BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF ASSAM & ANOTHER
vidhipandit.com/case/sc-2017-13-301-329
Machine-read from a scanned report. Check the printed page before citing. Report an error.
Headnote — Supreme Court Reports (editorial summary, not part of the judgment)
(J. CHELAMESWAR, R. K. AGRAWAL AND ABHAY MANOHAR SAPRE, JJ.J Constitution of India: Art. 194(3) r!w Entry 39 of List II of VII Schedule - Scope of - By Constitution 91" Amendment. Art. 164 was amended whereby the size of the Council of Ministers in the State was curtailed to 15% of the total strength of the Assembly - The strength of the Council of Ministers in State of Assam was 36 out of total strength of Assembly being 126, amounting to 28.57% - State of Assam passed Assam Parliame/lfary Secretaries (Appointment. Salaries, Allowances and Miscellaneous Provisions) Act, 2004, whereby member of Assembly were to he appoimed as 'Parliamentary Secretaries· by the Chit;( Mini~ter - They were to be of the rank and status of a Minister of State - Writ Petition (PIL) was filed before High Court. challenging the constitutional validity of the Act - The petition was transferred to Supreme Court -
Held
The legislature of State of Assam did not have competence to enact the Act - Scheme of Art. 194. which deals with powers and privileges of the Legislature. does not expressly alllhorise the State Legislature to create offices such as the one in question - Reading the authority to create new offices by legislation would be a wholly irrational way of construing the scope ofAn.194(3) and Ent1y 39 of List II - The "powers privileges and immunities" comemplated by Art. 194(3) and Entry 39 are those of the legislators qua legislators.
Catchwords
Schedule VII - Entries in the Lists - Scope - Imerpretation of -
Held
A great deal of examination of the scheme of the entire G Constitution is essential while interpreting the scope of each of the Entries - No rule which has a universal application with regard to the interpretation of all the entries in the Vll Schedule can he postulated - An Entry in VII Schedule is not a source of power. but H 301
A is only indicative of 1he field of legislation - Though words and expressions in Constitution must receive widest possible construction. the principle must be applied with some degree of caution when ii comes to examination ofamplitude ofLegislative Entries. Art. 246 - Scope of -
Held
Existence of a dedicated Article B in the Consti111tiun authorizing the making of Jaw on a particular topic, eliminates the possibility of existence of legislative authority to legis/ute i71 Art. 246 rlw any Entry in the Seventh Schedule indicating field of legislation which appears to be closely associated with the Topic dealt wilh b_,, the dedicated Article. C !nterpreitation of Constitution: '"Rule of widest construction" - Held: The jurisprudential has is for the "rule of widest construe/ion" is the hallowed belied that a Constitution is drafted with an eye on future - There.fore. interpre1atio11 of Constitution must be elastic enough to meet new social. politi<;al and hislorical realities often unimagined by the framers of the Constitution. Allowit1g the petition, the Court HELD; 1. The jurisprudential basis for the "rule of widest construction" is the hallowed belief that a Constitution is drafted with an eye on future providing a continuing framework for exercise of governmental power. Therefore, it must be elastic enough to meet new social, political and historical realities often unimagined by the framers of the Constitution. [Para 18] [315-C- D]
Reporter's headnote (continued) and case details
p. 301
(Transferred Case (Civil) No. 169 of2006) JULY26,2017 B
p. 302
F 2. The Constitution of India, unlike the American Constitution, regulates and structures not only the authority of the federal Government, but also the components of the Federation {States and after the Constitution 73'" Amendment even the loc•I bodies). As regards the authority of the legislatures G (Federal and State), analysis adopted by the US Supreme Court is equally gnod for the Constitution of India with appropriate modificati9ns, because there are areas where the two Constitutions differ substantially. [Para 22) [317-F-G)
3. Article 246 is one of the sources of authority to legislate under the Constitution of India. It declares that Parliament and H
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 303 ASSAM & ANOTHER the legislatures of various States have the "power to make laws A with respect to any of the matters enumerated" in each of the three lists contained in the Seventh Schedule. It also makes clear that the power of the Parliament is exclusive with respect to List I and that of the State Legislature with respect to List II. List III indicates various fields over which both the Parliament B as well as the State legislatures would have authority to legislate concurrently subject of course to the discipline of Article 254. Apart from declaration contained in Article 246, there are various other Articles of the Constitution which confer authority to legislate either on the Parliament or on a State legislature, as the case may be, in various circumstances. Article 3 authorises the c Parliament to make a law either creating a new State or extinguishing an existing State. Article 326 while declaring a right of every citizen who is not less than 18 years of age to register as a voter at any election to the House of the People or to the legislative assembly of a State, authorises the appropriate legislature to disqualify any such citizen to he a voter on any one of the grounds specified under Article 326 by making a law. The authority to make such a law obviously flows directly from the text of Article 326 but not from Article 246. See also Articles 2, 3, 11, 15(5), 22(7), 32(3), 33, 34, 59(3), 70, 71(3), 98(2). The Articles mentioned above arc only illustrative but not exhaustive of the category. [Paras 23-25] [318-C-E; 319-A-B]
4. The entries in the various lists of the Seventh Schedule arc not sources of the legislative power but are only indicative of the fields w.r.t. which the appropriate legislature is competent to legislate. While examining the scope of the entries this Court F must necessarily keep in mind the scheme of the Constitution relevant in the context of the Entry in question. A broad pattern can be identified from the scheme of the three lists, the salient features of which are (i) Fields of legislation perceived to he of importance for sustaining the federation, are exclusively assigned to the Parliament, (ii) State legislatures are assigned only specified G fields of legislation unlike the (JS Constitution, (iii} Residuary legislative power is conferred in the Parliament; (iv) taxing entries are distinct from the general entries and (v) List III does not contain a taxing entry. [Paras 26-28] [320-A-C] H
P1JPRFMF COURT REl'ORTS llOl 7] 13 S.C.R.
~. A gteat deal of examination of the srheme of the entire r~n•t;tt•tion is essential while interpreting the scope of each of the ~ntries contained in the three Lists of the ~eventh Schedule and 110 rnle which has a universal application with regard to the intem1·rtatio1t of all entries in the 7'" Schedule can be postulated. Tl>r •t<1tement that a broad and liberal spirit shonld inspire those f' whose duty Is to interpret the Constitution and the legislativr rntries shouhl not be read in a narrow or pedantic scn~c. cannot IJe understood as a sutra valid for all times and in all dn·umstanres. Thi< court 011 more than one occasion cautionrd about the perils of phcing a construction on the expressions contained in the c v~rious Ent~ies in the three Lists of Seventh Schedule as taking within their sweep, matters that have no rational connection with the subject 1Datter of the Entry. (Para 30) (322-D-E; 323-A-B]
6. The doctrine of "widest construction" propounded by l\1arsh>1ll was in the context of the substantive provisions of the lonstitntion which are the sources of power to legislate and stipulate the areas with respect to which "the Congress" shall have the "l~gislative power" but not in the context of something like an entry in the 7•h Schedule of the Constitution oflndia which is not a soi1rcc of power but only indicative of the field of J~gislation. Though words and expressions employed in the E Constitution must receive widest possible construction, the principle must be applied with some degree of caution when it ~omes to tltc examination of the amplitude of the legislative Entries. Tltere must be some distinction between a provision of the Constitution which confers power to legislate (source of F power) and an Entry in one of the 3 lists of the 7'" Schedule which arc not sources of power but are only indicative of the fields of lrgislation. Any construction which would run counter to the scheme of the Constitution relevant in the context must be qvoided. [Para 31] [323-D-F[
7. The existence of a dedicated Article in the Constitution 1P1thorlzing the making oflaw on a particular topic would certainly eliminate the possibility of the existence of the legislative ~·1thority to legislate in Article 246 read with any Entry in the SPventh Schedule indicating a field of legislation which appears to be closely associated with the topic dealt with by the dedicated H
BIMOT.ANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 305 ASSAM & ANOTHER article. For example even if the Constitution were not to contain A Entries 38, 39, 40 in List II, the State Legislatures would still be competent to make laws w.r.t. the topics indicated in those 3 entries, because of the authority contained in Articles 164(5), 186, 194, 195 etc. Therefore, to place a coustruction on those entries which would have the effect of enabling the concerned B legislative body to make a law not within the coutemplation of the said Articles would be plainly repugnant to the scheme of the Constitution. In the present case, the relevant portion of text of Article 194(3) and Entry 39 of List JI of Seventh Schedule arc almost identical and speak about the "powers, privileges and immunities" of the house, its members and Committees. [Paras C 32 and 39] (323-F-H; 324-A; 327-A]
8. Artkle 194 occurs in Chapter III of Part VI of the Constitution which deals with the States. Chapter JI of Part VI de~ls with the State Executive. Chapter III deals with the State Legislature. Various Artidcs of Chapter III provide for D establishment of a legislature (either unicameral or bicameral), the r.omposilion of surh legislative bodies, the qualifications for m~mbership of the kgislative bodies and their durations, the offices of the kghla tu re and their powers and responsibilities and all other allied matters. [Para 42) (327-D-E) E
9. Article 194 deals exclusively with the powers and privileges of the legislature, its members and committees thereof. While clause (1) declares that there shall be freedom of speech in the Legislature subject to the limitations enumerated therein, clause (2) provides immunity in favour of the members of the Legislature from any legal proceedings in any court for anything F said or any vote given by such members in the Legislature or any Committees etc. Suh-clause (3) deals with the powers, privileges and immunities of a House of the Legislature and its members with respect to matters other than the ones covered under claim's (1) and (2). [Parn 43] (327-E-G] G
10. It can be seen from the scheme of Article 194 that it does not expressly authorise the State Legislature to create offices such as the one in question. On the other hand, Article 178 speaks about the offices of Speaker and Deputy Speaker. Article 179 deals with the vacation of those offices or resignations of H
306 SUPREME COUR:· REPORTS [2017] t3 S.CK
A incumbents of those offices whereas Article 182 and 183 deal with the Chairman and Deputy Chairman of the Legislative Council wherever the Council exists. The most crucial Article in this Chapter is Article 187 which makes stipulations even with reference to tile secretarial staff of the Legislature. On the face of such elaborate and explicit constitutional arrangement with B respect to the 'Legislature and the various offices connected with the legislature and matters incidental to them to read the authority to create new, offices by legislation would be a wholly irrational way of constr11ing the scope of Article 194(3) and Entry 39 of List II. Such a construction would be enabling the legislature to make c a law which has no rati(;nal connection with the subject matter of the entry. "Tile powers, privileges and immunities" contemplated by Article 194(3) and Entry 39 arc those of the legislators qua legislators. Therefore, the Legislature of Assam lacks the competence t(> make the impugned Act i.e. Assam Parliamentary Secretaries (Appointment. Salaries, Allowances and D Miscellaneous Provisions) Act, 2004. (Paras 44 and 451 [327-A- C; 328-A-B; 329-A-CJ lndia Cement Ltd & Ors. v. State of Tamil Nadu & Ors. (1990) 1 SCC 12: (1989] I Suppl. SCR 692; Hunter 1( Southam lne, [1984] 2 SCR 145; S'mthetics and E Chemicals Ltd & Ors. " State of UP & Or>. (1990) 1 SCC 109 : [1989] I Suppl. SCR 623: Jiluhhai !Vanhhai Khachar " State of Gujarat & Anr. (1995) Supp. l SCC 596; Harakchand Ratanchand Banthia v. Union of India (l969) 2 SCC 166: (1970) I SCR 479; Union of F India v. Harhhajan Singh Dhillon (1971) 2 SCC 779 : [19721 2 SCR 33; MA Hoechst Pharmaceuticals Ltd & Ors. v. State of' Bihar & Ors. (1983) 4 SCC 45 : [19831 3 SCR 130; Union of India & Ors. v Shah Goverdhan L. Kabru Teachers' College (2002) 8 SCC 228 : [20021 3 Suppl. SCR 220 - relied on. G Cauvery Water Disputes (1993) Supp. 1 SCC 96 : (19911 2 Suppl. SCR 497 - referred to. Mc Ciilloch v. Maryland 17 US 316 (1819); James v. Commonwealth of Australia (1936) A(' 578; Cemral H Provinces and Berar Sales of Motor Spirit and
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 307 ASSAM & ANOTHER
Lubricants Taxation Act. 1938 (1939) 1 FCR 18; United A States ic Curtiss - Wright Export Corp., 299 U.S. 304, 81 L. Ed. 255 - referred to. Case Law Reference [1991) 2 Suppl. SCR 497 referred to Para 12 B [1989] 1 Suppl. SCR 692 relied on Para 16 [2002) 3 Suppl. SCR 220 relied on Para 17 [1984) 2 SCR 145 relied on Para 18 [1989) 1 Suppl. SCR 623 relied on Para 22 c (1995) supp. 1 sec 596 relied on Para 22 [1970] 1 SCR 479 relied on Para 26 [1983] 3 SCR 130 relied on Para 28 [1991) 2 Suppl. SCR 497 referred to Para 33 D CIVIL ORIGINAL JURISDICTION : Transferred Case (Civil) No. 169/2006. Under Article 139A of the Constitution oflndia. Manoj Goel, Sr. Adv., Mr. Abhishek Gupta (for Brij Bhushan), E Adv. for the Petitioner Ranjit Kumar. S. G.. A.K. Panda, Sr. Adv., Ms. Kiran Bhardwaj, R. K. Verma. M. K. Maroria, P. Parmeswaran, M/s Corporate Law Group, Advs. for the Respondents
Judgment
The Judgment of the Court was delivered by F CHELAMESWAR, J. I. Transferred Case (Civil) No.169 of 2006 arises out ofWrit Petition, PIL N0.30/2005 on the file of the High Court of Gauhati. The vires of Assam Parliamentary Secretaries (Appointment, Salaries, Allowances and Miscellaneous Provisions) Act, 2004 (hereafter THE ACT) is questioned in the writ petition. G
22. Brief facts of the case are as follows: On 1.1.2004 the Constitution 91 st Amendment Bill, 2003 was passed by both the Houses of Parliament. This Bill after the assent of the President became an Act with modifications made to Articles 75 and 164 of the Constitution. This Act inter-alia provides under Article H
308 SUPilEME COURT REPORTS (2017] 13 S.C.R.
A !64(1A)' that the size of the Council of Ministers in the State should not exceed 15% of the total strength of the Assembly.
33. At th¢ time of the coming into force of the 91 st Constitutional Amendment Act, 2003, the strength of the Council of Ministers in the State of Assam was at 36 out of a total 126 members, amounting to 28.57% of the strength of the Legislative Assembly. In view of the mandate B contained in Article 164( IA) the strength of the Council of Ministers was to be brought down to 19 to be consistent with the ceiling of 15% imposed by Article 164(1A).
44. On 3.11.2004, the Assam Parliamentary Secretaries (Appointmen1. Salaries, Allowances and Miscellaneous Provisions) c Ordinance, 2004 was promulgated. On 29.12.2004 THE ACT was passed and published in the Official Gazette of the State ofAssam. We may briefly refer to the crucial provisions of the Act; Section·2(c) of the Act defines Parliamentary Secretary as follows:- '" Parliamentary Secretary' means a Member of the Assam D Legisl~tive Assembly appointed as the Parliamentary Secretary under this Act by the Chief Minister." Section 3 stipulates; "The Chief Minister may, having regard to the circumstances and the need of the situation, at any time appoint such number of Parliamentary Secretaries and assign to each of them such duties E and functions as he may deem fit and proper." Section 4 declares that Parliamentary Secretary should be of the rank and status of a Minister of State and exercise such powers, discharge such functions and perform such duties as may be assigned to him by the Chief Minister.' 1 F Ai1iclc 164( IA). The total nun1her of!\1inistcrs. including the Chief Minister, in the Council of Ministers in a State shall not exceed fifteen per cent of the total nun1ber of n1e1nbcrs of the Legislative Assen1bly of that State: Provided that the nu111ber ofMinisters, including the ChiefMinister. in a State shall not be less than twelve; Provided fi.nther that where the total nun1ber of Ministers, including the Chief Minister, in the Council of ~iinisters in any State at the con1n1encen1ent of the G Constitution (Ninety-first An1endn1ent) Act, 2003 exceeds the said fifteen per cent or the nun1ber specified in the first proviso, as the case n1ay be. then the total number of Ministers in th3.t State shall be brought in confonnity \vith the provisions of this clause \Vithin six n1onths fro111 such date as the President n1ay by public notification appoint. 2 Section 4 -A Parlian1entaiy Secretary shall be of the rank and status of a !vtinister of
State and shall exercise such powers, discharge such functions and perfornt such duties as n1ay be assigned to hin1 by th~ Chief Minister by \Vay of a notification published in H the officiaJ Gazette.
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 309 ASSAM & ANOTHER [CHELAMESWAR, J.)
Section 7 deals with the salary and allowances of the Parliamentary A Secretary. 3
55. WritPctition(PIL) No.30/2005 was filed on 13.04.2005 in the Hon'ble High Court ofGauhati challenging the constitutional validity of THE ACT. On 24.01.2006, the High Court of Gauhati adjourned the hearing of the said PIL in light of similar matters involving the same B questions oflaw which had come up for hearing in this Court in SLP No. 22038 of2005 (State ofHimachal Pradesh v. Citizen Rights Protection Forum).
66. On 30.05.2005, Eight Parliamentary Secretaries were appointed in exercise of the power under THE ACT and they took oath of office, but were not assigned any ministry. c
77. On 21.08.2006, this Court has allowed the Transfer Petition (C) No. 433 of2006 filed by the Petitioners under Article 139Aofthe Constitution. The transferred case is registered as Transferred Case (Civil) No. 169 of2005.'
88. The case of the petitioners is that: D (i) The legislature of State of Assam does not have competence to enact THE ACT; (ii) THE ACT is violative of the constitutional mandate under Article 164 (IA)' which stipulates an upper limit of 15% as the strength of the Council of Ministers; E 1 · Section 7. A Parlianrentary Secretary shall be entitled to such salary and ullo\vances as arc adinissihte to a Minister of State under the Assam Ministers, Ministers of State and Deputy Ministers Salaries and Allowances Act, 1958. "' On 08/05/2007 the Petitioners n1oved an interlocutory application {I.A. No. I /2007) .in ti1e Slipre1ne Court in order to stay the operation or the Act. ~ Article 164. (I) The Chief Minister shall be appointed by the Governor and the other Ministers shall be appointed by the Governor on the advice of the Chief Minister, and the F Ministers shall hold office during the pleasure of the Governor: Provided that in the States of Chhattisgarh, Jharkhand, Madhya Pn1.desh and Odisha there shall be a Minister in charge of tribal welfare whv may in addition be in charge of the welfare of the Scheduled Castes and backward classes or any other work. (lA) The total nu1nber of Ministers, including the Chief Minister, in the Council of Ministers in a State shall not exceed fifteen per cent. of the total number of members of the Legislative Assembly of that State: G Provided that the number of Ministers, including the Chief Minister in a State shall not be less than t\velve: Provided further that where the total nun1ber of Ministers including the Chief Minister in the Council of Ministers in any State at the commence111ent of the Constitution (Ninety~ first :Amendment) Act, 2003 exceeds the said fif\een per cent. or the number specified in the firSt proviso, as the case nlay be, then the total number of Ministers in that State shall he brOught in confom1ity with the provisions of this clause within six 111onths fron1 such date• as the President 1nay by public notification appoint. H
310 SUPREME COURT REPORTS [2017] 13 S.C.R.
A (iii) That THE ACT is intended to over-reach the mandate of the Constitution Amendment Act and hence a fraud upon constitution; {iv) Responsible government is a basic feature of the Constitution and THE ACT is violative of the basic B strudturc of the Constitution.
99. The Respondent's case is that,
1. That the State of Assam has the legislative competence to make the impugned legislation under Entry 39 of the List II of the 1" Schedule to the Constitution; c IL That the functions of Parliamentary Secretary under THE ACT are different from the functions of a Minister and therefore neither the principle of collective responsibility nor the mandate of the Constitution under the Constitution 91 st Amendment is violated. D iii. The1qucstion of violation of'basic structure' of the Constitution cannot arise in the context of a legislation. The doctrine is confined only to the Constitutional amendments.
1010. The following issues arise out of the above rival submissions: t. Whether the Legislature of Assam is competent to make THE E ACT') II. Whether the creation of the office of Parliamentary Secretary would amount to" violation of the constitutionally prescribed upper limit of 15% on the total number of Council of Ministers? III. Whether the concept of a •Responsible Government' F envisaged under various provisions of the Constitution is in any way violated by the impugned enactment and therefore unconstitutional as being violative of the basic structure of the Constitution. IV. Whether the theory of basic structure could be invoked at all G to invalidate an enactment which is otherwise not inconsistent wi1h the text of the Constillltion. In our opinion, if the answer to any one of the first two issues is in favour of the petitioner, the other two issues need not be examined.
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 311 ASSAM & ANOTHER [CHELAMESWAR, J.]
THE COMPETENCE OF THE STATE OF ASSAM TO PASS A THE ACT:
1111. Elaborating the I" submission, the Petitioners argued that the Political Executive (both national and state level) is the creation of the Constitution itself. Articles 74(1 )', 75(1 ) 7, 163(1 )'and 164(1 ) 9 of the Constitution create the offices of the Prime Minister, Chief Minister and B other Ministers respectively. The framers of the Constitution were aware of the different offices in vogue (such as Parliamentary Secretaries, Deputy Ministers etc) in various parliamentary democracies but chose to make provisions for only the office of 'Minister' .10 The word 'shall' in these articles indicates that no other office of the political executive can be created by legislation either of the Parliament or State legislature. c
1212. In support of their submission, the petitioners relied upon the judgment in the case of Cauvery Water Disputesn This Court while dealing with the Inter-State Water Disputes Act, 1956, held that the said legislation did not fall within the ambit·ofthe Entry 56 of the Union List, this Court opined so because of the presence of Article 262 of the D Constitution which is dedicated to the question of inter-state water disputes. The petitioners placed reliance on para 62 of the saidjud!,'lllent: "It cannot be disputed that the Act, viz., the Inter-State Water Disputes Act, I 956 is not a legislation under Entry 56. In the first 6 A11icle 74 (1) There shall be a Council of !vlinisters \Vith the Prin1e Minister at the E head to aid and advise the President who shall, in the exercise of his functions, act in accordance \\<ith such advice: Provided that the President 1nav require the council of Ministers to reconsider such ·advice, either generally or other~vise, and the President shall act in accordance \Vith the advice tendered after such reconsideration. ; Article 75 (_ 1) The Prin1e Minister shall be appointed by the President and the other Ministers shall be appcintcd by the President on the advice of the Prin1c lvfinistcr. F x Article 163 (1) There shall he a council of Ministers \Vith the chief Minister at the head to aid and advise the (Jovernor in the exercise of his functions, except in so far as he is by or under this constitution required to exercise his functions or any ofthcn1 in his discretion. 9 Article 164( 1) The chief Minister shall be appointed by the (Joven1or and the other ~1inisters shall be appointed by the Govc111or on the advice of the Chief Minister, and the !vfinisters shall hold office during the pleasure of the Governor: Provided that in the G State ofBihar, Madhya Pradesh and Orissa, there shall be a Minister in charge of tribal \Velfare \Vho 111ay in addition be in charge of the welfare of the Scheduled Castes and hack\Vard classes or any other work. 10 Constituent Assen1bly Debates l Dated 30.12.1948) on draft Article 61 corresponding to Article 74 of the Constitution - proposed an1cndn1cnts by Prof. K.T.Shah - Page 1146, 1148. 11 (1993) Supp. 1sec96 mi H
312 SUPREME COURT REPORTS [201"/J 13 S.C.R.
A instance Entry 56 speaks of regulation and development of inter- State rivers and river valleys and docs not relate to the disputes between the riparian States with regard to the same and adjudication thereof. Secondly, and even assuming that the expression "regulation and development" would in its width, include resolution of disputes mi sing therefrom and a provision B for adjudicating them, the Act docs not make the declaration required! by Entry 56. This is obviously not an accidental omission but a d~liberate disregard of the Entry since it is not applicable to the subject-matter of the legislation. Thirdly, no Entry in either of the thr~e Lists refers specifically to the adjudication of disputes c with regard to inter-State river waters. " 1' and argued tha~ the presence of provisions dedicated to the creation of a Political Executive oust the competence of the state legislature to make THE ACT and various entries relied upon by the State cannot be construed to authorise the creation of the position of Parliamentary D Secretaries.
1313. Dealing with the submission of the State of Assam that Entry 39 of the List-II of the 7"' Schedule read with Article 246(3) authorises the making of THE ACT the petitioners submitted that: Entry 39u of the State List (List ll), speaks of powers, p1ivilcgcs E and immunities of the Legislative Assembly and the members of the committees of the legislative assembly and similarly of the legislative council - if there is one. The latter part of the entry refers 10 enforcement ofattendancc of persons before committees of the legislature. There is not even the slightest indication in the F text of the Entry that it authorises the creation of offices other than those specified in the Entry. The impugned Act neither describes the power of the members of the legislative assembly nor the committees nor their immunities. Instead, the ACI ·creates offices and makes stipulations regarding the rank, status and funetipns of Parliamentary Secretaries. Entry 39 corresponds to G Article 194 of the Constitution, which deals with the powers, 12 In Re: Cauvery \Yater Disputes Para 62 1'Entry 39. PoYt1crs, privileges and i1nn1unit1es of the L.;gislat1vc A~~t:111bly and of the 1nen1bers and the con11nittecs thereof, and, 1f there is a Lcgi~:dal!ve Council, of that Council and of tbc n1en1bcrs and the conunittee~ th\.·reot': cntOrc~n1cnt ut' attendance of persons tOr giving evidence or producing docu1nt::nts b1.:rUrc co111n1ittL-c:. uf 1hc L·:gi~laturc H of the State.
BIMOLANGSHU ROY (DEAD) THROUGH LRS v: STATE OF 313 ASSAM & ANOTHER [CHELAMESWAR, J.]
privileges and the immunities of the House oflegislatures and of , A· the members and committees thereof. Article 194(3) authorises the State legislature to prescribe by law, the powers, privileges and the immunities of the members and the committees of a House of such Legislature but does not make any mention of the authority to create new offices. B
1414. On the other hand, the respondents argued that Entry 39 of List TI of the Seventh Schedule indicates the field oflegislation regarding the powers, privileges, and immunities of the house of legislatures. It should not be read in a "narrow restricted sense" and the words occurring in the entry must be interpreted as extending and including all ancillary and subsidiary matters which can be comprehended in it. Since a C Parliamentary Secretary is amemberofthe legislative assembly, it would be within the competence of the State legislature to make the ACT.
1515. The stand of the State ofAssam is reflected in a reply affidavit on behalf of the State in I.A. No.I of 2007 in Transferred Case (Civil) No. 169 of2006. Relevant portion of the affidavit reads as follows:- D
"It is submitted that it is well settled that legislative entries should be given the broadest possible interpretation and cannot be read in a restrictive mannet. Entry 39 covers "powers, privileges and immunities .... of the members" of a Legislative Assembly. This Hon 'b!e Court has, on various occasions, held that the E Legislative entries "should not be read in a narrow or pedantic sense but must be given their fullest meaning and the widest amplitude and be held to extend to all ancillary and subsidiary matters which can fairly and reasonably be said to be comprehended in them." ·It has also observed that "the cardinal rule of interpretation is that the entries in the legislative lists are not to be read in a narrow or restricted sense, and that each .general word should be held to extend to all ancillary or subsidiary matters which can fairly and reasonably be said to be comprehended in it. The widest possible construction, according to the ordinary meaning of the words in entry, must be put upon them." [Gujarat University Vs. KrishllaRanganath 1963 Supp (I) SCR 112; Express Hotels (P) Ltd.Vs. State of Gujarat (1989) 3 SCC 677; R.S. Rekhchand Mohata Spinning and Weaving Mills Ltd. vs. State of Maharashtra (1997) 6 SCC 12; ITC Ltd. vs. Agricultural Produce Market Committee (2002) 9 SCC 232]. H
314 SUPJU!ME COURT REPORTS [2017] 13 S.C.R.
A Since a, Parliamentary Secretary is a Member of the Legislative Assembly, it would be within the competence of the State Legislature to enact laws providing for the creation of the post of Parliamentary Secretary. In this view of the matter, it is reiterated that the impugned Act is clearly within the competence of the ~tate Legislature." B
1616. In 011r opinion, the State of Assam's reliance on the various extracts from the judgments of this Court is out of the context, ignoring an' important daveat contained in the very extract relied upon by the State i.e. "each general word should be held to extend to all ancillary C and subsidiary matters which can fairly and reasonably be said to be comprebendl!d In It".,.
1717. However, the more accurate legal position is expounded in Union of India & Others v. Shah Goverdhan L Kabra Teachers' Colkge, (200~) 8 SCC 228 at para 6: D "In viqw of the rival submissions at the Bar, the question that arises for consideration is whether the impugned legislation can be held to be a law dealing with coordinated development of educa1ion system within Entry 66 of List I of the Seventh Schedule or it is.a law dealing with the service conditions of an employee under the State Government. The power to legislate is engrafted under Article 246 of the Constitution and the various entries for the three lists of the Seventh Schedule are the "fields oflegislation". The different entries being legislative heads are all of enabling character and are designed to define and delimit the respective areas oflegislative competence of the Union and the State Legislatures. They neither impose any restrictions on the legislative power nor prescribe any duty for exercise of the legislative power in any particular manner. It has been a cardinal principle of construction that the language of the entries should be given the widest scope of which their meaning is fairly capable and while interpreting an entry of any list it would not be reasol)able to import any limitation therein. The rule of widest " lndl• Cement Ltd. & Othen v. Shte of T•mll N8du A Othen, ( 1990) I SCC 12 "18 .... Heni:e, the language ot'the enlri"" should be given widest scope, to find out which of the meaning is fairly capable because these set up machinery of the government. Each general word should be held lo extend to all ancillary or subsidiary matters which can fairly and reasonably be comprehended in it.... "
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 315 ASSAM & ANOTHER [CHELAMESWAR, J.]
construction, however, would not enable the legislature to make a law relating to a matter which has no rational connection with the subject-matter of an entry. When the vires of enactment is challenged, the court primarily presumes the constitutionality of the statute by putting the most liberal construction upon the relevant legislative entry so that it may have the widest amplitude and the substance of the legislation will have to be looked into. The court sometimes is duty- bound to.guard against extending the meaning of the words beyond their nasonable connotation in anxiety to preserve . , ,. ; . the power of the legislature.
1818. Thejurisprndential basis for the "rule of widest construction" c is the hallowed belief that a Constitution is drafted with an eye on future providing a continuing framework for exercise of gov~mmental power. Therefore, it must be elastic enough to meet new social, political and historical realities often unimagined by the framers of the Constitution 15 • . '" . ., Chief Justice Marshall's celebrated statement in McCulloch case 1' D thiit." ... we must never forget that it is a constitution we are expounding" is. the starting point. It was a statement made in the context of the i11terpretation of Article I of the US Constitution which declares the authority of"the Congress" to perform various functions enumerated in sub-s~ctions (I) to (17) of Section 8 and under sub-Section (18) "to make all laws necessary and proper to carrying into execution of the C-•· powers vested in the Congress by the preceding 17 sub-sections.".
1919. The question that arose for consideration in McCulloch case Was whether "the Congress" could establi~h a bank by its legislation. Norte of the "enumerated powers" in Article 1, Section 8 contain any mention of the power to establish a bank or create a corporation. It was ,; H~nterv. Southam Inc., (1984) 2 SCR 145, Canadian Supreme Court- Para 47 . .'.'!.'."';The task of expounding a constitution is crucially different from that of construiri.g a statute. A statute defines present rights and obligations. It is easily enacted and as easily repealed~ A constitution, by contrast, is drafted with an eye to the future. Its fun~tior;i _is tQ provide a continuing framework for the legitin1ate exercis·e of govemn1ental G po\ver and, when joined by a Bill or a charter of rights, for the unremitting protection of individual rights and liberties. Once enacted, its provisions cannot easily be repealed or.amended. It n1ust, therefore, be capable of growth and developn1ent over time to m~et new social, political and historical realities often unimagined by its framers. The judic.iW)' is the guardian of the constitution and must, in interpreting its provisions, b'e8.r these-considerations ip. n1ind. " McCulloch v. Maryland, 17 US 316 ( 1819) H
316 SUPREME COURT REPORTS [2017] 13 S.C.R.
A argued that (i) Congress could only legislate w.r.t. the matter expressly enumerated i11 Section 8 and make only those laws which arc "indispensable and without which the power would be nugatory", (ii) that the word "necessary" occurring in sub-section (18) "excludes the choice of meal)s and leaves to Congress in each case that only which is most direct and single". B Repelling the above submissfons Marshall declared that to provide in the Constit~ion minute details of every aspect of governance would make the Constitution a very prolix document similar to a legal code. By the nature of the instrument it only contains "the great outlines of the power and important objects sought to be achieved." 17 The submission c that the expres~ion "necessary" in sub-section (18) has a limited import was rejected. 1' 11 A constitution, to contain an accurate detail of all the subdivisions of which its great powers will admit, and of all the means by which they may be carried into execution, would partake of the prolixity ofa legal code, and could scarcely be embraced by the human mind. It would probably never be understood by the public. Its nature, D therefore, requires that only its great outlines should be marked, its important objects designated, and tl!e minor ingredients which compose those objects be deduced from the nature of the objects themselves. That this idea was entertained by the franiers of the An1erican constitution, is not only to be inferred from the nature of the instrument, but fron1 the lan~age. Why else \vere sonte of the limitations, found in the ninth section of the lst1article 1 introduced? It is also, in some degree, warranted by their having on1itted to use any restrictive tern1 which might prevent its receiving a filir and 1
E just interpretation. In considering this question, then. we must never forget. that it is a constitution we are expounding. lk Js it true. that this is the sense in which the word '"necessary" is always used? Does
it always i1nport •.n absolute physical necessity. so strong, that one thing, to which another nmy be tenned necessary, cannot exist without that other? We think it does not. If reference be had to its use, in the common affairs of the world, or in approved authors, \VC find that it frequently in1ports no· 1nore than that one thing is convenient, or useful, or essentia1 to another. To employ the means necessary to an end, is generally understood as en1~loying any n1eans calculated to produce the end, and not as being confined to those Single means, without which the end would be entirely unattainable. Such is the character of human language, that no word conveys to the mind, in all situations, one single definite idea; and nothing is n10re comn1on than to use \VOrds in a figurative sense. Aln1ost all compositions contain \Vords, which, taken in their rigorous sense, \vould con'(Cy a meaning different from that which is obviously intended. It is essential to just construction. that n1any words which in1port son"iething excessive, should be understood in a more mitigated sense - in that sense which common usage justifies. The word "necessary" is of this description. Jt has not a fixed character peculiar to itself. It admits of all degrees of comparison; and is often connected with other words, \Vhicij increase or diminish the impression the n1ind receives of the urgency it imports. A thibg may be necessary, very necessary, absolutely or indispensably necessary. To no n1ind w0u1d the same idea be conveyed, by these several phrases.
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 317 ASSAM & ANOTHER [CHELAMESWAR, J.]
2020. About 100 years later the Privy Council in James v. A Commonwealtli of Australia, (1936) AC 578 observed that a "Constitution must not be construed in any narrow and pedantic sense" (See Lord Wrlght at Page 614). Relying on the above-mentioned celebrated statements, the Federal Court in the case of Central Provinces and Berar Sales of Motor B Spirit and Lubricants Taxadon Act, 1938, (1939) 1 FCR 18, Gwyer, CJ observed that "I conceive that a broad and liberal spirit should inspire those whose duty it is to interpret it; but I do not imply by this that they are free to stretch or pervert the language of the enactment in the interests of any legal or constitutional theory, or even for the purpose of ~upplying omissions or of correcting supposed errors."
2121. The authority to make law flows not only from an express grant ofpower by the Constitution to a legislative body but also by virtue of implications flowing from the context ofthe Constitution is well settled by the various decisions of the Supreme Court ofAmerica in the context of American Constitution. A principle which is too well settled in all the juris'Clictions where a written Constitution exists. The US Supreme Court alw recognised that the Congress would have the authority to legislate with·reference to certain matters because of the fact that such authority is ihberent in the nature of the sovereignty. The doctrine of inherent PP"".eis was propounded by Justice Sutherland in the context of the role ofthe American Government in handling foreign affairs and the limitations thereon." In substance. the power to make the legislation flows from various sources: (I) express text of the Constitution; (2) by implication from the scheme of the Constitution; and (3) as an incident of sovereignty. F
2222. Unlike the American Constitution, we chose to adopt a Constitution which regulates and structures not only the authority of the federal government but also the components of the Federation (States and now20 even the local bodies). Coming to the question of the authority of the legislatures (Federal and State) we are of the opinion that analysis G adopted by the US Supreme Court is equally good for our Constitution with· appropriate modifications, because there are areas where the two Ciifistitutions differ substantially. 19 United States v. Curtiss- Wright Export Corp., 299 U.S. 304, 81 L. Ed. 255 ltl After. the Constitution 73rd An1end1nent H
318 SUPREME COURT REPORTS (2017] 13 S.C.R.
A Howeve~. the principle that the power to legislate under the Indian Constitution can flow from various sources is recognised by this Court in Synthetics a11d Chemicals Ltd. & Others v. State of U.P. & Others, (1990) I SCC 109 at para 67 that" ... The power to legislate is given by Article 246 and other Articles of the Constitution"" - a reiteration of the principle that the power to legislate docs not flow from a single Article B of the Constitution.
2323. Article 246 22 is one of the sources of authority to legislate under the Constitution of India. It declares that Parliament and the legislatures of the various states have the ''power to make laws with respect to any of the matters enumerated" in each of the three lists c contained in th~ Seventh Schedule. It also makes clear that the power of the Parliament is exclusive with respect to List I and that of the State Legislature with respect to List II. List III indicates various fields over which both the Parliament as well as the State legislatures would have authority to legislate concurrently subject of course to the discipline of D Article 254.
2424. Apart from declaration contained in Article 246, there are various other Artiicl es ofthe Constitution which confer authority to legislate either on the Parliament or on a State legislature, as the case may be in various circumstances. For example, Article 3 authorises the Parliament E to make a law !lither creating a new State or extinguishing an existing State. Such a power is exclusively conferred on the Parliament. 21 See also 1995 Supp. (I) SCC 596 para 7 - Jilubhai Nanbhai Khachar v. Slau of Gujarat & Another "the legislature1derives its power fron1Article 246 and other related Articles of the Constitution" F " Article 246. (l)1Notwithstanding anything in clauses (2) and (3), Parliament has exclusive power to,n1ake laws with respect to any of the n13tters enumerated in List I in the Seventh Schedule (in this Constitution referred to as the "Union List"). (2) Notwithstanding anything in clause (3), Parliament, and, subject to clause (l), the Legislature of any State also, have power to make laws with respect to any of the matters enumerated in List Ill in the Seventh Schedule (in this Constitution referred to as the "Concurrent List"). G (3) Subject to clausies ( J) and (2). the Legislature of any State has exclusive power to make lav.•s for sucli State or any part thereof with respect to any of the rn_atters enumerated in List Tl in the Seventh Schedule (in this Constitution referred to as the ··state List"). (4) Parlian1ent has power to make Jaws with respect to any matter for any part of the territory of India not included in a State notwithstanding that such nmtter is a matter enun1erated in the State List. H
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 319 ASSAM & ANOTHER [CHELAMESWAR, J.]
2525. Article 32623 while declaring a right of every citizen who is not A less than 18 years of age to register as a voter at any election to the House of the People or to the legislative assembly of a State, authorises the appropriate legislature to disqualify any such citizen to be a voter on any one of the grounds specified under Article 326 by making a law. The authority to make such a law obviously flows directly from the text of ·Article 326 but not from Article 246. See also Articles 2, 3, 11, 15(5), B 22(7), 32(3), 33, 34, 59(3), 70, 71(3), 98(2). The Articles mentioned above are only illustrative but not exhaustive of the category.
2626. It must be remembered that this Court repeatedly held" that "Anicle 326. Elections to the House of the People and to the Legislative Assemblies of C Stales to be on the basis of adult suffrage.-The elections to the House of the People and to the Legislative Assembly of every State shall be on the basis of adult suffrage; that is to say, every person who is a citizen of India and who is not less than eighteen years of age on such dale as may he fixed in that behalf by or under any law made by the appropriate legislature and is not otherwise disqualified under this constitution or any law made by the appropriate Legislature on the ground of non residence, unsoundness of mind, crime or corrupt or illegal practice, shall be entitled to be registered as a voter at any such election. " Harakchand Ratanchand Banthla v. Union of India, ( 1969) 2 SCC 166, Ramaswami, D J. speaking on hehalfofthe Court, while dealing will! the Gold (Control) Act (45of1968), observed: "Para 8.... Before construing these entries it is useful to notice some of the well· settled rules of interpretation laid do"'.!' by the Federal Court and by this Court in the matter.of construing the entries. The power to legislate is given to the appropriate Legislature bY Article 246 of the Constitution. The entries in the three Lists are only legislative heads or fields of legislation, they demarcate the area over which the appropriate Legislatures can operate...... Union of India "· Harbhajan Singh Dhll/on ( 1971) 2 SCC 779 - Para 22. It must he remembered that the f••ctlon of ·the lish It not to confer powers; they merely demarcate the leglsladve field. The Federal Court, while interpreting lhe Government of India Act in The GovernorGeneral In Councllv. The Releigh Investment Co., observed: "'It would not be right to derive the power to legislate on this topic merely from the reference to it in the List, because the purpose of the Lists was not to create or confer powers, but only to distribute between the Federal and the Provincial Legislatures the powers which had been conferred by Sections 99 and 100 of the Act." Synthetics and Chemicals Ltd and Others"· Srate ofU.P. and Others (19!10) I SCC I09- "Para 67 . .,.The power to lecl1lole Is pven by Arlkle 246 ond other Articles or the Con111tallon. The three lists of the Sevenlli Schedule to the Constitution are legislative heads or fields of legislation. These demarcate the area over which the appropriate legislatures can operate. It is well settled that widest amplitude should be given to the language of the enb'ics in three Lists but some of these entries in different lists or in the same list may override and somctinlCS may appear to be in direct conflict with each other. then and then only comes Ille duty of the court to find the true intent and purpose and to examine the particular legislation in question. Each general word should be held to extend to all ancillary or subsidiary matters which can fairly and reasonably be comprehended in it. ... " H
320 SUPREME COURT REPORTS [2017] 13 S.C.R.
A the entries in the various lists of the Seventh Schedule are not sources of the legislative power but are only indicative of the fields w.r.t. which the appropriate legislature is competent to legislate.
2727. The task of this Court in identifying the scope of an entry in the Lists contaiqed in the Seventh Schedule is not easy. While examining B the scope of th~ entries this Court must necessarily keep in mind the scheme of the C0nstitution relevant in the context ofthe Entry in question.
2828. A broad pattern can be identified from the scheme of the three lists, the salient features of which are (i) Fields oflegislation perceived to be ofimportaJ11ce for sustaining the federation, are exclusively assigned to the Parliameqt, (ii) State legislatures are assigned only specified fields c oflegislation unlike the US Constitution, (iii) Residuary legislative power is conferred in the Parliament; (iv) taxing entries are distinct from the general entries'\ and (v) List III does not contain a taxing entry,
2929. At th¢ same time, it can also be noticed that there is no logical uniformity in the scheme of the three lists contained in the Seventh D Schedule. (a) Power to legislate is conferred by some of the Articles by an express gant either on the Parliament or the State Legislature to make laws with reference to certai~ matters specified in each of those Articles but there is no corresponding entry in the corresponding list indicating the field of such legislation. For example. under Article 3 the Parliament is competent to create or extinguish a State. There is no entry in the List I of the Seventh Schedule indicating that the Parliament could make a law with regard to lthe creation of a new State or the extinguishment of an existing State. (b) On the other hand. with reference to some of the powers conferred expresslv by the text of the Constitution. there is also a corresponding entry in the List. Entries 38, 39 and 40 in List II fall in this category. G '< M/s. Hoechst P~armaceutlcals Ltd. & Othern. State of Blhar & Othen, (1983) 4SCC45, "Para 74 - It is equally well settled that the various entries in the three List-; are not 'po,vers' of legislation, but 'fields' of legislation. The power to legislate is given by Article 246 and other Articles of the Constitution. Taxation is considered to be a distinct matter for purposes of legislative competence. Hence, the power to tax cannot be deduced fron1 a general legislative entry as ancillary power. ... "
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 321 ASSAM & ANOTHER [CHELAMESWAR, J.]
3030. Article 248 26 and Entry 97 in the List I in our considered opinion virtually render most of the remaining Entries ofLiSt I superfluous, except Entries, such as 52 and 54. By these entries, (which form the exception) the framers of the Constitution carved out certain areas of legislation which otherwise are exclusively within the domain of the competence of the.state legislatures. By virtue of the enumeration in Entry 2427 of B List II, industries would be a subject matter falling exclusively within competence of the State legislation. However, Entry 52" of List I indicates that the Parliament would be competent t6 legislate with respect to 'industries', "the control of which by the Union of India is declared by the Parliament to be expedient in the public interest". Similarly, regulation and dcvelopinent of mines and minerals would be a matter which is c exclusively within the competence of the State legislature under Entry 23 29 of List II but for Entry 5430 of List I. We would like to mention here · that notwithstanding the general stipulations contained in Article 246 regarding the competence of the Parliament and the state legislatures with respect to the various fields oflegislation, Articles 249", 250 32 and 6 i Article 248. _ Residuary powers of legislntion.- (1) Parliament has exclusive po\ver to D make nny law with respect to any matter not enumernted in the Concurrent List or State List. (2) Such power shall include the power of making any lnw itnposing n tnx not 1ncntioncd in either of those Lists. "· · l1 Entry 24 Industries subject to the provisions of entries 7 and 52 of List I. (In the original Constitution Entry 24 didn ·c find mention of Entries 7 and 52) 211 Entry 52 Industries, the control of which by the Union is declared by Parliament by law
to be expedient in the public interest. 29 Entry 23 Regulation of mines and minerals development subject to the provisions of E List l with respect to regulation and development under the control of the Union. ~ Entry 54 Regulation of mines and mineral development to the extent to which such 0
regulation and development under the control of the Union is declared by Parliament by hnv to be expedient in the public interest. 1 ' Article 249. Power of Parliament to legislate with respect to a matter in the State List in the nationa,l interest. (l) Notwithsta1Jding anything in the foregoing provisionS: of this Chapter, if the Council of State has declared by resolution supported by not less than two-- thirds of the men1hers present and voting that it ·is necessary or expedient in the na1ionnl interest that Parliament should make laws with respect to any matter enumerated· in the F State List specified in the resolution, it shall be lawful for Parliament to make laws for the whole or any part of the territory or lndia with respect to that matter while the resolution remains in force. -, (2) A resolution passed under clause (I) shall remain in force for such period not exceeding one year as may he specified therein: Provided that, if and so often as a resolution approving the continuance in force of any such resolution is passed in the manner provided in clause (1), such resolution shall continue in force for a further period of one year from the date on which under this clause it \vould otheiwise have ceased to he in force. G · (3) A law 1nade by Parliament \vhich Parliament would not but for the passing of a resolution under clause (J) have been competent to mnke shall, to the e_xtent of the incompetency, cease to have effect on the cxpirntion of a period of six months after the resolution has ceased to be in force, except as respects things done or omitted to be done before the expiration of the said period. u Article 250. Power of Parliament to legislate with respect to any matter in the State List if a Proclamntion of Emergency is in operation. (l) Not\vitbstanding anything in this Chapter, Pnrliamenl shall, while a Proclamation of Emergency is in operation, have power to 1nake Jaws for the whole or any part of the territory of India with respect to any H of the matters enumerated in the State Lis~.
322 SUPRIEME COURT REPORTS (2017] 13 S.C.R
A 252 33 contain provisions which enable the Parliament to legislate with respect to any matter enumerated in List II in the exigencies specified in those Articles. The Scheme of Entries, such as 52 and 54 and the corresponding Entries in the List-II in our opinion is nothing but another instance of special arrangement akin to the one made in Articles 249, 250 and 252. P~rhaps, incorporation of another Article stipulating that B the Parliament would be competent to legislate with reference to the fields oflegislation contllined in Entries 23 and 24 whenever Parliament declared that it would be "expedient in public interest" to legislate upon those topics would have achieved the purpose. We may not be understood as sitting in judgment over the wisdom of framers of the Constitution. c We are only poi)lting out the possibility of achieving results sought to be achieved by Entries 52 and 54 by adopting another model of drafting. Such a model is already resorted to by the framers of the Constitution in making provisi0ns ofArticles 249 and 250 etc. Our endeavour is only to demonstrate that a great deal of D examination of the scheme of the entire Constitution is essential while interpreting the1scope of each of the Entries contained in the three Lists of the Seventh Schedule and no rule which has a universal application with regard to the interpretation of all entries in the 7"' Schedule can be postulated. The statement of Chief Justice Gwyer that a broad and liberal spirit should inspire those whose duty is to interpret the Constitution E and the legislatjve entries should not be read in a narrow or pedantic
(2) A law made by Parliament which Parliwnent would not hut for the issue of a Proclan1ation of En1ergency have been competent to make shall, to the extent of the incompetency, cease to have effect on the expiration of a period of six n1onths after the ProclanlBtion has ceased to operate, except as respects things done or omitted to be done before the expiration of the said period. u Article 252. Po\\1er of Parliament to legislate for two or more States by consent and adoption of such legislation by any other State. (I) If it appears to the Legislatures of two or n1ore States to be desirable that any of the n1atters with respect to which Parliament has no power to n1akc laws for the States except as provided in articles 249 and 250 should be regulated in such States by Parliament by law. and if resolutions to that effect are passed by all the Houses of the Legislatures of those States. it shall be lawful for Parliament to pass an Act for regulating that matter accordingly, and any Act so passed shall apply to such States and to any olher State by which it is adopted afterwards by resolution pa.o;sed in that behalf by the House or, where there arc two Houses, by each of the Houses of the Legislature of that State. (2) Any Act so passed by Parliwnent may be wnended or repealed by an Act of Parliament passed or adopted in like manner but shall not, as respects any State to which it applies, be amended or repealed by an Act of the Legislature of that State.
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 323 ASSAM & ANOTHER [CHELAMESWAR, J.]
sense, cannot be understood as a sutra valid for all times and in all circumstances. We have already noticed that this court on more than one occasion cautioned about the perils of placing a construction on the expressions contained in the various Entries in the three Lists of Seventh Schedule as taking within their sweep, matters.. that have no rational connection with the subject matter of the Entry. The caution sounded by B Justice Venkatachaliah in Shah Goverdhan L. Kabra Teachers' College (supra) that: " ... the court sometimes is duty-bound to guard against extending the meaning of the words beyond their reasonable connotation ... ". c is _a constitutional imperative.
3131. The doctrine of"widcst construction" propounded by Marshall was in the context of the substantive provisions of the Constitution which are the sources of power to legislate and stipulate the areas with respect to which "the Congress" shall have the "legislative power" but not in the context of something like an entry in the 7ili Schedule of our Constitution which is not a source of power but only indicative pfthe field oflegislation. Though words and expressions employed in the Constitution must receive widest possible construction, we believe that the principle must be applied with some degree of caution when it comes to the examination of the amplitude of the legislative Entries. There must be some distinction between a provision of the Constitution which confers power to legislate (source of power) and an Entry in one of the 3 lists of the 7"' Schedule which are not sources of power but are only indicative of the fields of legislation. Any construction which would run counter to the scheme of the Constitution relevant in the context must be avoided. F
3232. As rightly pointed out by the petitioners, the existence of a dedicated article in the Constitution authorizing the making oflaw on a particular topic would certainly eliminate the possibility of the existence of the legislative authority to legislate in Article 246 read with any Entry in the Seventh Schedule indicating a field oflegislation which appears to G be closely associated with the topic dealt with by the dedicated article. For example even if the Constitution were not to contain Entries 38, 39, 40 in List II the State Legislatures would still be competent to make laws w.r.t. the topics indicated in those 3 entries, because of the authority contained in Articles 164(5), 186, 194, 195 etc. Therefore, to place a H
324 SUPREME COURT REPORTS [2017] 13 S.C.R.
A construction on those entries which would have the effect of enabling the concerned legislative body to make a law not within the contemplation of the said Artiicles would be plainly repugnant to the scheme of the Constitution.
3333. Caui/ery Water Disputes" may not be an exact authority for B the proposition of law advanced by the petitioners. But the logical extension of the principle enunciated in Cauvery would certainly support the case of the petitioners.
3434. To understand the principle laid down in Cauvery, we need to examine the fa~tual background of the case and the issue (relevant) that c arose therefrmjn.
3535. There has been a long standing dispute between the States of Karnataka and Tamil Nadu with regard to their respective rights to the water ofriver Cauvery. For the resolution ofthe said dispute, a tribunal was constituted by a notification dated 2'~ June 1990 of the Government D ofJndia in exercise of the power under the Inter State Water Disputes Act, 1956. On ,an interlocutory application filed by the State of Tamil Nadu, by an order dated 25" June 1991, the tribunal gave certain directions" to the State ofKarnataka. Thereupon, the State ofKarnataka issued an ordinance nullifying the directions of the tribunal referred to above. The President oflndia by a reference under Article 143 36 of the E Constitution sought the opinion ofthis Court regarding the constitutionality of the ordinanqe.
3636. The State ofKarnataka argued that the ordinance in question fell exclusively within the field oflegislation assigned to the States by Article 246(3) read with Entry 17 of List II. In the absence of any law F made by the Parliament dealing with the subject matter of the content of " 1993 Supp. rll sec 96 (II) "To release 2051!MC water from its reservoirs located in the State ofKunataka and certain other incidental directions. "Article 143. (I) If at any time it appears to the President that a question of law or fuct has arisen, or is likely to arise, which is of such a nature and of such public in1portance G that it is expedient1 to obtain the opinion of the Supreme Court upon it, he n1ay refer the question to that Court for 1..l.'lnsidcration and the Court may, after such hearing as it thinks fit, report to the President its opinion thereon (2) The President p1ay, notwithstanding anything in the proviso to Article 131. refer a dispute of the kin~ mentioned in the said proviso to the Supreme Court for opinion and the Supreme Court shall. after such hearing as it thinks fit, report to the President its H opinion thereon
BiMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 325 ASSAM & ANOTHER [CHELAMESWAR, J.)
the ordinance in question, the authority of the legislature ofKamataka A remained unencumbered.
3737. While examining the said submission, this Court had to examine - whether the Inter State Water Disputes Act, 1956 made by the Parliament was a law made in exercise of the authority of the Parliament under Article 246( I )37 read with Entry 5638 of List I of the B Seventh Schedule? This Court reached a conclusion that the Inter State Water Disputes Act, 1956 is not a legislation referable to Entry 56 of List I. It also took note of the fact that none of the Entries in Seventh Schedule mentioned the topic of adjudication of disputes relating to inter State waters and Article 262 39 of the Constitution specifically provides for such adjudication. "62. It cannot be disputed that the Act, viz., the Inter-State Water Disputes Act, 1956 is not a legislation under Entry 56. In the first instance, Entry 56 speaks ofregulation and development ofinter- State rivers and river valleys and does not relate to the disputes between the riparian States with regard tb the same and adjudication thereof. Secondly, and even assuming that the expression "regulation and development" would in its width, include resolution of disputes arising therefrom and a provision for adjudicating them, the Act does not make the declaration required by Entry S6. This is obviously not an accidental omission but a deliberate disregard ofthe entry since it is not applicable to the subject matter of the legislation. Thirdly, no entry in any of the three lists refers specifically to the adjudication of disputes with regard to inter-State river waters.
63. The reason why none .of the Entries in the Seventh Schedule F mention the topic of adjudication of disputes relating to the inter· " Article -246. (I) Notwithstanding anything in clauses (2) and (3), Parliament has exclusive power to 1nake laws wiih respect to any of the ntatters enun1crated in List I in the Seventh Schedule (in this Cohstitution referred to as the "Union List"). " Entry 56. Regulation and development of inter-State rivers and river valleys to the extent to which such regulation and development under the control of the Union is declared by l'arlian1ent by law to be expedient in the public interest G "Article 262. (I) Parliament may by law provide for the adjudication of any disp_ute or . complaint with respect to the use, distribution or control of the waters of, or in, any incer-State river or river valley. (2) Notwithst!!nding anything in this Constitution, Pailiament may by law provide that neither the Supre1he Court nor any other court shall exercise jurisdiction in respect of any such dispute or complaint as is referred to in clause (I). H
326 SUPREME COURT REPORTS [2017] 13 S.C.R.
A State river waters is not far to seek. Article 262 ofthe Constitution specifically provides for such adjudication .... " 67 .... Since the subject of adjudication of the said disputes is taken care of specifically and exclusively by Article 262, by necessjlry implication the subject stands excluded from B the field covered by Entries 56 and 17. It is not, therefore, permissible either for the Parliament under Entry 56 or for a State lqgislature under Entry 17 to enact a legislation providing for adjudication of the said disputes or in any manner affecting or intetjfering with the adjudication or adjudicatory process of the machinery for adjudication established by law under Article c 262 ...."
3838. The ordinance was found to be beyond the legislative competence of the State of Karnataka. Because of the existence of a dedicated arti¢1e empowering the Parliament to make laws for the adjudication ofinter-Statc water disputes the subject stood by implication D excluded from the field covered under Entries 56 or 17 and the ordinance in substance had the effect of interfering with "adjudication process of the machinery for adjudication established by law under Article 262".
3939. The (listinction between the scheme ofArticle 262 Entry 56 of List I and Entry 17 of List II and the scheme of Article 194"" and Entry E 3941 ofList II is this that in the case of inter-State water disputes neither 411 Article 194. (I) Subject to the provisions of this Constitution and to the rules and standing orders r~gulating the procedure of the Legislature, there shall be freedom of speech in the Legiislature of every State. (2) No 1nembcr of the Legislature of a State shall be liable to any proceedings in any court in respect of anything said or any vote given by him in the Lcgi~lature or any committee thereof, and no p¢rson shall be so liable in respect of the publication by or under the authority of a House of such a Legislature of any report, paper, votes or proceedings. (3) In olher re!:.-pects, the powers, privileges and immunities of a House of the Legislature of a Star.e, and of r~e nlembers and the con1mittecs of a House of such Legislature, shall be such as nlay from •ime to time be defined by the Legislature by Jaw, and, until so defined, 1 [shall be those of that House and of its members and conlmittees immediately before the coming into force of section 26 of the Constitution (Forty-fourth Amendment) Act, 1978]. (4) The provisions of clauses (1), (2) and (3) shall apply in relation to persons who by virtue of this Constitution have the right to speak in, and otherwise to take part in the proceedings of, a· House of the Legislature of a State or any committee thereof as they apply hi relation tjo members of that Legislature. " 1 Entry 39. Powers, privileges and immunities of the Legislative Assembly and of the members and the committees thereof, and, if there is n Legislative Council, of that Council and of the me1nbers and the co1nmittees thereof; enforcement of attendance of persons for giving evidence or producing documents before committees of the Legislature of the State. H
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 327 ASSAM & ANOTHER [CHELAMESWAR, J.]
of the abovementioned two Entries make any mention of the adjudication A of water disputes and only Article 262 deals with the topic. In the case on hand, the relevant portion of the text of Article 194(3) and Entry 39 of List are almost identical and speak about the "powers, privileges and immunities" of the House, its members and Committees.
4040. The question therefore is - whether the text of Article 194(3) · B and Entry 39 is wide enough to authorise the legislature to make. THE. ACT?
4141. In view of the fact that the text ofbothArticle 194(3) and the relevant portion of Entry 39 are substantially similar, the meaning of the clause "the powers, privileges and the immunities of a House of the C Legislature of a State ........ and of the members of a House of such Legislature" must be examined.
4242. In ascertaining the meaning ofthe clause, the scheme ofArticle 194 and the setting in which the said clause is placed is relevant. Article I 94 occurs in Chapter III of Part VI of the Constitution which deals with the States. Chapter II of Part VI deals with the State Executive. D Chapter III deals with the State Legislature. Various articles of Chapter III provide for establishment of a legislature (either unicameral or bicameral), the composition of such legislative bodies, the qualifications for membership ofthe legislative bodies and their durations, the offices of the legislature and their powers and responsibilities and all other allied matters. E
4343. Article 194 deals exclusively with the powers and privileges of the legislature, its members and committees thereof. While clause declares that there shall be freedom of speech in the Legislature subject to the limitations enumerated therein, clause (2) provides ilnruunity in favour of the members of the Legislature from any legal prbceedings in any court for anything said or any vote given by such members in the F Legislature or any Cotllmittees etc. Sub-clause (3) deals with the powers, privileges and immunities of a House ofthe Legislature and its members with respect to matters other than the ones covered under clauses (1) and (2).
4444. Thus, it can be seen from the scheme of Article 194 that it G does not expressly authorise the State Legislature to create offices such as the one in question. On the other hand, Article 17 842 speaks about the Article 178. Every Legislative Assembly of a State shall, as soon as may be, choose two "42 members of the Assembly to be respectively Speaker and Deputy Speaker thereof and, so often as the office of Speaker or Deputy Speaker becomes vacant, the Assembly shall choose another member co be Speaker or Deputy Speaker, as the case may be. H
328 SUP~EME COURT REPORTS [2017) 13 S.C.R.
A offices of Speaker and Deputy Speaker. Article 17943 deals with the vacation of those offices or resignations of incumbents of those offices whereas Article 18244 and 183" deal with the Chairman and Deputy Chairman of the Legislative G:ouncil wherever the Council exists. In our opinion, the mQst crucial article in this Chapter is Article 187 46 which makes stipulations even with reference to the secretarial staff of the B Legislature. O* the face of such elaborate and explicit constitutional arrangement with respect to the Legislature and the various offices
"Article I 79. A member holding office as Speaker or Deputy Speaker of anAssembly- (a) shall vacate his office ifhe ceases to be a member of the Assembly; (b) may at w1y time by writing under his hand addressed, if such member is the Speaker, to the Deputy c Speaker, and if such member is the Deputy Speaker, to the Speaker, resign his office; and (c) may be removed from his office by a resolution of the Assembly passed by a majority of all the then members of the Assembly: Provided that no resolution for the purpose of clause (c) shall be moved unless at least fourteen days' notice has been given of the intentioh to1move the resolution: Provided further that, whenever the' Assembly is dissolved, the Sj>eaker shall not vacate his office until immediately before the first D meeting of the AS$embly after the dissolution. 4-4 Article 182. The legislative Council of every State having such Council shall, as soon as may be, choose two members of the Council to be respectively Chairman and Deputy Chairman thereof and, so often as the office of Chaimutn or Deputy Chairman beco111es vacant, the Council shall choose another n1ember to be Chairman or Deputy Chaim1an, as the <tasc n1ay be. 45 Article 183. A member holding office as Cbainuan or Deputy Chaim1an ofa Legislative E Council-- (a} shall vacate hi~ office if he ceases to be a men1ber of the Council; (b) may at any tip1e by writing under his hand addressed, if such meniber is the Chaimian, to the ~eputy Chaim10n and if such member is the Deputy Chaim10n, to the Chairman, resign ~is office: and (c) n1ay be removed fron1 his office by a resolution of the Council paesed by a nlajority of all the then nw1nbers of the Council: F Provided that no resolution for the pwpose of clause (c) shall be n1oved unless at least fourteen days' no~ice has been given of the intention to ntove the resolution. 46 Article 187, (I) The House or en.ch House of the Legislature of a State sha11 have a separate secretarial staff: Provided that nothing in this clause shall, in the case of the Legislature of a State having a Legislative Council, be construed as preventing the creation of posts comn1on to both Houses of such Legislature. (2) The Legislature of a State may by law regulate the recruitment, and the conditions of service of persons appointed, to the secretarial staft. of the Hou!SC or Houses of the Legislature of the 1
State. (3) Until prpvision is made by the Legislature of the State under clause (2), the Governor nlAy, a-ner consultation with the Speaker of the Legislative Assembly or the Chairn1an of the Legislative Council, as the case n1~ty be, tnake rules regulating the recruitment, and the conditions of service of persons .appointed, to the secretarial staff of the Assen1bly or the Council, and any rules so made shall have effect subject to the provisions of any law made under the said clause. 1
BIMOLANGSHU ROY (DEAD) THROUGH LRS v. STATE OF 329 ASSAM & ANOTHER [CHELAMESWAR, J.]
connected with the legislature and matters incidental to them to read the authority to create new offices by legislation would be a wholly irrational way of construing the scope of Article 194(3) and Entry 39 of List II. Such a construction would be enabling the legislature to make a law which has no rational connection with the subject matter of the entry. "The powers, privileges and immunities" contemplated by Article 194(3) B and Entry 39 are those of the legislators qua legislators.
4545. For the above-mentioned reasons, we are of the opinion that the Legislature of Assam lacks the competence to make the impugned Act. In view of the above conclusion, we do not see it necessary to examine the various other issues identified by us earlier in th is judgment. The Writ Petition is allowed. The impugned Act is declared C unconstitutional.
Kalpana K. Tripathy Petition allowed.
Report an error in this judgment →
Contains information from the Indian High Court / Supreme Court Judgments dataset, licensed under CC-BY-4.0