985 (Supp) SCC 714 : [1985] Suppl. SCR 352; State of Punjab and Hira Lal and others, 1970 (3) SCC 567 : [1971] 3 SCR 267; N.M. Thomas, Akhil Bharatiya Karamchari Sangh and State of Punjab S.V. Joshi and others v. State of Karnataka and others, (2012) 7 SCC 41; Post Graduate Institute of Medical D Education & Research, Chandigarh and others v. Faculty Association and others; Chebrolu Leela Prasad Rao & Ors. v. State of A.P. & Ors., 2020 (7) SCALE 162; Smt. Indira Nehru Gandhi v. Raj Narain, (1975) Suppl. SCC 1 : [1976] SCR 347; His Holiness Kesavananda Bharati E Sripadagalvaru v. State of Kerala and another, (1973) 4 SCC 225 : [1973] Suppl. SCR 1; K.S. Puttaswamy and another v. Union of India and others, 2017 (10) SCC 1 : [2017] 10 SCR 569; Supreme Court Advocates- on-Record Association and others v. Union of India, 1993 (4) SCC 441 : [1993] 2 Suppl. SCR 659; Ashoka F Kumar Thakur v. Union of India and others, 2008 (6) SCC 1 : [2008] 4 SCR 1; All India Reporter Karamchari Sangh and others v. All India Reporter Limited and others, 1988 Supp SCC 472 : [1988] SCR 774; Nand Kishore v. State of Punjab, 1995 (6) SCC 614 : [1995] G 4 Suppl. SCR 16; The State of Madras v. Champakam Dorairajan, AIR 1951 SC 226 : [1951] SCR 525; B. Venkataramana v. State of Tamil Nadu and Another, AIR 1951 SC 229; Minerva Mills limited and others v. Union of India and others, (1980) 3 SCC 625 : [1981] 1 SCR 206; St. Stephen’s College case, (1992) 1 SCC H

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 731 & ANR

558 : [1991] 3 Suppl. SCR 121; Society for Un-aided A Private Schools of Rajasthan v. Union of India and another, (2012) 6 SCC 1: [2012] 2 SCR 715; K. Krishna Murthy and others v. Union of India and another, (2010) 7 SCC 202 : [2010] 6 SCR 972; Jarnail Singh and others v. Lachhmi Narain Gupta and others, 2018 (10) SCC B 396 : [2018] 10 SCR 663; State of Gujarat v. Mirzapur, Moti Kureshi Kassab Jamat and others, (2005) 8 SCC 534 : [2005] 4 Suppl. SCR 582; Union of India and others v. Rakesh Kumar and others, (2010) 4 SCC 50 : [2010] 1 SCR 483; M.R. Balaji v. The State of Mysore and others, AIR (1963) SC 649 : [1963] Suppl. SCR 439; C The State of Andhra Pradesh and others v. U.S.V. Balram, etc., (1972) 1 SCC 660 : [1972] 3 SCR 247; Barium Chemicals v. Company Law Board, AIR 1967 SC 295 : [1966] Suppl. SCR 311; B.K. Pavitra and others v. Union of India and others, (2019) 16 SCC 129 : [2019] D 7 SCR 1086; Mukesh Kumar and another v. State of Uttarakhand and others, (2020) 3 SCC 1; ITC Ltd. v. Agricultural Produce Market Committee and others, (2002) 9 SCC 232 : [2002] 1 SCR 441; State of Travancore, Cochin and others v. Bombay Company Ltd., AIR 1952 SC 366 : [1952] SCR 1112 ; Aswini Kumar Ghose and another v. Arabinda Bose and another, AIR 1952 SC 369 : [1953] SCR 1; His Holiness Kesvananda Bharati v. State of Kerala and another, (1973) 4 SCC 225 : [1973] Suppl. SCR 1; R.S. Nayak v. A.R. Antulay, 1984 (2) SCC 183 : [1984] 2 SCR 495; Minerva Mills Ltd. and others v. Union of India and others, (1980) 3 SCC 625 : [1981] 1 SCR 206; Chandramouleshwar Prasad v. The Patna High Court and others, (1969) 3 SCC 56 : [1970] 2 SCR 666; Union of India v. Shankalchand Himatlal Sheth and another, (1977) 4 SCC 193 : [1978] 1 SCR 423; Indian Administrative Services (S.C.S.) G Association, U.P. and Others, (1993) Suppl. 1 SCC 730: [1992] 2 Suppl. SCR 389; Supreme Court Advocates on Record Association and others v. Union of India, (1993) 4 SCC 441 : [1993] 2 Suppl. SCR 659; State (NCT) of Delhi v. Union of India and another, 2018 (8) H

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A SCC 501 : [2018] 7 SCR 1 and Abhiram Singh v. C.C. Commachen (Dead) By Legal Representatives and others, (2017) 2 SCC 629 : [2017] 1 SCR 158 – referred to. The Central Province and Berar Sales of Motor Spirit B and Lubricants Taxations Act, 1938, AIR 1939 Federal Court 1 – referred to. Granville Austin in “The Indian Constitution: Cornerstone of a Nation” and Justice G.P. Singh in 296 ‘Principles of Statutory Interpretation’, 14th Edition – referred to. C per S. Ravindra Bhat, J. [Concurring with Ashok Bhushan, J. on question Nos.1,2,3 and also supplementing in relation to question No.1] 1.1. Re Point No. 1: Indra Sawhney does not require to be referred to a larger bench nor does it require reconsideration in D the light of subsequent constitutional amendments, judgments and changed social dynamics of the society, for the reasons set out by Ashok Bhushan, J. and my reasons, in addition. [Para 188][1064-F-G] 1.2. A careful reading of the judgments in Indra Sawhney, E clarifies that seven out of nine judges concurred that there exists a quantitative limit on reservation – spelt out @ 50%. In the opinion of four judges, therefore, per the judgment of B.P. Jeevan Reddy, J., this limit could be exceeded under extraordinary circumstances and in conditions for which separate justification has to be forthcoming by the State or the concerned agency. However, there is unanimity in the conclusion by all seven judges that an outer limit for reservation should be 50%. Undoubtedly, the other two judges, Ratnavel Pandian and P.B. Sawant, JJ. indicated that there is no general rule of 50% limit on reservation. In these circumstances, given the general common agreement about the existence of an outer limit, i.e. 50%, the petitioner’s argument about the incoherence or uncertainty about the existence of the rule or that there were contrary observations with respect to absence of any ceiling limit in other judgments (the dissenting judgments of K. Subbarao, in T. Devadasan v Union of India, the judgments of S.M. Fazal Ali and Krishna Iyer, H

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 733 & ANR

JJ. in State of Kerala v N.M. Thomas and the judgment of A Chinnappa Reddy, J. in K.C. Vasanth Kumar v. State of Karnataka) is not an argument compelling a review or reconsideration of Indra Sawhney rule. [Para 10][951-F-H; 952-A-B] 1.3. The idea of a definitive and objective principle, in the form of a 50% ceiling on limitation, emerges on an overall reading B of Indra Sawhney. The argument made by the respondents was that this court should not go by such a ceiling limit, but rather, while exercising its judicial review power, proceed on a case-by- case approach, and resting its conclusions on fact dependent exercises, using other criteria, such as reasonableness, proportionality, etc. for judging excessive reservations. However, C what constitutes reasonableness and what is proportionate in a given case, would be unchartered and indeterminate areas. It is one thing to try persuading the court to discard a known principle, in the light of its loss of relevance, yet for that argument to prevail, not only should the harm caused by the existing principle be proved, but also a principle that is sought to be substituted, should have clarity, or else, the argument would be one asking the court to take a leap in the dark. It is not enough, therefore to resort to observations such as “the length of the leap to be provided depends upon the gap to be covered” or the proportionality doctrine (deployed to judge validity of an executive or legislative measure), because they reveal no discernible principle. Reasonableness is no doubt a familiar phrase in the constitutional lexicon; yet there is considerable subjectivity and relativity in its practise. [Para 31][962-G; 963-A-C] 1.4. The ceiling of 50% with the “extraordinary circumstances” exception, is the just balance- what is termed as the “Goldilocks solution” - i.e. the solution containing the right balance that allows the state sufficient latitude to ensure meaningful affirmative action, to those who deserve it, and at the same time ensures that the essential content of equality, and its injunction not to discriminate on the various proscribed grounds (caste, religion, sex, place of residence) is retained. This court in M. Nagaraj v. Union of India observed that “a numerical benchmark is the surest immunity against charges of

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A discrimination.” To dilute the 50% benchmark further, would be to effectively destroy the guarantee of equality, especially the right not to be discriminated against on the grounds of caste (under Articles 15 and 16). [Para 34][964-D-F]

2. Re Point No 2: The Maharashtra State Reservation (of B seats for admission in educational institutions in the State and for appointments in the public services and posts under the State) for Socially and Educationally Backward Classes (SEBC) Act, 2018 as amended in 2019 granting 12% and 13% reservation for Maratha community in addition to 50% social reservation is not covered by exceptional circumstances as contemplated by C Constitution Bench in Indra Sawhney’s case. [Para 188][1064-G- H; 1065-A-B]

3. Re Point No. 3: The State Government, on the strength of Maharashtra State Backward Commission Report chaired by M.C. Gaikwad has not made out a case of existence of extraordinary situation and exceptional circumstances in the State to fall within the exception carved out in Indra Sawhney. [Para 188][1065-B-C]

4. Re Point No 4: Whether the Constitution One Hundred and Second Amendment deprives the State Legislature of its power to enact a legislation determining the socially and economically backward classes and conferring the benefits on the said community under its enabling power?; and Re. Point No. 5 Whether, States’ power to legislate in relation to “any backward class” under Articles 15(4) and 16(4) is anyway abridged by Article 342(A) read with Article 366(26c) of the Constitution of India. On these two interrelated points of reference, conclusions are as follows: (i) By introduction of Articles 366 (26C) and 342A through the 102nd Constitution of India, the President alone, to the exclusion of all other authorities, is empowered to identify SEBCs and include them in a list to be published under Article 342A (1), which shall be deemed to include SEBCs in relation to each state and union territory for the purposes of the Constitution. [Para 188] H

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 735 & ANR

(ii) The states can, through their existing mechanisms, or even statutory commissions, only make suggestions to the President or the Commission under Article 338B, for inclusion, exclusion or modification of castes or communities, in the list to be published under Article 342A(1). [Para 188][1065-D-H] (iii) The reference to the Central List in Article 342A(2) is the one notified by the President under Article 342A(1). It is to be the only list for all purposes of the Constitution, in relation to each state and in relation to every union territory. The use of the term “the Central List” is only to refer to the list prepared and published under Article 342A (1), and no other; it does not imply that the states have any manner of power to publish their list of C SEBCs. Once published, under Article 342A (1), the list can only be amended through a law enacted by Parliament, by virtue of Article 342A (2). [Para 188][1066-A-C] (iv) In the task of identification of SEBCs, the President shall be guided by the Commission set up under Article 338B; D its advice shall also be sought by the state in regard to policies that might be framed by it. If the commission prepares a report concerning matters of identification, such a report has to be shared with the state government, which is bound to deal with it, in accordance with provisions of Article 338B. However, the final determination culminates in the exercise undertaken by the President (i.e. the Central Government, under Article 342A (1), by reason of Article 367 read with Section 3 (8) (b) General Clauses Act). [Para 188][1066-C-E] (v) The states’ power to make reservations, in favour of particular communities or castes, the quantum of reservations, the nature of benefits and the kind of reservations, and all other matters falling within the ambit of Articles 15 and 16 – except with respect to identification of SEBCs, remains undisturbed. [Para 188][1066-E-F] G (vi) The Commission set up under Article 338B shall conclude its task expeditiously, and make its recommendations after considering which, the President shall expeditiously publish the notification containing the list of SEBCs in relation to states

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A and union territories, for the purpose of the Constitution. [Para 188][1066-F-G] (vii) Till the publication of the notification mentioned in direction (vi), the existing lists operating in all states and union territories, and for the purposes of the Central Government and central institutions, continue to operate. This direction is issued under Article 142 of the Constitution of India. [Para 188][1066- G-H]

5. Re Point No. 6: The alteration of the content of state legislative power in an oblique and peripheral manner would not constitute a violation of the concept of federalism. It is only if the amendment takes away the very essence of federalism or effectively divests the federal content of the constitution, and denudes the states of their effective power to legislate or frame executive policies (co-extensive with legislative power) that the amendment would take away an essential feature or violate the basic structure of the Constitution. Applying such a benchmark, this court is of the opinion that the power of identification of SEBCs hitherto exercised by the states and now shifted to the domain of the President (and for its modification, to Parliament) by virtue of Article 342A does not in any manner violate the essential features or basic structure of the Constitution. The 102nd E Amendment is also not contrary to or violative of proviso to Article 368 (2) of the Constitution of India. Article 342A of the Constitution by denuding States power to legislate or classify in respect of “any backward class of citizens” does not affect or damage the federal polity and does not violate the basic structure of the Constitution of India. [Paras 187, 188][1064-C-E; 1067-A- F B]

6. The appeals and writ petitions are therefore, disposed of in terms of the operative order of Bhushan, J. in para 444 of his Judgment. [Para 189][1067-B-C]

G Indra Sawhney v Union of India (1992) 3 Supp SCC 217 : [1992] 2 Suppl. SCR 454; T. Devadasan v Union of India [1964] 4 SCR 680; State of Kerala v N.M. Thomas 1976 (2) SCC 310 : [1992] 2 Suppl. SCR 454; K.C. Vasanth Kumar v. State of Karnataka [1985] 1 Suppl. SCR 352; M.R. Balaji v. State of Mysore 1963 H Suppl. 1 SCR 439; P. Rajendran v. State of T.N. [1968]

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 737 & ANR

2 SCR 786; A Peeriakaruppan v. State of T.N. (1971) 1 A SCC 38: [1971] 2 SCR 430; State of A.P. v. USV Balram (1972) 1 SCC 660: [1972] 3 SCR 247; State of U.P. v. Pradeep Tandon (1975) 1 SCC 267 : [1975] 2 SCR 761; Janki Prasad Parimoo v. State of J&K (1973) 1 SCC 420 : [1973] 3 SCR 236; Krishena Kumar and B Anr. v. Union of India & Ors. (1990) 4 SCC 207 : [1990] 3 SCR 352; Union of India v Raghubir Singh [1989] 3 SCR 316; Barium Chemicals v. Company Law Board [1966] Suppl. 3 S.C.R. 311; Mukesh Kumar v. State of Uttarakhand (2020) 3 SCC 1; In re Kerala Education Bill [1959] SCR 995; T.M.A Pai Foundation v. State of C Karnataka 2002 (8) SCC 481 : [2002] 3 Suppl. SCR 587; R.C. Poudyal v. Union of India 1994 Supp (1) SCC 324 : [1993] 1 SCR 891; State of Punjab v. Hiralal [1971] 3 SCR 267; M. Nagaraj v. Union of India (2006) 8 SCC 212 : [2006] 7 Suppl. SCR 336; D Pramati Educational & Cultural Trust v. Union of India 2014 (8) SCC 1 : [2014] 11 SCR 712; B.K. Pavitra v. Union of India (2019) 16 SCC 129: [2019] 7 SCR 1086; State of Travancore-Cochin v. Bombay Company Ltd, [1952] SCR 1112; Aswini Kumar Ghose & Anr. v. Arabinda Ghose & Anr. AIR 1953 SC 75: E [1953] SCR 215 P.V. Narasimha Rao v. State (1998) 4 SCC 626 : [1998] 2 SCR 870; Sanjeev Coke Manufacturing v. Bharat Coking Coal Ltd. & Anr. [1983] 1 SCR 1000; Kalpana Mehta and Ors. v. Union of India and Ors. (2018) 7 SCC 1 : [2018] 4 SCR 1; F Soosai Etc v. Union of India [1985] Suppl 3 SCR 242; Bhaiya Lal v. Harikishan Singh [1965] 2 SCR 877; Basavalingappa v Munichinnappa [1965] 1 SCR 316; Kishori Lal Hans v. Raja Ram Singh 1972 (3) SCC 1 : [1972] 2 SCR 632; Bir Singh v. Delhi Jal Board (2018) 10 SCC 312 : [2018] 10 SCR 513; Champakam G Dorairajan v. State of Madras AIR 1951 SC 226 : [1951] SCR 525; State of Karnataka v. Union of India [1978] 2 SCR 1; GVK Industries Ltd. v. Income Tax Officer (2011) 4 SCC 36 : [2011] 3 SCR 366; Kuldip Nayar v. Union of India (2006) 7 SCC 1 : [2006] H

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A 5 Suppl. SCR 1; G. Narayanaswami v. G. Panneerselvam (1972) 3 SCC 717 : [1973] 1 SCR 172; Pushpa Devi v. Milkhi Ram (1990) 2 SCC 134: [1990] 1 SCR 278; Karnataka State Financial Corporation. v. N. Narasimahaiah (2008) 5 SCC 176 : [2008] 4 SCR 853; Laurel Energetics (P) Ltd. v. Securities B Exchange Board of India (2017) 8 SCC 541 : [2017] 5 SCR 1005; Kihoto Hollohan v. Zachillhu (1992) 2 Suppl. SCC 651 : [1992] 1 SCR 686; Marri Chandra Shekhar Rao v. Dean, Seth G.S. Medical College (1990) 3 SCC 130 : [1990] 2 SCR 843; State of Maharashtra C & Anr v. Union of India & Anr. (1994) 5 SCC 244 : [1994] 1 Suppl. SCR 714; 20th Century Finance Corpn. Ltd. v. State of Maharashtra (2000) 6 SCC 12: [2000] 1 Suppl. SCR 120; Builders’ Association of India v. Union of India (1989) 2 SCC 645 : [1989] 2 SCR 320; Commissioner of Income Tax v. Willamson D Financial Services (2008) 2 SCC 202 : [2007] 13 SCR 376; Tata Consultancy Services v. State of A.P. (2005) 1 SCC 308 : [2004] 5 Suppl. SCR 1040; Bimolangshu Roy v. State of Assam (2018) 14 SCC 408 : [2017] 13 SCR 301; Ashoka Kumar Thakur v. Union E of India (2008) 6 SCC 1 : [2008] 4 SCR 1; New Delhi Municipal Council v. State of Punjab (1997) 7 SCC 339 : [1996] 10 Suppl. SCR 472; Shivraj Singh Chauhan v. Speaker, Madhya Pradesh Legislative Assembly 2020 SCC Online SC 363 141; DTC Mazdoor Congress v. Delhi Transport Corporation [1990] 1 F Suppl. SCR 142; Balram Kumawat v. Union of India (2003) 7 SCC 628 : [2003] 3 Suppl. SCR 24; Abhiram Singh v. C.D. Commachen (2017) 2 SCC 629 : [2017] 1 SCR 158; Punjab Land Development and Reclamation Corpn. Ltd. v. Presiding Officer, Labour G Court, (1990) 3 SCC 682 : [1990] 3 SCR 111; P. Kasilingam v PSG College of Technology 1995 Supp (2) SCC 348 : [1995] 2 SCR 1061; Black Diamond Beverages v Commercial Tax Officer 1998 (1) SCC 458 : [1997] 4 Suppl. SCR 133; Godrej and Boyce Manufacturing Co v State of Maharashtra 2014 (3) SCC H

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 739 & ANR

430 : [2014] 2 SCR 203; K. Lakshminarayanan v. A Union of India (2020) 14 SCC 664 : [2018] 14 SCR 689; Raghunathrao Ganpatrao v. Union of India 1994 Suppl. (1) SCC 191 : [1993] 1 SCR 480; Jindal Stainless Ltd. v. State of Haryana, 2016 SCC OnLine SC 1260; State of Rajasthan v. Union of India B 1978 1 SCR 1; Kesavananda Bharti v. State of Kerala [1973] Suppl. SCR 1; Sajjan Singh v. State of Rajasthan [1965] 1 SCR 933; and Maharao Sahib Shri Bhim Singhji v. Union of India (1981) 1 SCC 166 : [1985] 1 Suppl. SCR 862 – referred to. Harksen v. Lane 1997 (11) BCLR 1489 (CC); BBC C Enterprises v. Hi-Tech Xtravision Ltd., 1990) 2 All ER 118; City Council of Pretoria v. Walker 1998 (3) BCLR 257 (CC); Fullilove v. Klutznick, 448 U.S. 448 (1980); Adarand Constructors, Inc. v. Penal 515 U.S. 200 (1995); Canadian National Railway Co v. Canada D (Canadian Human Rights Commission) [1987] 1 SCR 1114; Ontario (Human Rights Commission) v Ontario (Ministry of Health) (1994) 21 CHRR (Ont CA) D/ 259 and R. (Baiai) v. Home Secretary, [2006] EWHC 823 (Admin). – referred to. Rabindranath Tagore’s Gitanjali, Verse 35; Aharon E Barak, The Judge in a Democracy, p.132; Michael Kirby, Indian and Australian Constitutional Law: A Recent Study in Contrasts’, 60 JILI (2018) 1, p. 30 and Herbert Weschler, ‘Towards Neutral Principles of Constitutional Law’, (1959) 73 Harv. L. Rev. 1 – F referred to. per L. Nageswara Rao, J. [Concurring with Ashok Bhushan, J. on question Nos.1, 2 and 3, and concurring with S. Ravindra Bhat, J. on question Nos.4, 5 and 6]

1. It is difficult to agree with the submissions made on behalf G of the Respondents that the use of words ‘central list’ would restrict the scope and amplitude of the notification to be issued under Article 342A(1). There is only one list that can be issued by the President specifying the socially and educationally backward classes and only those classes are treated as socially H

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A and educationally backward classes for the purposes of the Constitution. Taking cue from the National Commission for Backward Classes Act, 1993, the Respondents argued that the words ‘Central list’ is with reference only to appointments to Central services and admission in Central educational institutions. B Reading ‘Central list’ in that manner would be curtailing the width of Article 342A(1). If so read, the sweep of Sub-Clause (1) shall be minimized. Moreover, to achieve the said meaning, words which are not in Article 342A(1) have to be read into it. Contextually, the words Central list in Article 342A(2) can be only with reference to the list contained in the notification which may be issued under C Article 342A(1). It is well settled law that the provisions of the Constitution have to be harmoniously construed and it is apparent from Article 342A(1) and (2) that there is no scope for any list of socially and educationally backward classes, other than the list to be notified by the President. As the other expressions ‘for the purposes of the Constitution’ and ‘unless the context otherwise requires’ have been dealt with by Justice Bhat, there is nothing more to add to the construction placed by him on the said expressions. [Para 25][1077-F-G; 1078-A-C]

2. Only those backward classes included in the public notification under Article 342A shall be socially and educationally backward classes for the purposes of the Constitution. [Para 26][1078-E] Kuldip Nayar v. Union of India (2006) 7 SCC 1 : [2006] 5 Suppl. SCR 1; G. Narayanaswami v. G. Pannerselvam (1972) 3 SCC 717 : [1973] 1 SCR 172; South Asia F Industries Private Ltd v. S. Sarup Singh and others [1965] 3 SCR 829; Institute of Chartered Accountants of India v. Price Waterhouse (1997) 6 SCC 312 : [1997] 2 Suppl. SCR 267; J.P. Bansal v. State of Rajasthan (2003) 5 SCC 134 : [2003] 2 SCR 933; Kanai Lal Sur G v. Paramnidhi Sadhukhan, [1958] 1SCR 360; State (NCT of Delhi) v. Union of India (2018) 8 SCC 501 : [2018] 7 SCR 1; R.S. Nayak v. A.R. Antulay (1984) 2 SCC 183 : [1984] 2 SCR 495; Grasim Industries Ltd. v. Collector of Customs, Bombay (2002) 4 SCC 297 : H [2002] 2 SCR 945; Workmen of Dimakuchi Tea Estate

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 741 & ANR v Managenment of Dimakuchi Tea Estate, [1958] SCR A 1156; M/s New India Sugar Mills Ltd v. Commissioner of Sales Tax, Bihar [1963] 2 SCR Suppl. 459; C. I. T v. N. C. Budharaja and Co.(1994)1 SCC Suppl. 280: [1993] 2 Suppl. SCR 185; Kalpana Mehta and Ors. v. Union of India and Ors. (2018) 7 SCC 1 : [2018] 4 SCR 1; Punjab Land Development and Reclamation B Corporation Ltd. v. Presiding Officer, Labour Court (1990) 3 SCC 682 : [1990] 3 SCR 111; P. Kasilingam v. P.S.G. College of Technology, (1995) 2 Suppl. SCC 348; Indra Sarma v. V. K. V. Sarma (2013) 15 SCC 755 : [2013] 14 SCR 1019; Sudha Rani Garg v. Jagdish C Kumar (2004) 8 SCC 329; Nyadar Singh v. Union of India (1988) 4 SCC 170 : [1988] 2 Suppl. SCR 546 and Union of India v. Sankalchand Himmat Lal Seth [1977) 4 SCC 193 : [ 1978] 1 SCR 423 – referred to. McCulloch v. Maryland, 17 U.S. 316 (1819); Adams Express Company v. Commonwealth of Kentucky 238 D US 190 (1915); United States v. Goldenberg 168 US 95 (1897); Jones v D.P.P. [1962] AC. 635; R. v. Oakes [1959] 2 Q.B. 350; Aron Soloman v. Soloman & Co. 1897 AC 22; Pepper (Inspector of Taxes) v Hart 1993 AC 593; R v. DPP ex-parte Duckenfield [1999] 2 All E ER 873; Black-Clawson International Ltd. 1975 AC 591; Assam Railways and Trading Co Ltd v. Inland Revenue, 1935 AC 445; Letang v. Cooper [1965] 1 QB 232; Gough v. Gough, (1891) 2 QB 665; Collins v. Texas, 223 U.S. 288; East End Dwellings Co. Ltd v. Finsbury Borough Council [1952] AC 109 and Towne F v. Eisner 245 U.S. 425 (1918) – referred to. Purposive Interpretation in Law by Aharon Barak; Benjamin Cardozo, the Nature of Judicial Process, (New Haven: Yale University Press, 13th Edn., 1946), 141; Craies on Legislation, 9th Edition and Bennion G on Statutory Interpretation, 5th Edition – referred to. Case Law Reference In the judgment of Ashok Bhushan, J. [1992] 2 Suppl. SCR 454 referred to Para 14 (2006) 8 SCC 212 explained Para 21 H

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A [2018] 10 SCR 663 referred to Para 45 [1963] Suppl. SCR 439 explained Para 55 [1966] Suppl. SCR 311 referred to Para 63 [1964] SCR 680 referred to Para 84 [1971] 3 SCR 267 referred to Para 84 B [1976] 1 SCR 906 referred to Para 84 [1981] 2 SCR 185 referred to Para 84 (1985) Supp. (1) SCC 714 referred to Para 84 [2002] 3 Suppl. SCR 587 distinguished Para 84 C (2012) 7 SCC 41 distinguished Para 84 [2010] 1 SCR 483 referred to Para 84 [1991] 3 Suppl. SCR 121 referred to Para 85(vii) [2018] 4 SCR 1 referred to Para 101 [1955] SCR 290 referred to Para 122 D [1951] SCR 747 referred to Para 122 [1962] SCR 586 referred to Para 136 [1976] 1SCR 906 referred to Para 138 [1964] SCR 680 referred to Para 141 [1981] 2 SCR 185 referred to Para 143 E [1985] Suppl. SCR 352 referred to Para 144 [1971] 3 SCR 267 referred to Para 146 (2012) 7 SCC 41 referred to Para 148 2020 (7) SCALE 162 referred to Para 152 F [1976] SCR 347 referred to Para 154 [1973] Suppl. SCR 1 referred to Para 166 [2017] 10 SCR 569 referred to Para 167 [1993] 2 Suppl. SCR 659 referred to Para 168 [2008] 4 SCR 1 referred to Para 171 G [1988] SCR 774 referred to Para 178 [1995] 4 Suppl. SCR 16 referred to Para 179 [1951] SCR 525 referred to Para 186 AIR 1951 SC 229 referred to Para 186 H [1981] 1 SCR 206 referred to Para 192

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[1991] 3 Suppl. SCR 121 referred to Para 199 A [2012] 2 SCR 715 referred to Para 201 [2010] 6 SCR 972 referred to Para 211 [1965] SCR 908 held applicable Para 216 [2018] 10 SCR 663 referred to Para 217 B [2005] 4 Suppl. SCR 582 referred to Para 218 [2010] 1 SCR 483 referred to Para 239 [1972] 3 SCR 247 referred to Para 265 [1966] Suppl. SCR 311 referred to Para 269 [2019] 7 SCR 1086 referred to Para 273 C (2020) 3 SCC 1 referred to Para 274 [2015] 5 SCR 670 affirmed Para 311 [2002] 1 SCR 441 referred to Para 345 [1952] SCR 1112 referred to Para 350 [1953] SCR 1 referred to Para 351 D [1973] Suppl. SCR 1 referred to Para 352 [1984] 2 SCR 495 referred to Para 356 [1981] 1 SCR 206 referred to Para 359 [1970] 2 SCR 666 referred to Para 392 E [1978] 1 SCR 423 referred to Para 393 [1992] 2 Suppl. SCR 389 referred to Para 394 [1993] 2 Suppl. SCR 659 referred to Para 395 [2018] 7 SCR 1 referred to Para 402 [2017] 1 SCR 158 referred to Para 407 F In the judgment of S. Ravindra Bhat, J. [1992] 2 Suppl. SCR 454 referred to Para 7 [1964] 4 SCR 680 referred to Para 10 [1985]1 Suppl. SCR 352 referred to Para 10 G [1963] Supp. 1 SCR 439 referred to Para 13 [1968] 2 SCR 786 referred to Para 13 [1971] 2 SCR 430 referred to Para 13 [1972] 3 SCR 247 referred to Para 13 [1975] 2 SCR 761 referred to Para 13 H

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A [1973] 3 SCR 236 referred to Para 13 [1990] 3 SCR 352 referred to Para 15 [1989] 3 SCR 316 referred to Para 21 [1966] Suppl. 3 SCR 311 referred to Para 22 (2020) 3 SCC 1 referred to Para 23 B [1959] SCR 995 referred to Para 29 [2002] 3 Suppl. SCR 587 referred to Para 29 [1993] 1 SCR 891 referred to Para 30 [1971] 3 SCR 267 referred to Para 31 [2006] 7 Suppl. SCR 336 referred to Para 34 C [2014] 11 SCR 712 referred to Para 38 [2019] 7 SCR 1086 referred to Para 41 [1987] 1 SCR 1114 referred to Para 63 [1952] SCR 1112 referred to Para 79 D [1953] SCR 215 referred to Para 79 [1998] 2 SCR 870 referred to Para 79 [1983] 1 SCR 1000 referred to Para 79 [2018] 4 SCR 1 referred to Para 81 [1985] Suppl 3 SCR 242 referred to Para 87 E [1965] 2 SCR 877 referred to Para 91 [1965] 1 SCR 316 referred to Para 91 [1972] 2 SCR 632 referred to Para 91 [2018] 10 SCR 513 referred to Para 91 [1951] SCR 525 referred to Para 93 F [1978] 2 SCR 1 referred to Para 108 [2011] 3 SCR 366 referred to Para 109 [2006] 5 Suppl. SCR 1 referred to Para 109 [1973] 1 SCR 172 referred to Para 109 G [1990] 1 SCR 278 referred to Para 110 [2008]4 SCR 853 referred to Para 111 [2017] 5 SCR 1005 referred to Para 112 [1992] 1 SCR 686 referred to Para 114 [1990] 2 SCR 843 referred to Para 116 H [1994] 1 Suppl. SCR 714 referred to Para 117

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[2000] 1 Suppl. SCR 120 referred to Para 121 A [1989] 2 SCR 320 referred to Para 122 [2007] 13 SCR 376 referred to Para 123 [2004] 5 Suppl. SCR 1040 referred to Para 125 [2017] 13 SCR 301 referred to Para 129 [2008] 4 SCR 1 referred to Para 130 B [1996] 10 Suppl. SCR 472 referred to Para 131 [1990] 1 Suppl. SCR 142 referred to Para 142 [2003] 3 Suppl. SCR 24 referred to Para 145 [2017] 1 SCR 158 referred to Para 146 C [1990] 3 SCR 111 referred to Para 150 [1995] 2 SCR 1061 referred to Para 150 [1997] 4 Suppl. SCR 133 referred to Para 150 [2014] 2 SCR 203 referred to Para 150 [2018] 14 SCR 689 referred to Para 153 D [1993] 1 SCR 480 referred to Para 168 [1978] 1 SCR 1 referred to Para 175 [1973] Suppl. SCR 1 referred to Para 179 [1965] 1 SCR 933 referred to Para 180 [1985] 1 Suppl. SCR 862 referred to Para 186 E In the judgment of L. Nageswara Rao, J. [2006] 5 Suppl. SCR 1 referred to Para 6 [1973] 1 SCR 172 referred to Para 6 [1965] 3 SCR 829 referred to Para 6 F [1997] 2 Suppl. SCR 267 referred to Para 6 [2003] 2 SCR 933 referred to Para 6 [1958] 1SCR 360 referred to Para 6 [2018] 7 SCR 1 referred to Para 9 [1984] 2 SCR 495 referred to Para 10 G [2002] 2 SCR 945 referred to Para 10 [1958] SCR 1156 referred to Para 11 [1963] 2 SCR Suppl. 459 referred to Para 12 [1993] 2 Suppl. SCR 185 referred to Para 12 [2018] 4 SCR 1 referred to Para 15 H

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A [1990] 3 SCR 111 referred to Para 19 (1995) 2 Suppl. SCC 348 referred to Para 19 [2013] 14 SCR 1019 referred to Para 19 (2004) 8 SCC 329 referred to Para 21 [1988] 2 Suppl. SCR 546 referred to Para 23 B [1978] 1 SCR 423 referred to Para 23 CIVIL APPELLATE/ORIGINAL JURISDICTION : Civil Appeal No. 3123 of 2020. From the Judgment and Order dated 27.06.2019 of the High Court of Judicature at Bombay in PIL No. 175 of 2018. C With Civil Appeal Nos. 3124, 3133, 3134, 3131, 3129 Of 2020, Writ Petition (C) Nos. 915, 504, 914 of 2020, Civil Appeal Nos. 3127, 3126, 3125, 3128, 3130 of 2020, Writ Petition (C) No. 938 of 2020. K. K. Venugopal, S.C. Verma, Sathish Chanda Verma, Vivek Kolhi, D Amit Kumar, AGs., Ravindra Lokhande, Nalin Kohli, Abhinav Mukerji, Arunabh Choudhary, Krishnaraj Thakker, AAGs., Vinay Arora, DAG., Tushar Mehta, SG., N. Venketaraman, ASG., Sathish Chanda Verma, Rajiv Ranjan, Prabhuling Navadgi, Advs. Gen., Baldev Raj Mahajan, Sr. Adv.(AG)., K.N. MohamBalgopal, Sr. Adv.(A.G.)., Vijay Narayan, Sr. Adv. (AG)., Arvind P. Datar, Pradeep Sancheti, Gopal Sankaranarayanan, E Shyam Divan, Sidharth Bhatnagar, Dr. Rajiv Dhawan, B.H. Marlapalle, Mukul Rohatgi, Shekhar Naphade, P.S. Patwalia, V.A. Thorat, Kapil Sibal, C.U. Singh, A.M. Singhvi, Rafique A. Dada, Ms. Mahalakshmi Pavani, Ranjit Kumar, Ms. Somya Chakraborti, Ms. Malvika Trivedi, S. Niranjan Reddy, Jaideep Gupta, Dr. Manish Singhvi, Jayanth Muth Raj, F Sr. Advs., Ms. Pooja Dhar, Surutanjaya Bhardwaj, Rahul Unnikrishnan, Ms. Pallavi Bali, Prathamesh Kamat, Arjun A.P. Apoorva, Ms. Janvi Dubey, Vishal Sinha, Amit Anand Tiwari, Vivek Singh, Rahul Arya, S. Mahesh Sahasranaman, Pratap Shankar, Ms. Mary Mitzy, K.K. Singh, Sagar Saxena, Ms. Devyani Gupta, Premlal Krishnan, Utsav Trivedi, Anurag Mankar, Vinayak Bhandari, Ashish Choudhary, Aditya Sidhra, G Nadeem Afroz, Ms. Bharti Tyagi, Rameshwar F. Totla, Ashutosh Dubey, Ms. Rajshri Dudey, Arun Nagar, Rahul Totla, Abhishek Chauhan, Ms. Ravleen Chhabra, V.S. Rawat, Samrudhi Bendbhar, Amit Kumar, Siddhartha Chowdhury, Dr. Gunratan Sadavarte, Pankaj Kumar Singh, Makrand Pratap Singh, Pawan Kumar Shukla, Kamal Kumar Pandey, Raj Singh Rana, S.B. Talekar, Vipin Nair, P.B. Suresh, Karthik H Jayashankar, Sughosh Subramanyam, Ms. Pradyna Talekar, Ms. Madhavi

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 747 & ANR

Ayyappan, Anshumaan Bahadur, R.K. Deshpande, Hrishikesh S. Chitaley, A Ashwin Deshpande, Vijay Kari Singh, Samir Malik, Govind Jee, Krishna Kumar Singh, Sanjay V. Kharde, Satyajeet S. Kharde, Kailas Bajirao Autade, Ms. Sheetal Patil, Prashant Shantaram Chaudhari, Amol B. Karande, Dilip B. Rode, Sandesh R. Patil, Mahesh B. Karande, Pritam C. Rajput, Dilip Annasaheb Taur, Rajesh Tekale, Ashish Gaikwad, Ramesh Dube Patil, Rishi Kumar Singh Gautam, Sanjay Kharde, Vishal B Kadam, Satyajeet Kharde, Samrat Shinde, Ms. Shraddha Deshmukh, Ms. Chinmayee Chandra, Rajat Nair, Kanu Agrawal, Navanjay Mahapatra, Amrish Kumar, Sachin Patil, Rahul Chitnis, Akshay Shinde, Vaibhav Sugdare, Ms. Misha Rohatgi Mohta, Ms. Harshika Verma, Ms. S. Lakshmi Iyer, Aaditya A. Pande, Geo Joseph, Sudhanshu S. Choudhari, C Mahesh P. Shinde, Anil Golegaonkar, Rajesh Tekale, Ashish Gaikwad, Madhur Golegaonkar, Ms. Rucha Pande, Ms. Bhavana Khichi, Bhagwan Gavali, Ms. Pooja Dhar, Surutanjaya Bhardwaj, Rahul Unnikrishnan, Ms. Pallavi Bali, Prathamesh Kamat, Arjun A.P. Apoorva, Abdulrahiman Tamboli, Rahul Joshi, Tapesh Kumar Singh, Aditya Pratap Singh, Ms. Bhaswati Singh, Nishant Sharma, Ms. Adviteeya, Rakesh K. Sharma, D Prashant Shrikant Kenjale, Sandeep Sudhakar Deshmukh, Nishant Ramakantrao Katneshwarkar, Shriram P. Pingle, Ms. Rashmi D. Dhongde, Abhijit Patil, Sandeep Dere, Ms. Pooja Thorat, Nilesh Lonkar, Ms. Manisha Jain, Rajesh Inamdar, Ms. Namisha Jain, Shivaji M. Jadhav, Brij Kishor Sah, Anish R. Shah, Ms. Qurratulain, Aditya S. Jadhav, Nicholas Choudhury, Ms. Joyshree Barman, Rajat Joseph, Ravi Bharuka, E Ajit Pravin Wagh, Ms. Astha Prasad, Ms. Prabhleen Kaur, Ms. Ishita Farsaiya, Apoorv Shukla, Dhairyashil Salunkhe, Ms. Buva Mrunal Dattatraya, Manu T. Ramachandran, Suhas Kumar Kadam, Ms. Manju Jetley, Samrat Krishnarao Shinde, Amol Nirmalkumar Suryawanshi, Mareesh Pravir Sahay, Pranav P. Patil, Krishna Kumar, Dr. Vipin Gupta, F V.K. Biju, Neeleshwar Pawani, Amlendu Kumar Akhilesh Kumar Jha, Abhay Pratap Singh, Shaji George, Ms. Vijay Laxmi, Ms. Rubina Jawed, Shreyas Gacche, Anerao Pandit, T.R.B. Sivakumar, Yadav Narender Singh, Rajsaheb Patil, Ravi Prakash Jadhav, Ms. Akshata Jadav, Ms. Swati Vaibhav, Prashant Shrikant Kenjale, Farrukh Rasheed, A. Karthik, Ms. Smrithi Suresh, Arsh Khan, Ms. Sreepriya K., Ravindra Keshavrao G Adsure, Jaiprakash Babasaheb Chavan, Sideshwar Namdev Biradar, Yash Prashant Sonawane, Yogesh Ramesh Joshi, Ashok Arora, Rajeev Kumar Bansal, Girish Patel, Abhishek Sharma, Dinesh P. Rajbhar, Ms. Anzu K. Varkey, Akash Avinash Kakade, Somanatha Padhan, Swetab Kumar, Ms. Sukhada Omprakash Kakade, Dr. Rajesh Pandey, Sumeer H

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A Sodhi, Ms. Prachi Misra, Chaitanya, Kartik Pant, Ms. Aswathi M.K., Ms. Jaikriti S. Jadeja, S. Hari Haran, Amit A. Pai, Ms. Pankhuri Bharadwaj, Ms. Bhavana Duhoon, Ms. Ranu Purohit, Shakul R. Ghatole, Dr. A.P. Singh, V.P. Singh, Ms. Geeta Chauhan, Ms. Richa Singh, Sharwan Kumar Goyal, Jai Gopal Saboo, Sadashiv, Shankar Chillarge, Kaleeswaram Raj, Mohammed Sadique T.A., Ms. Thulasi K. Raj, Ms. B Maitreyi S. Hegde, Ms. Uttara P.V., Ms. Sheryl Sebastian, Ms. Sneha Ravi Iyer, Amol B. Karande, Vikrant Yadav, Mahesh B. Karande, Sandesh R. Patil, Ankit Yadav, Mahfooz A. Nazki, Polanki Gowtham, Shaik Mohamad Haneef, T. Vijaya Bhaskar Reddy, Amitabh Sinha, Shrey Sharma, Abhimanyu Tewari, Ms. Eliza Bar, Ms. Diksha Rai, Shuvodeep C Roy, Ms. Palak Mahajan, Shuvodeep Roy, Rahul Raj Mishra, Manish Kumar, Harpreet Singh, Sahil Raveen, Sahil Chandra, S.C. Verma, Ms. Prachi Mishra, Sumeer Sodhi, Hussain Ali, Chaitanya, Kartik Pant, Chirag M. Shroff, Ms. Abhilasha Bharti, Sushant Dogra, Kanu Agarwal, Aniruddha P. Mayee, Mrs. Bihu Sharma, Ms. Pratishtha Vij, Arun Bhardwaj, Dilbag Singh, Dr. Monika Gusain, Vishwa D Pal Singh, Ms. Pragya Baghel, Vishnu Sharma, Kumar Anurag Singh, Parthiv Goswami, Abhishek Roy, Ms. Aastha Shreshtha, Ms. Tulika Mukherjee, Ms. Taruna Ardhendumauli Prasad, Aman Bhatnagar, Parth Awasthi, Jishnu M.L., Ms. Priyanka Prakash, Ms. Beena Prakash, Ms. Anandita Mitra, Supratik Sarkar, G. Prakash, Shubhranshu Padhi, Ashish Yadav, Rakshit Jain, Vishal Banshal, Pukhrambam Ramesh Kumar, Ms. E Anupama Ngangom, Karun Sharma, Siddhesh Kotwal, Ms. Bansuri Swaraj, Divyansh Tiwari, Ms. Ana Upadhyay, Ms. Manya Hasija, Nirnimesh Dube, Mrs. K. Enatoli Sema, Amit Kumar Singh, Nitya Nambair, Vitso Rio, Karan Bharihoke, Ms. Neha Sahai Bharihoke, Siddhant Sharma, D.K. Devesh, Sameer Abhyankar, Nalin Talwar, Amish Tandon, Ayush Beotra, Varun Tandon, Dipin Tamang, Uddhav Khanna, F Ms. Shafali Jain, M. Yogesh Kanna, Raja Rajeshwaran S., Ms. Lakshmi Iyer, Aditya Chadha, Ms. Uma Prasuna Bachu, P. Venkat Reddy, Prashant Tyagi, P. Srinivas Reddy, M/s Venkat Palwai Law Associates, Shuvodeep Roy, Rahul Raj Mishra, Apoorv Singhal, Aashish Prasad, Suhaan Mukerji, Vishal Prasad, Nikhil Parikshith, Abhishek Manchanda, Sayandeep Pahari G for M/s PLR Chambers & Co., Avijit Mani Tripathi, Shaurya Sahay, Aditya Shankar Pandey, Pradeep Misra, Suraj Singh, Amit Tiwari, Amit Yadav, Amit Sharma, Ms. Ruchira Gupta, Shishir Deshpande, Anurag Sharma, Ms. Mona Sinha, Abhishek Kumar Srivastava, K.V. Jagdishvaran, Mrs. G. Indira, V.G. Pragasam, S. Prabhu Ramasubramanian, Advs. for the appearing parties. H

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Judgment

The Judgments of the Court were delivered by A ASHOK BHUSHAN, J. (for himself and S. Abdul Nazeer, J.), L. Nageswara Rao, J. Hemant Gupta, J. and S. Ravindra Bhat have also concurred on Question Nos. 1, 2 and 3.

11. This Constitution Bench has been constituted to consider questions of seminal importance relating to contours and extent of special B provisions for the advancement of socially and educationally backward class (SEBC) of citizens as contemplated under Article 15(4) and contours and extent of provisions of reservation in favour of the backward class citizens under Article 16(4) of the Constitution of India. The challenge/interpretation of the Constitution (102nd Amendment) Act, 2018 C is also up for consideration.

22. All the above appeals have been filed challenging the common judgment of the High Court dated 27.06.2019 by which judgment several batches of writ petitions have been decided by the High Court. Different writ petitions were filed before the High Court between the years 2014 D to 2019, apart from other challenges following were under challenge: The Ordinance No. XIII of 2014 dated 09.07.2014 providing 16% reservation to Maratha. The Ordinance No.XIV of 2014 dated 09.07.2014 providing for 5% reservation to 52 Muslim Communities. The Maharashtra State Reservation (of seats for E appointment in educational institutions in the State and for appointment or posts for public services under the State) for educationally and socially backward category (ESBC) Act, 2014 and Maharashtra State Socially and Educationally Backward Class (SEBC) (Admission in Educational Institutions in the State and for posts for appointments in public service and posts) Reservation F Act, 2018 (hereinafter referred to as the “Act, 2018”).

33. The High Court by the impugned judgment upheld Act, 2018, except to the extent of quantum of reservation provided under Section 4(1)(a), 4(1)(b) over and above 12% and 13% respectively as recommended by Maharashtra State Backward Class Commission. The G writ petitions challenging the Ordinance XIII and XIV of 2014 as well as Act, 2014 were dismissed as having become infructuous. Few writ petitions were also allowed and few detagged and other writ petitions have been disposed of. H

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44. Writ petition under Article 32 of the Constitution of India, namely, Writ Petition(C) No. 938 of 2020 (Shiv Sangram & Anr. vs. Union of India & Anr.) has been filed questioning the Constitution (102 nd Amendment) Act, 2018.

55. While issuing notice on 12.07.2019, a three-Judge Bench of B this Court directed that the action taken pursuant to the impugned judgment of the High Court shall be subject to the result of the SLP. It was made clear that the judgment of the High Court and the reservation in question shall not have any retrospective effect. The three-Judge Bench after hearing the parties, on 09.09.2020, while granting leave passed following order: C “17. In view of the foregoing, we pass the following orders: - (A) As the interpretation of the provisions inserted by the Constitution (102nd Amendment) Act, 2018 is a substantial question of law as to the interpretation of the Constitution of D India, these Appeals are referred to a larger Bench. These matters shall be placed before Hon’ble The Chief Justice of India for suitable orders. (B) Admissions to educational institutions for the academic year 2020-21 shall be made without reference to the reservations provided in the Act. We make it clear that the Admissions made to Post-Graduate Medical Courses shall not be altered. (C) Appointments to public services and posts under the Government shall be made without implementing the reservation as provided in the Act. Liberty to mention for early hearing. “

66. A Three-Judge Bench referring the matter to Constitution Bench has referred all the appeals and the order contemplated that the matter shall be placed before the Chief Justice for the suitable orders. Referring G order although mention that the interpretation of Constitution (One Hundred and Second Amendment) Act, 2018 is substantial question of law as to the interpretation of the Constitution but the reference was not confined to the above question. The learned counsel for the parties have made elaborate submissions in all the appeals as well as the writ petitions filed under Article 32. Elaborate submissions were addressed on the H

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impugned judgment of the High Court. We thus have proceeded to hear the parties and decide all the appeals and writ petitions finally.

77. After appeals being referred to a larger Bench by order dated 09.09.2020, Hon’ble the Chief Justice of India has constituted this Constitution Bench before whom these appeals and writ petitions are listed. This Constitution Bench after hearing learned counsel for the parties passed an order on 08.03.2021 issuing notice to all the States. The Bench by order further directed the States to file brief notes of their submissions.

88. The hearing commenced on 15.03.2021 and concluded on 26.03.2021. At this stage, we may indicate the headings in which we have divided to comprehensively understand the issues, submissions, our consideration, our conclusion and operative part of the judgment. The following are the heads of subjects under which we have treated the entire batch of cases: (1) Questions Framed. D (2) Background Facts. (3) Points for consideration before the High Court. (4) Submissions of the parties. (5) The 10 grounds urged for referring Indra Sawhney judgment to a larger Bench. E (6) The status of Reservation at the time of Enactment of Act, 2018. (7) Consideration of 10 grounds urged for revisiting and referring the judgment of Indra Sawhney to a larger Bench. F (8) Principle of Stare Decisis. (9) Whether Gaikwad Commission Report has made out a case of extra-ordinary situation for grant of separate reservation to Maratha community exceeding 50% G limit? (10) Whether the Act, 2018 as amended in 2019 granting separate reservation for Maratha community by exceeding the ceiling limit of 50% makes out exceptional circumstances as per the judgment of Indra Sawhney? H

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A (11) Gaikwad Commission Report – a scrutiny. (12) Whether the data of Marathas in public employment as found out by Gaikwad Commission makes out cases for grant of reservation under Article 16(4) of the Constitution of India to Maratha community ? B (13) Social and Educational Backwardness of Maratha Community. (14) The Constitution (102nd Amendment) Act, 2018. (15) Conclusions. C (16) Order.

99. On 08.03.2021 the six questions which were proposed to be considered were enumerated in the following manner: (1)Questions Framed. D “1. Whether judgment in case of Indra Sawhney v. Union of India [1992 Suppl. (3) SCC 217] needs to be referred to larger bench or require re-look by the larger bench in the light of subsequent Constitutional Amendments, judgments and changed social dynamics of the society etc.?

E 2. Whether Maharashtra State Reservation (of seats for admission in educational institutions in the State and for appointments in the public services and posts under the State) for Socially and Educationally Backward Classes (SEBC) Act, 2018 as amended in 2019 granting 12% and 13% reservation for Maratha community in addition to 50% social reservation is covered by exceptional circumstances as contemplated by Constitution Bench in Indra Sawhney’s case?

3. Whether the State Government on the strength of Maharashtra State Backward Commission Report chaired by M.C. Gaikwad has made 12 out a case of existence of extraordinary situation and exceptional circumstances in the State to fall within the exception carved out in the judgment of Indra Sawhney?

4. Whether the Constitution One Hundred and Second Amendment deprives the State Legislature of its power to enact H

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a legislation determining the socially and economically backward A classes and conferring the benefits on the said community under its enabling power?

5. Whether, States power to legislate in relation to “any backward class” under Articles 15(4) and 16(4) is anyway abridged by Article 342(A) read with Article 366(26c) of the B Constitution of India?

6. Whether, Article 342A of the Constitution abrogates States power to legislate or classify in respect of “any backward class of citizens” and thereby affects the federal policy / structure of the Constitution of India?” C (2)Background Facts.

1010. We need to first notice certain background facts relevant for the present case and details of various writ petitions filed in the High Court. The “Maratha” is a Hindu community which mainly resides in the State of Maharashtra. After the enforcement of the Constitution of D India, the President of India in exercise of power under Article 240 appointed a Commission to investigate the conditions of all such socially and educationally backward classes, known as Kaka Kalelkar Commission, the first National Commission for backward classes. The Kaka Kalelkar Commission submitted its report on 30.03.1955 where it E observed - Vol.I “In Maharashtra, besides the Brahman it is the Maratha who claimed to be the ruling community in the villages, and the Prabhu, that dominated all other communities”. Thus, the first Backward Classes Commission did not find Maratha as other backward class community in the State of Bombay. F

1111. On 01.11.1956, a bilingual State of Bombay under the State Re-organisation Act was formed with the addition of 8 districts of Vidharbha (Madhya Bharat) and 5 districts of Marathwada (Hyderabad State). On 14.08.1961 through Ministry of Home Affairs while declining to act on the Kaka Kalelkar Commission Report informed all the State Governments that they had discretion to choose their own criteria in G defining backward classes and it would be open for State Governments to draw its own list of other backward classes. On 14.11.1961 acting on the directives of the Government of India, the Government of Maharashtra appointed B.D.Deshmukh Committee for defining OBC and to take steps for their developments. The B.D. Deshmukh Committee H

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A submitted its report on OBC to the Government of Maharashtra on 11.01.1964. It did not find Maratha as backward class. On 13.08.1967, the State of Maharashtra issued unified list of OBC consisting of 180 castes for the entire State which did not include Maratha. At serial No.87, Kunbi was shown. The President of India on 31.12.1979 appointed the second National Backward Classes Commission within the meaning of B Article 340 of the Constitution popularly known as Mandal Commission. In the report of second National Backward Classes Commission with regard to the State of Maharashtra while distributing percentage of Indian population by castes and religious groups, estimated other backward classes as 43.70 per cent, whereas in the category of forward Hindu C castes and communities the Marathas were included with 2.2 per cent. The population of other backward classes of remaining Hindu Castes groups was estimated as 43.7% and backward non-Hindu classes as 8.40 per cent and total approximate backward class of Hindu including non-Hindu castes was estimated as 52%. At page 56 of volume of report under heading percentage of the castes and religious groups under sub- D heading forward Hindu castes and communities following table given: III. Forward Hindu Castes & Communities

E

F

1212. The Maratha, thus, was included in forward Hindu caste, by G the second National Backward Classes Commission.

1313. A request was received by the National Commission for Backward Classes for inclusion of “Maratha” in the Central List of Backward Classes for Maharashtra along with Kunbi as backward class of Maharashtra. The National Commission for Backward Classes H conducted public hearing at Mumbai and after hearing Government

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officials, Chairman of the Maharashtra State Backward Classes A Commission submitted a detailed report dated 25.02.1980 holding that Maratha is not a socially and educationally backward class community but a socially advanced and prestigious community. It is useful to refer to paragraph 22 of the report (last paragraph) which is to the following effect: B “22. In view of the above facts and position, the Bench finds that Maratha is not a socially backward community but is a socially advanced and prestigious community and therefore the Request for Inclusion of “Maratha” in the Central List of Backward Classes for Maharashtra along with Kunbi should be rejected. In fact, “Maratha” does not merit inclusion in the Central List of Backward C Classes for Maharashtra either jointly with “Kunbi” or under a separate entry of its own.”

1414. On 16.11.1992 a nine-Judge Constitution Bench of this Court delivered a judgment in Indra Sawhney v. Union of India [1992 Suppl. (3) SCC 217] (hereinafter referred to as “Indra Sawhney’s case”), D apart from laying down law pertaining to principle of reservation under Constitution this Court also issued directions to the Government of India, each of the State Governments to constitute a permanent body for entertaining, examining and recommending upon on requests for inclusion and complaints of over inclusion of other backward classes of citizens. E

1515. The Maharashtra State OBC Commission headed by Justice R.M. Bapat submitted a report on 25.07.2008 conclusively recording that Maratha could not be included in the OBC list because it is a forward caste. The report in the end concluded: “It was agreed with majority that the resolution, stating that it would not be appropriate from social justice perspective to include Maratha community in the ‘Other Backward Class’ category, has been passed with majority in the commission’s meeting convened in Pune on 25/07/2008. And it was agreed with majority that such a recommendation should be sent to the government. The opposite opinion in relation to this has been separately recorded and it has been attached herewith.”

1616. The Maharashtra State Other Backward Classes Commission on 03.06.2013 rejected the request of the State Government to review the findings recorded by the State OBC Commission in its report dated H

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A 25.07.2008 holding the Maratha caste as forward community. Despite the existence of statutory State OBC Commission, the Government of Maharashtra appointed a special Committee headed by a sitting Minister, Shri Narayan Rane to submit a report on the Maratha Caste. On 26.02.2014 Rane Committee submitted its report to the State and recommended that for the Maratha special reservation under Article B 15(4) and 16(4) of the Constitution of India be provided. On 09.07.2014 Maharashtra Ordinance No.XIII of 2014 was promulgated providing for 16% reservation in favour of the Maratha caste. Writ Petition No.2053 of 2014 (Shri Sanjeet Shukla vs. State of Maharashtra) along with other writ petitions were filed where two separate Ordinances promulgated C on 09.07.2014 providing for reservation for seats for admissions in aided and non-aided institutions of the State and appointment to the post to public service under the State a separate 16% reservation in which Maratha was included, was challenged. The Government resolution dated 15.07.2014 specifying the Maratha community as the community socially and economically backward entitled for 16% reservation was challenged. D

1717. The Division Bench of the High Court by an elaborate order considering the relevant materials including the reports of National Backward Classes Commission and State Backward Classes Commission and other materials on record stayed the operation of Maharashtra Ordinance No.XIII of 2014 and Resolution dated E 15.07.2014. However, it was directed that in case any admission has already been granted in educational institution till that date based on Ordinance No.XIII of 2014 the same shall not be disturbed and the Students shall allow to complete their respective courses.

1818. The SLP(C)Nos.34335 and 34336 were filed in this Court F challenging interim order dated 14.11.2014 which SLPs were not entertained by this Court with request to decide the writ petitions at an early date.

1919. The Maharashtra Legislature passed the Act, 2014 on 23.12.2014 which received the assent of the Governor on 09.01.2015, G and was deemed to have come into force with effect from 09.07.2014. In Writ Petition (C)No. 3151 of 2014 and other connected matters the Division Bench of the Bombay High Court passed an order on 07.04.2015 staying the implementation of the provisions of the Act 1 of 2015 providing 16% reservation to Maratha. The interim order, however, directed that appointment to 16% reservation for Maratha under Act 1 of 2015 in the H

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advertisements already issued shall be made from open merit candidates A till final disposal of the writ petition and appointment shall be made subject to the outcome of the writ petition.

2020. On 30.06.2017 the State Government made a reference to State Backward Classes Commission to submit a report on the facts and the observation made in the reference to the Government regarding B Maratha. On 02.11.2017 Justice M.G. Gaikwad came to be appointed as Chairman of State Backward Classes Commission. On 14.08.2018 the National Commission for Backward Classes (Repeal) Act was passed repealing the National Commission for Backward Classes Act, 1993. On 15.08.2018 the Constitution (102nd Amendment) Act, 2018 was brought into force adding Article 338B, 342A and 366(26C). Article 338, C sub-clause (10) was also amended. On 15.11.2018, the State Backward Classes Commission submitted its report on social and educational and economic status of Maratha. The Commission recommended for declaring Maratha caste of citizens as social and economic backward class of citizens with inadequate representation in services. The Commission also D opined that looking to the exceptional circumstances and extraordinary situations on declaring Maratha class as SEBC and their consequential entitlement to the reservation benefits, the Government may take decision within the constitutional provisions. The Government after receipt of the above report enacted Act, 2018 which was published on 30.11.2018 and came into force from that day. PIL No.175 of 2018 (Dr. Jaishri E Laxmanrao Patil Vs. The Chief Minister and Ors.) and other writ petitions and PILs were filed challenging the Act, 2018. The High Court in the impugned judgment has noticed the pleadings in three writ petitions being PIL No.175 of 2018 giving rise to C.A.No.3123 of 2020, W.P.(LD.) No.4100 of 2018 (Sanjeet Shukla vs. The State of Maharashtra) F giving rise to C.A.No.3124 of 2020 and PIL No.4128 of 2018 (Dr. Uday Govindraj Dhople & Anr. vs. The State of Maharashtra & Anr.) giving rise to C.A.No.3125 of 2020. Before us in C.A.No.3123 of 2020 and C.A.No.3124 of 2020 most of the volumes and written submissions have been filed. It shall be sufficient to notice these three Civil Appeals, apart from the details of few other cases which shall be G noted hereinafter. C.A.No. 3123 of 2020 (Dr. Jaishri Laxmanrao Patil Vs. The Chief Minister and Ors.)

2121. This appeal has been filed against the judgment of the High Court in PIL NO.175 of 2018 filed by Dr. Jaishri Laxmanrao Patil H

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A questioning the 16% separate reservation given to Maratha under Act, 2018 published on 30.11.2018. The writ petitioner pleaded that providing reservation to Maratha community to the extent of 16% amounts to breach of Article 14, 16 and 21 of the Constitution of India and also bypassing ceiling of reservation of 50%. Referring to judgment of this Court in Indra Sawhney’s case and law laid down in Mr. Nagraj and others vs. Union of India & Ors. (2006) 8 SCC 212, it was pleaded that the reservation is not permissible beyond 50%. Various grounds had been taken in the writ petition questioning the 16% reservation for Maratha. During the pendency of the writ petition subsequent events occurred resulting into enlarging the scope of the petition, in the writ petition several applications for intervention and impleadment have been filed seeking to justify the Act, 2018. The High Court allowed the applications for intervention and they were directed to be added as party respondents. C.A.No. 3124 of 2020 (Sanjeet Shukla vs. The State of D Maharashtra)

2222. This appeal arises out of the judgment in Writ Petition (C) No.4100 of 2018. In the writ petition an extensive challenge was made to the Backward Classes Commission report which was basis for Act,

2018. The same writ petitioner i.e. Sanjeet Shukla has earlier filed Writ E Petition (C) No.3151 of 2014 challenging the Ordinance promulgated by the Government of Maharashtra in the year 2014. The interim order dated 14.11.2014 was passed in the Writ Petition No.3151 of 2014. The petitioner has also pleaded that the Act, 2014 was also stayed by the High court on 07.04.2015. It was pleaded that Maratha community is a powerful community in the State of Maharashtra with proved dominance in Government Service, Co-operatives, Sugar Co-operatives etc. reference of earlier National Backward Class Commission and State Backward Class Commission was made wherein the claim of Maratha to be included in OBC was rejected. The comments have also been made on the aggressive tactics adopted by the Maratha community by agitation, dharna for the grant of reservation to them. It was also pleaded that Act, 2018 is passed without complying with the requirement of Constitution (102nd Amendment) Act, 2018. In the writ petition following prayers have been made: “(a) Issue a writ, order or direction in the nature of certiorari or any other appropriate writ, order or direction of that nature thereby H

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quashing and striking down Maharashtra State Socially and A Educationally Backward (SEBC) Class (Admission in Educational Institutions in the State and for posts for appointments in public service and posts) Reservation Act, 2018, as being invalid and violative of the provisions of the Constitution of India; (b) During pendency of the petition, this Hon’ble Court be pleased B to say to the operation, implementation and effect of the Maharashtra State Socially and Educationally Backward (SEBC) Class (Admission in Educational Institutions in the State and for posts for appointments in public service and posts) Reservation Act, 2018; C b1. during pendency of the present petition, this Hon’ble Court be pleased to issue an appropriate writ, order or direction that no appointments should be made under Maharashtra State Socially and Educationally Backward (SEBC) Class (Admission in Educational Institutions in the State and for posts for appointments in public service and posts) Reservation Act, 2018; D

b2. during pendency of the present petition, this Hon’ble Court be pleased to issue an appropriate writ, order or direction of that nature that no posts should be kept vacant by reference to the Maharashtra State Socially and Educationally Backward (SEBC) Class (Admission in Educational Institutions in the State and for posts for appointments in public service and posts) Reservation Act, 2018; b3. during pendency of the present petition, this Hon’ble Court be pleased to issue an appropriate writ, order or direction of that nature that no advertisements for vacancies should be placed reserving any posts under Maharashtra State Socially and Educationally Backward (SEBC) Class (Admission in Educational Institutions in the State and for posts for appointments in public service and posts) Reservation Act, 2018; b4. during pendency of the present petition, this Hon’ble Court be pleased to issue an appropriate writ, order or direction of that nature that no admission in educational institutions should be made under reserved category as per Maharashtra State Socially and Educationally Backward (SEBC) Class (Admission in Educational H

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A Institutions in the State and for posts for appointments in public service and posts) Reservation Act, 2018; b5. during pendency Court be pleased to issue an appropriate writ, order or direction of that nature that no Caste Certificates should be issued under Maharashtra State Socially and B Educationally Backward (SEBC) Class (Admission in Educational Institutions in the State and for posts for appointments in public service and posts) Reservation Act, 2018;” C.A.No.3125 of 2020 (Dr. Uday Govindraj Dhople & Anr. vs. State of Maharashtra & Anr.)

2323. This appeal arises out of Writ Petition (LD.)No.4128 of 2018 filed by Dr. Udai Govindraj Dhople. The writ petition was filed in representative capacity on behalf of the similarly situated medical students/medical aspirants who are adversely affected by the Act, 2018.

2424. The writ petitioners seek quashing of Act, 2018 and in the alternative quashing and setting aside Sections 2(j), 3(2), 3(4), 4,5,9(2),10 D and 12 of the Act, 2018. The petitioner pleads that reservation system has become a tool of convenience for the Government and politicians in power for their vote bank. It is further pleaded that Maratha was never treated as backward class community and earlier their claim was rejected. It was further pleaded that the impugned enactment seriously prejudices the chances of open candidates in all fields of education as well as in service. It was further pleaded that Gaikwad Commission’s report is not based on fiscal data. There was inadequacy of data base. A community which was found not to be backward for last 50 years is now declared as backward class without any change of circumstances. The writ petitioner, pleads that enactment shall have an adverse effect which shall divide the society by caste basis on communal line. The impugned enactment is claimed to be violative of the basic structure and fundamental value of the Constitution capitulated in Article 14, 16 and 19 of the Constitution. C.A.Nos. 3133, 3134 and 3131 of 2020

2525. These appeals have been filed by the appellants who were not parties in the PIL No.175 of 2018, against the High Court judgment praying for permission to file SLP which has already been granted.

2626. C.A.No. 3129 arising out of PIL(ST)No.1949 of 2019 whereby 16% reservation to Maratha under Act, 2018 has been H challenged.

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2727. Writ Petition (C)No. 915 of 2020 has been filed under A Article 32 of the Constitution of India praying for directing the respondents that all the admission to Post Graduate Medical & Dental Courses in the State of Maharashtra for the academic year 2020-21 shall be made subject to the outcome of the SLP(C)No.15735 of 2019 and connected petitions. B

2828. Writ Petition (C) No. 504 of 2020 filed under Article 32 has been filed seeking mandamus direction to the respondents that provisions of Act, 2018 should not be made applicable to the admission to Post Graduate Medical & Dental Courses in the State of Maharashtra for the academic year 2020-21. C

2929. Writ Petition (C) No. 914 of 2020 filed under Article 32 prays for writ in the nature of certiorari or any other writ or order or direction to hold the impugned Socially and Educationally Backward Classes (SEBC) Act, 2018 as unconstitutional and violative of Article 14, 16 & 19 of the Constitution of India and further Act, 2018 should not be made available to the medical admission process for Post-graduate D students for the academic year 2020-21 in the State of Maharashtra.

3030. C.A.No. 3127 of 2020 arises out of Writ Petition (C)No.4128 of 2018. The prayer of which writ petition has already been noticed by C.A.No.3125 of 2020. E

3131. C.A.No. 3126 of 2020 has been filed against the impugned judgment of the High Court in Writ Petition (C)No.3846 of 2019 (Mohammad Sayeed Noori Shafi Ahmed & Ors. vs. The State of Maharashtra & Ors.). Writ Petitioners were challenging the Act, 2018 as well as the Maharashtra State Backward Class Commission Report on the Social, Educational, Economic Status of the Marathas and Allied F Aspects, 2018. The question was also raised about inaction on the part of the State of Maharashtra in not acting upon the report of Maharashtra State Minority Commission (2011) recommending special reservation to certain Muslim communities and failure to introduce a Bill on the floor of the State Legislature providing for 5% reservation to 52 Muslim G communities in Maharashtra.

3232. C.A.No. 3128 of 2020 arising out of Writ Petition (C) No.4269 of 2018(Vishnuji P. Mishra vs. The State of Maharashtra) wherein similar reliefs have been claimed as in PIL No.175 of 2018. H

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3333. Writ Petition (C) No. 938 of 2018 has been filed under Article 32 of the Constitution of India challenging the validity of Constitution (102nd Amendment) Act, 2018. Writ Petition notices that issue regarding Constitution (102nd Amendment) Act, 2018 is pending in SLP(C)No.15737 of 2019(C.A.No.3123 of 2020). The writ petitioner also claimed to have filed an I.A.No.66438 of 2020 for impleadment in B SLP(C) No. 15737 of 2019. The petitioner’s submission is that if the effect of Constitution (102nd Amendment) Act, 2019 is to take away power of State Legislature with respect to identification of OBC/SEBC, it is obvious that Constitution (102nd Amendment) Act, 2018 has taken away the legislative powers of State Legislature with respect to some C areas of law making power. The petitioner, further, submits that the procedure prescribed by the proviso to clause (2) of Article 368 of the Constitution of India has not been followed since no ratification by the legislatures of not less than one-half of the States by Resolution was obtained. In the writ petition following prayers have been made: D “a) This Hon’ble Court be pleased to hold and declare that the 102nd Amendment of the Constitution of India published in the Gazette of India dated 11.08.2018 is unconstitutional being in violation of proviso to clause (2) of Article 368 and also being violative of the right guaranteed under Article 14 and 21 of the Constitution of India. E b) This Hon’ble Court please to issue a writ of mandamus or a writ in the nature of mandamus or any other writ, order or direction directing that the 102nd Amendment of the Constitution of India shall not be enforced hereafter as a result of its being violative of Article 368 as also the basic structure of the Constitution of India F and also being violative of Article 14 and 21 of the Constitution of India.”

3434. In the writ petitions before the High Court, the State of Maharashtra has filed affidavit in reply dated 16.01.2018 in Writ Petition No.4100 of 2018 supporting the Act, 2018, which has been extensively relied by the High Court in the impugned judgment. The affidavits were also filed by the intervenors and affidavits were filed in support of Chamber Summons. The High Court after perusing the writ petitions, affidavits, applications filed by the interveners, Chamber Summons and supporting other materials and after hearing counsel appearing for the respective parties has broadly capitulated following points for consideration:

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 763 & ANR. [ASHOK BHUSHAN, J.]

(3) Points for consideration before the High Court. A

3535. “(III) Whether the impugned Act of 2018 is constitutionally invalid on account of lack of legislative competence on the following sub-heads:- (a) The subsisting interim order passed by the Bombay High Court in Sanjeet Shukla vs. State of Maharashtra (WP B 3151/2014) thereby granting stay to a similar enactment and ordinance of the State, which is pending for adjudication before this Court. (b) The 102nd (Constitution) Amendment, 2018 deprives the State legislature of its power to enact a legislation determining the Socially and Educationally Backward Class and conferring the benefits on the said class in exercise of its enabling power under Article 15(4) and 16(4) of the Constitution. (C) The limitation of 50% set out by the Constitution bench in Indra Sawhney in form of constitutional principle do not permit reservation in excess of 50%. (IV) Whether the State has been able to establish the social and educational backwardness and inadequacy of representation of the Maratha community in public employment on the basis of the report of MSBCC under the Chairmanship of Justice Gaikwad on the basis of quantifiable and contemporaneous data ? (V) Scope of Judicial Review for interference in the findings, conclusions and recommendation of the MSBCC. (VI) Whether the reservation carved out for Maratha community by the State Government in form of impugned legislation satisfies the parameters of reasonable classification under Article 14 of the Constitution ? (VII) Whether the ceiling of 50% laid down by the Hon’ble Apex Court in case of Indra Sawhney vs. Union of India, is to be taken as a constitutional principle and deviation thereof violates the basic tenet of equality enshrined in the Constitution? (VIII) Whether the State is able to justify existence of exceptional circumstances or extra-ordinary situation to exceed the permissible limit of 50% within the scope of guiding principles laid down in Indra Sawhney ? H

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A (IX) Whether in the backdrop of the findings, conclusions and recommendations of the MSBCC report, whether the State Government has justified exercise of its enabling power under Article 15(4) and 16(4) of the Constitution ?”

3636. The High Court in paragraph 177 of the judgment has B summarised its conclusion to the following effect: “177. In the light of the discussion above, we summarize our conclusions to the points which we have formulated in the proemial of the judgment and deliberated in the judgment. We summarize our conclusions in the same sequence : C [1] We hold and declare that the State possess the legislative competence to enact the Maharashtra State Reservation for Seats for Admission in Educational Institutions in the State and for appointments in the public services and posts under the State (for Socially and Educationally Backward Classes) SEBC Act, 2018 D and State’s legislative competence is not in any way affected by the Constitution (102nd Amendment) Act 2018 and the interim order passed by this Court in Writ Petition No. 3151 of 2014. We resultantly uphold the impugned enactment except to the extent of quantum of reservation as set out in point no. 6.

E [2] We conclude that the report of the MSBCC under the Chairmanship of Justice Gaikwad is based on quantifiable and contemporaneous data and it has conclusively established the social, economical and educational backwardness of the Maratha community and it has also established the inadequacy of representation of the Maratha community in public employment / F posts under the State. Accordingly we uphold the MSBCC report. [3] We hold and declare that the classification of the Maratha class into “Socially and Educationally Backward Class” complies the twin test of reasonable classification permissible under Article 14 of the Constitution of India, namely, (a) intelligible differentia G and (b) rational nexus to the object sought to be achieved. [4] We hold and declare that the limit of reservation should not exceed 50%, however in exceptional circumstances and extra- ordinary situations, this limit can be crossed subject to availability of quantifiable and contemporaneous data reflecting H

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backwardness, inadequacy of representation and without affecting A the efficiency in administration. [5] We hold and declare that the report of the Gaikwad Commission has set out the exceptional circumstances and extra-ordinary situations justifying crossing of the limit of 50% reservation as set out in Indra Sawhney’s case. B [6] We hold and declare that the State Government in exercise of its enabling power under Articles 15(4)(5) and 16(4) of the Constitution of India is justified, in the backdrop of report of MSBCC, in making provision for separate reservation to Maratha community. We, however, hold that the quantum of reservation set out by the Maharashtra State Reservation for Seats for Admission in Educational Institutions in the State and for appointments in the public services and posts under the State (for Socially and Educationally Backward Classes) SEBC Act, 2018, in section 4(1)(a) and 4(1)(b) as 16% is not justifiable and resultantly we quash and set aside the quantum of reservation under the said provisions over and above 12% and 13% respectively as recommended by the Commission.” In view of the conclusions, the High Court passed following order in the batch of writ petitions: E “: O R D E R : [A] In the light of summary of conclusions above, we dispose of the following writ petitions / PILs by upholding the Impugned Act of 2018 except to the extent of quantum of reservation prescribed by section 4(1)(a) and 4(1)(b) of the said Act : F 1] PIL No. 175 of 2018, 2] WP (stamp No.) 2126 of 2019 3] WP (stamp No.) 2668 of 2019 4] WP (stamp No.) 3846 of 2019 G 5] PIL No. 140 of 2014 6] WP (Lodg. No.) 4100 of 2018 7] WP (Lodg. No.) 4128 of 2018. 8] WP (Lodg. No.) 4269 of 2018 H

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A 9] PIL No. 6 of 2019. 10] WP (Lodg No.) 969 of 2019. [B] The following writ petitions / PILs seeking implementation of the Impugned Act of 2018, are also disposed of in view of the Impugned Act being upheld except to the extent of quantum of reservation prescribed by section 4(1)(a) and 4(1)(b). 1] PIL No.19 of 2019 :- The petition is allowed in terms of prayer clause (a). 2] PIL No.181 of 2018 :- The petition is allowed in terms of prayer clause (a). As far as prayer clause (b) is concerned, we grant liberty to the petitioner to file a fresh petition in case cause of action survives. [C] The following writ petitions are rendered infructuous on account of the passing of SEBC Act of 2018 which has repealed the earlier ESBC Act of 2015. 1] Writ Petition (Stamp No.) 10755 of 2017 2] PIL No. 105 of 2015 3] PIL No. 126 of 2019 E 4] PIL No. 149 of 2014 5] PIL No. 185 of 2014 6] PIL No. 201 of 2014 7] Writ Petition No. 3151 of 2014.” F [D] The following writ petitions are de-tagged from the present group of petitions as they claim reservation for the Muslim communities. 1] Writ Petition No. 937 of 2017 2] Writ Petition No. 1208 of 2019 G 3] PIL No.209 of 2014 4] PIL (Stamp No.) 1914 of 2019. [E] WP No.11368 of 2016:- The Petition is dismissed as far as prayer clause (A) is concerned. As far as prayer (B) is concerned H

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the petitioner is at liberty to file an appropriate Writ Petition seeking said relief. [F] PIL (Stamp No.) 36115 of 2018 :- The is disposed of since the recommendation of the commission are implemented in form of the impugned SEBC Act, 2018. [G] In the light of disposal of above writ petitions and PILs, all pending civil applications / notice of motions / Chamber Summons taken out in these writ petitions and PILs do not survive and the same are accordingly disposed of.”

3737. Aggrieved with the impugned judgment of the High Court dated 27.06.2019, the appellants have filed the Civil Appeals noted above in this Court.

3838. We have heard Shri Arvind P. Datar, learned senior counsel, Shri Shyam Divan, learned senior counsel, Shri Gopal Sankaranarayanan, learned senior counsel, Shri Pradeep Sancheti, learned senior counsel, Dr. Rajiv Dhawan, learned senior counsel, Shri Sidharth Bhatnagar, D learned senior counsel, Shri B.H. Marlapalle, learned senior counsel, Shri R.K. Deshpande, learned counsel, Dr. Gunratan Sadavarte, learned senior counsel, Shri Amit Anand Tiwari, learned counsel and Shri S.B. Talekar, learned counsel for the appellants. Shri Amol B. Karande, learned counsel, has been heard in support of Writ Petition No.938 of 2020. E

3939. We have heard Shri K.K. Venugopal, learned Attorney General for India and Shri Tushar Mehta, learned Solicitor General. Shri Mukul Rohatgi, learned senior counsel, has appeared for the State of Maharashtra and Chhattisgarh. Shri Shekhar Naphade, learned senior counsel, and Shri P.S. Patwalia, learned senior counsel, have also appeared for the State of Maharashtra. Shri Kapil Sibal, learned senior counsel, has appeared for the State of Jharkhand. Dr. Abhishek Manu Singhvi, learned senior counsel, has also appeared for the respondent No.3 in C.A. No.3123 of 2020.

4040. We have also heard several learned counsel appearing for different States. Shri Manish Kumar, learned counsel has appeared for the State of Bihar, Shri Karan Bharihok, has appeared for the State of Punjab, Dr. Manish Singhvi, learned senior counsel, has appeared for the State of Rajasthan. Shri C.U. Singh, learned senior counsel, has appeared for the respondents. Shri Sudhanshu S. Choudhari, learned counsel has appeared for some of the respondents, Shri V. Shekhar, H

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A learned senior counsel has appeared for the State of Maharashtra, Shri S. Niranjan Reddy, learned senior counsel, has appeared for the State of Andhra Pradesh, Shri Shekhar Nephade, learned senior counsel and Shri Jayanth Muth Raj, learned senior counsel have appeared for the State of Tamil Nadu. Shri Jaideep Gupta, learned senior counsel has appeared for the State of Karnataka. Shri Vinay Arora, learned counsel, B has appeared for the State of Uttarakhand. Shri Arun Bhardwaj, learned counsel, has appeared for the State of Haryana. Shri Amit Kumar, learned counsel, has appeared for the State of Meghalaya. Shri Pradeep Misra, learned counsel, has appeared for the State of U.P. and Shri Tapesh Kumar Singh, learned counsel, has appeared for the Madhya Pradesh C Public Service Commission. Ms. Diksha Rai, learned counsel, has appeared for the State of Assam.

4141. We have also heard Mrs. Mahalakshmi Pavani, learned senior counsel, Shri A.P. Singh, learned counsel, Mr. Shriram Pingle, learned counsel, Shri V.K. Biju, learned counsel, Shri Hrishikesh s. Chitaley, D learned counsel, Shri Mr. Kaleeswaram Raj, learned counsel, and Shri Ashok Arora for intervenors. Mr. Akash Avinash Kakade has also appeared for the interveners.

4242. Learned counsel for the parties have made elaborate submissions on the six questions as noted above. Learned counsel for the parties have also made their respective submissions on the points for consideration as was formulated by the High Court in the impugned judgment. The elaborate submissions have also been made by the petitioners challenging the various provisions of Act, 2018. Learned counsel appearing for the petitioners have made scratching attack on the Gaikwad Commission’s report, various data and details have been referred to by the petitioners to support their submissions that Maratha community is not a socially and educationally backward class.

4343. We shall now proceed to notice the submission advanced by learned counsel including submissions of Attorney General for India in seriatim. G (4) Submissions of the parties.

4444. Shri Arvind Datar, learned senior counsel, led the arguments on behalf of the appellant. Shri Datar submits that there is no need to refer the judgment of Constitution Bench of this Court in Indra Sawhney to an Eleven-Judge Bench. Reference to larger Bench can be made H

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only for compelling reasons. No judgment of this Court has doubted the A correctness of nine-Judge Constitution Bench of this Court in Indra Sawhney’s case. On the other hand 50% limit for reservation has been reiterated at least by four Constitution Bench judgments of this Court rendered after judgment in Indra Sawhney’s case. All the High Courts have uniformly accepted the limit of 50% reservation. In some States B where for political reasons 50% limit had been breached, it was struck down repeatedly. The limit of 50% reservation laid down by the Constitution Bench of this Court in Indra Sawhney is now an integral part of the trinity of Article 14, 15 and 16 of the Constitution. Any legislative or executive legislations against it are void and have to be struck down. Shri Datar has specifically referred to the Constitution C Bench judgment of this Court in M. Nagaraj vs. Union of India, (2006) 8 SCC 212 in which case the Constitution Bench of this Court laid down that the State cannot obliterate the Constitutional requirement of ceiling limit of 50%. It was held that if the ceiling limit of 50% is breached the structure of quality and equality in Article 16 would collapse. D

4545. It was further held that even the State has compelling reason, the State has to see that its reservation provision does not lead to excessiveness so as to breach the limit of 50%. The request to refer the judgment of Nagaraj has been refused by subsequent Constitution Bench judgment of this Court in Jarnail Singh and others vs. Lachhmi Narain Gupta and others, 2018(10) SCC 396. The parameters, when this E Court revisits its judgments have been clearly laid down in which the present case does not fall. The judgment delivered by nine-Judge Bench needs to be followed under the principle of stare decisis. More so for the last more than 28 years no judgment of this Court had expressed any doubt about the law laid down by this Court in Indra Sawhney’s case. F A very high threshold is to be crossed when reference is to be made to eleven-Judge Bench. In law, certainty, consistency and continuity are highly desirable. The Parliament has not touched 50% limit laid down under Article 15(4) and 16(4) of the Constitution for the last several decades. G

4646. The impugned judgment of the Bombay High Court is liable to be set aside as it is contrary to the clear principle laid down in the Indra Sawhney’s case. The High Court has not given any reason as to how extra-ordinary situations as mentioned in paragraph 810 in Indra Sawhney case is made out in the context of reservation for the Maratha caste/ H

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A community in Maharashtra. Exception and certain extra-ordinary situations to the 50% principle carved out in Indra Sawhney does not cover the case of Maratha since such “rule is confined to far flung and remote areas, where they are out of main stream of national life”. Indra Sawhney has also mandated extreme caution for going beyond 50%. The reservation limit of 50% has also been applied in the decisions B rendered in the context of Article 243D and 243T of the Constitution of India relating to Panchayats and Municipalities. The earlier reports of National Commission for Backward Classes has rejected claim of Maratha to be included in backward class. The opinion of National Commission for Backward Classes cannot be disregarded by the State C and in the event it had any grievance remedy of review was provided.

4747. The Maratha community has been found to be socially advanced and prestigious caste. It is submitted that limit of 50% is essential right on part of equality which is part of basic structure. Even members of Scheduled Tribes and Other Backward Classes who qualify D on merit can continue to enjoy the benefit of merit quota. The limit of 50% as laid down in Indra Sawhney, only a Parliamentary amendment is contemplated. Whenever Parliament wanted to get over 50% ceiling limit laid down by Indra Sawhney, the constitutional Amendments were brought, namely, Constitution 77th Amendment and Constitution 81st Amendment. E

4848. Shri Datar has referred to various paragraphs of judgment of this Court in Indra Sawhney. In support of his submission that majority has laid down upper ceiling of 50% for providing reservation under Article 16(4) and 15(4), Shri Datar submits that the judgment of Indra Sawhney cannot be confined only to Article 16(4) but the law was laid down F taking into consideration Article 15(4) and 16(4).

4949. Shri Shyam Divan, learned senior counsel for the appellant/ writ petitioner submits that social and financial status of Maratha community has been examined by successive Commissions or Committees up to June 2013 and each of the Commission and Committee G did not recognise members of Maratha community as deserving for reservation as backward class. Shri Divan has referred to Kalelkar Commission Report (1955), Mandal Commission Report (1980) and National Backward Class Commission Report (2000). He has also referred to the Deshmukh Committee report which did not include the H Maratha Community in the list of backward communities. Reference

DR. JAISHRI LAXMANRAO PATIL v. THE CHIEF MINISTER 771 & ANR. [ASHOK BHUSHAN, J.]

has also been made to the Khatri Commission (1995) and Bapat A Commission (2008).

5050. It is submitted that when the Maharashtra State Commission for backward class declined to reconsider in the matter of reservation of Maratha, the State Government appointed Narayan Rane Committee who was a Minister in the State Government which submitted a report in 2014 that although Maratha Community may not be socially backward but it recommended a new Socially and Economically Backward Class (SEBC). Shri Divan has submitted that Gaikwad Commission which submitted its Report on 15.11.2018 concluding that Maratha Community in Maharashtra are socially, educationally and economically backward and are eligible to be included in backward class category is completely flawed. It was not open for the Gaikwad Commission to ignore determination by National Commission and State Committees/Commission until June 2013 holding that Maratha are forward class in the State of Maharashtra. The report failed to recognize the consequences of Maratha Community being politically organised and being the dominant political class in Maharashtra for several decades. Politically organised classes that dominate government are not backward in any Constitutional sense.

5151. Coming to the Constitution (One Hundred and Second Amendment), 2018, Shri Divan submits that 102nd Constitution Amendment now contemplates identification by National Commission E of Backward Classes. The Constitutional scheme which is delineated by Article 341 and 342 has also been borrowed in Article 342A. The identification of backward classes is now centralized. Shri Divan has also highlighted adverse impact of the impugned act on medical admission in the State of Maharashtra. F

5252. Law laid down by Constitution Bench in Indra Sawhney’s case that reservation under Article 15(4) and 16(4) should not exceed the upper limit of 50 percent has been followed and reiterated by several judgments of this Court including Constitution Bench judgments. The Gaikwad Commission report and the reason given by the report does not make out any case for exception regarding Maratha Community to fall G in extraordinary circumstances as contemplated in paragraph 810 of the judgment in Indra Sawhney’s case.

5353. Shri Gopal Sankaranarayanan, learned senior Counsel has made his submission on the Constitution (One Hundred and Second H

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