BALCHANDRA L. JARKIHOLI & ORS. v. B.S. YEDDYURAPPA & ORS.
vidhipandit.com/case/sc-2011-10-877-948
Machine-read from a scanned report. Check the printed page before citing. Report an error.
Headnote — Supreme Court Reports (editorial summary, not part of the judgment)
Catchwords
Constitution of India, 1950 - Tenth Schedule, Paragraph 2(1)(a) - Disqualification application against MLA on ground of defection - Manner of disposal by the Speaker- Challenge to - Tests of natural justice and fair play - Respondent no. 1 was the Legislature Party Leader of BJP in the Kamataka Legislative Assembly, and also the Chief Minister of the State of Kamataka - 13 BJP MLAs including the appellants and two others-'MPR' and 'NN' wrote to the Governor of the State that they were withdrawing support to the Government led by Respondent no. 1 - Governor asked Respondent no. 1 to seek vote of confidence on the floor of the House, and also intimated the Speaker accordingly - Respondent no.1, as leader of the BJP Legislature Party in the Legislative E Assembly, filed Disqualification application before the Speaker against all the said 13 MLAs - Speaker issued· Show- Cause notices to all the said MLAs - Meanwhile 'MPR' and 'NN' retracted their stand, stating that they .,&ontinued to support the Government led by Respondent no. 1 - Also, F 'KSE', State President of the BJP filed affidavit along with supporting documents, adverse to the interests of the appellants - Speaker disqualified the appellants reasoning that they had voluntarily given up their membership of the BJP by their acts and conduct, but did not disqualify 'MPR' and G 'NN' taking note of the retraction made by them - Justification -
Held
Except for the affidavit filed by 'KSE', State President of the B.J.P., and the statements of 'MPR' and 'NN', there was nothing on record in support of the allegations made in the 877 H
Catchwords
Constitution of India, 1950 - Tenth Schedule, Paragraphs 2(1)(a) and 6 - Power of the superior Courts to judicially review order passed by Speaker under paragraph C 2(1 )(a) of the Tenth Schedule -
Held
Under paragraph 2(1 )(a) of the Tenth Schedule, the Speaker functions in a quasi- judicial capacity, which makes an order passed by him in such capacity, subject to judicial review - Judicial Review.
Catchwords
Constitution of India, 1950 - Tenth Schedule, Paragraph D 5 - Object of -
Held
The object behind the paragraph 5 is to enst..ire that the Speaker, while holding office, acts absolutely impartially, without any leaning towards any party, including the party from which he was elected to the House. E Respondent no.1 was the Legislature Party Leader of the Bharatiya Janata Party (BJP) in the Karnataka Legislative Assembly, and also the Chief Minister of the State of Karnataka.
Held
1.1. In the instant case, the Appellants had in writing informed the Governor on 6th October, 2010, that having become disillusioned with the functioning of the Government headed by Respondent no.1, they had chosen to withdraw support to the Government headed by Respondent no.1 and had requested the Speaker to intervene and institute the constitutional process as constitutional head of the State. The said stand was re- G emphasized in their replies to the Show-Cause notices submitted by the Appellants on 9th October, 2010, wherein they had, inter alia, denied that their conduct had attracted the vice of "defection" within the scope of Paragraph 2(1)(a) of the Tenth Schedule. In their said
Reporter's headnote (continued) and case details
p. 877
(Civil Appeal Nos.4444-4476 of 2011)
MAY 13, 2011 B
878. SUPREME COURT REPORTS [2011) 10 S.C.R.
A Disqualification application - No presumption could be drawn from the action of the appellants that they had voluntarily given up their membership of the BJP - All along the appellants emphasized their position that they not only continued to be members of the BJP, but were also willing to support any B Government formed by the BJP headed by any leader, other than Respondent no. 1, as the Chief Minister of the State - The Speaker acted in hot haste in disposing of the Disqualification application filed by Respondent no. 1 - No convincing explanation was given as to why notices to sho~ c cause had been issued to the appellants under Rule 7 of the Disqualification Rules, giving the Appellants only three days' time to respond to the same, despite the stipulated time of seven days or more· - The proceedings conducted by the Speaker did not meet the twin tests of natural justice and fair 0 play - Procedure adopted by the Speaker seems to indicate that he was trying to ensure that the appellants stood disqualified prior to the date on which the Floor Test was to be held, so that they could not participate and, in their absence Respondent no. 1 was able to prove his majority in the House - Also, although the same allegations, as were made against the Appellants by Respondent no.1, were also made against 'MPR' and 'NN', their retraction was accepted by the Speaker and they were, accordingly, permitted to participate i• the Confidence Vote - The Speaker proceeded in the matter as if he was required to meet the deadline set by the Governor, irrespective of whether, in the process, he was ignoring the constitutional norms set out in the Tenth Schedule to the Constitution and the Disqualification Rules, and in contravention of the basic principles that go hand-in- hand with the concept of a fair hearing - Even if the G Disqualification Rules were only directory in nature, sufficient opportunity should have been given to the Appellants to meet the allegations levelled against them - Affidavits, affirmeq by 'KSE', 'MPR' and 'NN', were served on the Advocates appearing for the Appellants only on the date of hearing before H
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 879 YEDDYURAPPA & ORS.
the Speaker and that too just before the hearing was to A commence - Extraneous considerations writ large on the face of the order of the Speaker and therefore the same has to be set aside - Disqualification application filed by Respondent no. 1 accordingly dismissed - Karnataka Legislative Assembly (Disqualification of Members on Ground of Defection) Rules, B 1986 - Rules 6 and 7. ·
On 6th October, 2010, 13 BJP MLAs of the Karnataka F Legislative Assembly including the appellants and two others- MPR' and 'NN', wrote identical letters to the Governor of the State stating that they were withdrawing their support to the Government led by Respondent no.1. Five independent MLAs also withdrew support to the said G Government. The same day, the Governor addressed letter to Respondent no.1 informing him of the developments regarding the withdrawal of support by 13 BJP MLAs and 5 independent MLAs and requesting H
p. 880
A Respondent no.1 to seek vote of confidence on the floor of the House on or before 12th October, 2010 by 5 p.m. The Speaker was also requested accordingly.
On the very same day, Respondent no.1, as the 8 leader of the BJP Legislature Party in the Karnataka Legislative Assembly, filed an application before the Speaker under Rule 6 of the Karnataka Legislative Assembly (Disqualification of Members on Ground of Defection) Rules, 1986, praying to declare that all the said C 13 MLAs elected on BJP tickets had incurred disqualification from the Legislative Assembly in view of the Tenth Schedule to the Constitution.
The Speaker issued Show-Cause notices to all the aforesaid 13 MLAs on 7th October, 2010, informing them ' D of the Disqualification Application filed by Respondent no.1, but the appellants were not served with the notices directly. Instead the notices were pasted on the outer doors of their quarters in the IV.I.A complex. Time was given to them till 5 p.m. on 10th October, 2010 (i.e. within E 3 days), to submit their objections, if any, to the application.
The appellants made objections stating that the notice was in clear violation of the Disqualification Rules, F 1986, especially Rules 6 and 7 thereof; that copies of the disqualification petition and annexures thereto were not forwarded with the Show-cause notice as required under the Rules; that the appellants ought to have been given a minimum notice period of 7 days' to reply and the Speaker could only extend the period of 7 days, but could not curtail the time from 7 days to 3 days. In addition, the appellants also sought to explain that they had chosen to withdraw their support only to the Government headed by Respondent no.1 as Chief Minister, as he was corrupt and encouraged corruption, and not to the BJP itself, which could form another Government which could be
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 881 YEDDYURAPPA & ORS.
led by any other person, other than Respondent no.1, to whom the Appellants would extend support. Accordingly, the appellants prayed for withdrawal of the Show-Cause notices and for dismissal of the petition dated 6th October, 2010 moved by Respondent no.1, alleging that the same was made with ma/a fide intention and the oblique motive of seeking their disqualification and thereby preventing them from voting on the confidence motion.
· Meanwhile both 'MPR' and 'NN' retracted their stand, stating that they continued to support the Government led by Respondent no.1 and had no intention of withdrawing such support and accordingly prayed for withdrawal of any action proposed against them. Also, 'KSE', State President of the BJP filed affidavit along with supporting documents, which were adverse to the D Appellants' interests.
The Speaker rejected the objections filed on behalf of Appellants and thereafter went on to disqualify the appellants under Paragraph 2(1)(afof the Tenth Schedule E with immediate effect stating that from the conduct of the Appellants in writing to the Governor that they had withdrawn support, joining hands with the leader of another party and issuing statements to the media, it was evident that the appellants had voluntarily given up the F membership of the party from which they were elected. The Speaker then took note of the retraction by 'MPR' and 'NN', and arrived at the decision that the said two MLAs were not disqualified under the Tenth Schedule of the Constitution. G The Appellants filed writ petitions challenging the decision of the Speaker, which were listed before the Hon'ble Chief Justice of High Court and his companion Judge (Hon'ble Mr. Justice N. Kumar). On account of H
p. 882
A difference of opinion between the Hon'ble Chief Justice and his companion Judge, the matter was referred to a third Judge who concurred with the decision rendered by the Chief Justice and as a result, per majority, the order passed by the Speaker was upheld by the High B Court.
In the instant appeals, the questions which arose for consideration were:(a) Did the Appellants voluntarily give up their membership of the BJP; (b) Since only three days' time was given to the Appellants to reply to the Show-Cause notices, as against the period of 7 days or more, prescribed in Rule 7(3) of the Disqualification Rules, were the said notices vitiated; (c) Did the Speaker act in hot haste in disposing of the Disqualification Application filed by Respondent no.1 introducing a whiff of bias as to the procedure adopted and (d) What is the scope of judicial review of an order passed by the Speaker under Paragraph 2(1 )(a) of the Tenth Schedule to the Constitution, having regc.rd to the provisions of Article 212 thereof. E Allowing the appeals, the Court
BALCHANDRA L. JARKIHOLI & ORS. v. 8.S. 883 YEDDYURAPPA & ORS.
replies they had categorically indicated that nowhere in A the letter of 6th October, 2010, had they indicated that they would not continue as Members of the Legislature Party of the BJP. On the other hand, they had reiterated that they would continue to support the BJP and any Government formed by the BJP headed by any leader, s other than Respondent no.1, as Chief Minister of the State. They also reiterated that they would continue to support any Government headed by a clean and efficient person who could provide good governance to the people of Karnataka according to the Constitution of c India and that it was only to save the party and Government and to ensure that the State was rid of· a corrupt Chief Minister, that the letter had been submitted to the Governor on 6th October, 2010. The letter dated 6th October, 2010, written by the Appellants to the Governor 0 clearly indicates that the authors thereof who had been elected as a MLA on a BJP ticket, having become disillusioned with the functioning of the Government headed by Respondent no.1 on account of widespread corruption, nepotism, favouritism, abuse of power and misuse of Government machinery, were convinced that E a situation had arisen in which the governance of the State could not be carried on in accordance with the provisions of the Constitution and that Respondent no.1 had forfeited the confidence of the people. The letter further indicates that it was in the interest of the State and the people of Karnataka that the authors were expressing their lack of confidence in the Government headed by Respondent no.1 and that they were, accordingly, withdrawing their support to the Government headed by Respondent no.1 with a request to the Governor to intervene and institute the constitutional process as constitutional head of the State. [Paras 74, 75) [934-D-H; 935-A-E]
1.2. Although, the language used in the letter dated H-
p. 884
A 6th October, 2010 was similar to the language used in Article 356 of the Constitution, but the same could not be said to be an explicit invitation to the Governor to ·take action in accordance with the said Article. The "constitutional process", as hinted at in the said letter did B not necessarily mean the constitutional process of proclamation of President's rule, but could also mean the process of removal of the Chief Minister through constitutional means. On account thereof, the BJP was not necessarily deprived of a further opportunity of c forming a Government after a change in the leadership of the legislature party. In fact, the same is evident from tile reply given by the Appellants on 9th October, 2010, in reply to the Show-Cause notices issued to them, in which they had re-emphasized their position that they not 0 only continued to be members of the BJP, but would also support any Government formed by the BJP headed by any leader, other than Respondent no.1, as the Chief Minister of the State. The conclusion arrived at by the Speaker does not find support from the contents of the E said letter of 6th October, 2010, so as to· empower the Speaker to take such a drastic step as to remove the Appellants from the membership of the House. [Para 76] [935-E-H; 936-A-B]
1.3. The Speaker concluded that by leaving F Karnataka and going to Goa or to any other part of the country or by allegedly making statements regarding the withdrawal of support to the Government led by Respondent no.1 and the formation of a new Government, the Appellants had voluntarily given up their membership of the B.J.P. and were contemplating the formation of a Government excluding the BJP. The Speaker proceeded on the basis that the allegations must be deemed to have been proved, even in the absence of any corroborative evidence, simply because the same had not been· denied by the Appellants. The Speaker apparently did not take
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 885 YEDDYURAPPA & ORS.
into consideration the rule of evidence that a person making an allegation has to prove the same with supporting evidence and the mere fact that the allegation was not denied, did not amount to the same having been proved on account of the silence of the person against whom such allegations are made. Except for the affidavit filed by 'KSE', State President of the B.J.P ., and the statements of two of the thirteen MLAs, who had been joined in the Disqualification Application, there is nothing on record in support of t~e allegations which had been made therein. Significantly, the said affidavits had not c been served on the Appellants. Since 'KSE' was not a party to the proceedings, the Speaker should have caused service of copies of the same on the Appellants to enable them to meet the allegations made therein. Not only did the Speaker's action amount to denial of the 0 principles of natural justice to the Appellants, but it also reveals a partisan trait in the Speaker's approach in disposing of the Disqualification Application filed by Respondent no.1. If the Speaker wished to rely on the statements of a third party which were adverse to the E Appellants' interests, it was obligatory on his part to have given the Appellants an opportunity of questioning the deponent as to the veracity of the statements made in the affidavit. This conduct on the part of the Speaker is also indicative of the "hot haste" with which the Speaker disposed of the Disqualification Petition as complained of by the Appellants. The question does, therefore, arise as to why the Speaker did not send copies of the affidavit affirmed and filed by 'KSE' as also the affidavits of the two MLAs-, who had originally withdrawn support to the Government led by Respondent no.1, but ·were later allowed to retract their statements, to the Appellants. Given an opportunity to deal with the said affidavits, the Appellants could have raised the question as to why the said two MLAs, 'MPR' and 'NN' , were treated differently H
p. 886
A on account of their having withdrawn the letters which they had addressed to the Governor, while, on the other hand, disqualifying the Appellants who had written identical letters to the Governor, upon holding that they had ceased to be members of the BJP, notwithstanding B the Show-Cause notices issued to them. The explanation given as to why notices to show cause had been issued to the Appellants under Rule 7 of the Disqualification Rules, giving the Appellants only three days' time to respond to the same, despite the stipulated time of seven c days or more indicated in Rule 7(3) itself, is not very convincing. There was no compulsion on the Speaker to decide the Disqualification Application filed by Respondent no.1 in such a great hurry within the time specified by the Governor to the Speaker to conduct a 0 Vote of Confidence in the Government headed by Respondent no.1. Apparently, such a course of action was adopted by the Speaker on 10th October, 2010, since the Vote of Confidence on the Floor of the House was slated for 12th October, 2010. The element of hot haste is also evident in the action of the Speaker in this regard as well. [Para 77] [936-C-H; 937-A-H; 938-A]
1.4. Even if Rules 6 and 7 of the Disqualification Rules are taken as directory and not mandatory, the Appellants were still required to be given a proper opportunity of meeting the allegations mentioned in the Show-Cause notices. The fact that the Appellants had not been served with notices directly, but that the same were pasted on the outer doors of their quarters in the MLA complex and that too without copies of the various documents relied upon by Respondent no.1, giving them three days' time to reply to the said notices justifies the Appellants' contention that they had not been given sufficient time to give an effective reply to the Show-Cause notices. Furthermore, the Appellants were not served with copies of the affidavit filed by 'KSE' , although, the Speaker relied
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 887 YEDDYURAPPA & ORS. heavily on the contents thereof in arriving at the conclusion that the Appellants stood disqualified under paragraph 2(1 )(a) of the Tenth Schedule to the Constitution. Likewise, the Appellants were also not supplied with the copies of the affidavits filed by 'MPR' and 'NN' , whereby they retracted the statements which they had made in their letters submitted to the Governor on 6th October, 2010. The Speaker not only relied upon the contents of the said affidavits, but also dismissed the Disqualification Application against them on the basis of such retraction, after having held in the case of the c Appellants that the provisions of paragraph 2(1 )(a) of the Tenth Schedule to the Constitution were attracted immediately upon their intention to withdraw their support to the Government led by Respondent no.1. The Speaker ignored the claim of the Appellants to be given reasonable time to respond to the Show-Cause notices D · and also to the documents which were handed over to the Advocates of the Appellants at the time of hearing of the Disqualification Application. Incidentally, a further incidence of partisan behaviour on the part of the E Speaker will be evident from the fact that not only were the Appellants not given an adequate opportunity to deal with the contents of/the affidavits affirmed by 'KSE', 'MPR' and 'NN' , but the time given to submit the Show- Cause on 10th October, 2010, was preponed from 5.00 p.m. to 3.00 p.m., making it even more difficult for the F Appellants to respond to the Show-Cause notices in a meaningful manner. The explanation given by the Speaker that the Appellants had filed detailed replies to the Show-Cause notices does not stand up to the te$t of fairness when one takes into consideration the fact that G various allegations had been made in the three affidavits filed by 'KSE', 'MPR' and 'NN' , which could only be answered by the Appellants themselves and not by their Advocates. [Paras 84, 85) [943-A-H; 944-A-C] H
p. 888
A 1.5. The procedure adopted by the Speaker seems to indicate that he was trying to meet the time schedule set by the Governor for the trial of strength in the Assembly and to ensure that the Appellants and the other independent MLAs stood disqualified prior to the B date on which the Floor Test was to be held. Having concluded the hearing on 10th October, 2010, by 5.00 p.m., the Speaker passed a detailed order in which various judgments, both of Indian Courts and foreign Courts, and principles of law from various authorities c were referred to, on the same day, holding that the Appellants had voluntarily given up their membership of the BJP by their acts and conduct which attracted the provisions of paragraph 2(1 )(a) of the Tenth Schedule to the Constitution, whereunder they stood disqualified. The 0 Vote of Confidence took place on 11th October, 2010, in which the disqualified members could not participate and, in their absence Respondent no.1was able to prove his majority in the House. [Para 86) [944-E-G)
1.6. Unless it was to ensure that the Trust Vote did E not go against the Chief Minister, there was no conceivable reason for the Speaker to have taken up the Disqualification Application in such a great hurry. Although, in Mahachandra Prasad Singh's case and in Ravi S. Naik's case, this Court had held that the F Disqualification Rules were only directory and not mandatory and that violation thereof amounted to only procedural irregularities and not violation of a constitutional mandate, it was also observed in Ravi S. Naik's case that such an irregularity should not be such so as to prejudice any authority who is affected adversely by such breach. In the instant case, it was a matter of survival as far as the Appellants were concerned. In such circumstances, they deserved a better opportunity of meeting the allegations made against them, particularly when except for the newspaper cuttings said to have
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 889 YEDDYURAPPA & ORS.
been filed by Respondent no.1 along with the A Disqualification Application, there was no other evidence at all available against the Appellants. [Para 87] [944-H; 945-A-C] 1.7. In the present case, the Disqualification 8 Application filed by Respondent no.1contained only bald allegations, which were not corroborated by any direct evidence. The application did not even mention the provision under which the same had been made. By allqwing 'KSE', who was not even a party to the proceedings, and 'MPR' and 'NN' to file their respective C affidavits, the short-comings in the Disqualification Application were allowed to be made up. The Speaker, however, relied on the same to ultimately declare that the Appellants stood disqualified from the membership of the House, without even serving copies of the same on the D Appellants, but on their Advocates, just before the hearing was to be conducted. If one were to take a realistic view of the matter, it was next to impossible to deal with the allegations at such short notice. [Para 88] (945-D-H; 946-A-C] E
1.8. Also, although the same allegations, as were made against the Appellants by Respondent no.1, were also made against 'MPR' and 'NN', their .retraction was accepted by the Speaker, despite the view expressed by F him that upon submitting the letter withdrawing support -to the BJP Government led by Respondent no.1, all the MLAs stood immediately disqualified under paragraph 2(1 )(a) of the Tenth Schedule to the Constitution, and ttiey were, accordingly, permitted to participate in the G Confidence Vote for reasons which are not required to be spelt out. [Para. 89) (946-D-E]
Dr. Mahachandra Prasad Singh vs. Chairman, Bihar Legislative Council & Ors. (2004) 8 SCC 747: 2004 (5) Suppl. SCR 692; Ravi S. Naik v. Union of India (1994) Suppl.2 SCC H
p. 890
A 641: 1994 (1) SCR 754 and Jagjit Singh v. State of Haryana (2006) 11 sec 1: 2006 (1 O) Suppl. SCR 521 - distinguished.
Rajendra Singh Rana & Ors. Vs. Swami Prasad Maurya B & Ors. (2007) 4 SCC 270: 2007 (2) SCR 591; Kihoto Hollohan Vs. Zachillhu & Ors. (1992) Supp.2 SCC 651: 1992 (1) SCR 686; G. Viswanathan Vs. Hon'b/e Speaker Tamil Nadu Legislative Assembly, Madras & Anr. (1996) 2 SCC 353: 1996 (1) SCR 895; S. Partap Singh Vs. State of Punjab C (1964) 4 SCR 733; State of M.P. Vs. Ram Singh (200.0) 5 SCC 88: 2000 (1) SCR 579; B.R. Kapur Vs. State of T.N. (2001) 7 SCC 231: 2001 (3) Suppl. SCR 191; Nazir Ahmad Vs. King Emperor 63 Indian Appeals 372; State of U.P. Vs. Singhara Singh (1964) 4 SCR 485; Union of India v. Tulsiram Patel (1985) 3 sec 398: 1985 (2) Suppl. SCR 131; D E:angramsinh P. Gaekwad v. Shantadevi P. Gaekwad (2005) 11 SCC 314: 2005 (1) SCR 624; E.P. Royappa Vs. State of Tamil Nadu (1974) 4 SCC 3: 1974 (2) SCR 348 - referred to.
E 2. On the question of justiceability of the Speaker's order on account of the expression of finality in paragraph 6 of the Tenth Schedule to the Constitution, it has now been well-settled that such finality did not include the powers of the superior Courts under Articles F 32, 226 and 136 of the Constitution to judicially review the order of the Speaker. Under paragraph 2(1)(a) of the Tenth Schedule, the Speaker functions in a quasi-judicial capacity, which makes an order passed by him in such capacity, subject to judicial review. The scope of G paragraph 2(1 )(a) of the Tenth Schedule to the Constitution, therefore, enables the Speaker in a quasi- judicial capacity to declare that a Member of the House stands disqualified for the reasons mentioned in paragraph 2(1 )(a) of the Tenth Schedule to the H Constitution. [Para 90] [946-F-H; 947-A]
BALCHANDRA L. JARKIHOLI & ORS. v. S.S. 891 YEDDYURAPPA & ORS.
3. The proceedings conducted by the Speaker on the A Disqualification Application filed by Respondent no.1do not meet the twin tests of natural justice and fair play. The Speaker proceeded in the matter as if he was required to meet the deadline set by the Governor, irrespective of whether, in the process, he was ignoring the B constitutional norms set out in the Tenth Schedule to the Constitution and the Disqualification Rules, 1986, and in contravention of the basic principles that go hand-in· hand with the concept of a fair hearing. [Para 91] [947-B· D] C
4. Even if the Disqualification Rules were only directory in nature, even then sufficient opportunity should have been given to the Appellants to meet the allegations levelled against them. The fact that the Show- Cause notices were issued within the time fixed by the D Governor for holding the Trust Vote, may explain service of the Show-Cause notices by affixation at the official residence of the Appellants, though without the documents submitted by Respondent no.1 along with his application, but it is hard to explain as,to how the affidavits, affirmed by 'KSE', 'MPR' and 'NN', were served on the Advocates appearing for the Appellants only on the date of hearing and that too just before the hearing was to commence. Extraneous considerations are writ large on the face of the order of the Speaker and the same has to be set aside. [Para 92] [947 -E-G]
5. In paragraph 5 of the Tenth Schedule, which was introduced into the Constitution by the Fifty-second Amendment Act, 1985, to deal with the immorality of defection and Floor crossing during the tenure of a legislator, it has been indicated that notwithstanding anything contained in the said Schedule, a person who has been elected to the office of the Speaker or the Deputy Speaker of the House of the People or the Deputy H
89'2 SUPREME COURT REPORTS [2011] 10 S.C.R.
A Chairman of the Council of States or the Chairman or the Deputy Chairman of the Legislative Council of the State or the Speaker or the Deputy Speaker of the Legislative Assembly of a State, shall not be disqualified under the Schedule if he by reason of his election to such office, B voluntarily gives up the membership of the political party to which he belonged immediately before such election, and does not, so long as he continues to hold such office thereafter, rejoin that political party or become a member of another politicai party. The object behind the said c paragraph is to ensure that the Speaker, while holding office, acts absolutely impartially, without any leaning towards any party, including the party from which he was elected to the House. [Para 93] [947-H; 948-A-D]
6. The order of the Speaker dated 10th October, 2010, D disqualifying the Appellants from the membership of the House under paragraph 2(1)(a) of the Tenth Schedule to the Constitution is set aside along with the majority judgment delivered by the High Court in the Writ Petitions, and the portions of the judgment delivered by Hon'ble E Justice N. Kumar concurring with the views expressed by the Hon'ble Chief Justice of the High Court, upholding the decision of the Speaker on the Disqualification Application filed by Respondent no.1. Consequently, the Disqualification Application filed by Respondent no.1 is F dismissed. [Para 94] [948-E-F] Case Law Reference: 1994 (1) SCR 754 distinguished Paras 13,19,20, 37,51,53, 54, G 67,72,81,83,87 2006 (10) Suppl. SCR 521 distinguished Paras 14,53,_ 59,88 2007 (2) SCR 591 referred to Paras 15,24, H 48,56,59
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 893 YEDDYURAPPA & ORS.
2004 (5) Suppl. SCR 692 distinguished Paras 19,78, A 79,80,84,87
1992 (1) SCR 686 referred to Paras 24,30,38,47, 50,51,52, 54,61,72 B 1996 (1) SCR 895 referred to Para 24
2004 (5) Suppl. SCR 692 referred to Paras 24,37,47, 48,52, 54,67
(1964) 4 SCR 733 referred to Para 24 c 2000 (1) SCR 579 referred to Para 41 2001 (3) Suppl. SCR 191 referred to Para 41 63 Indian Appeals 372 referred to Para 41 D (1964) 4 SCR 485 referred to Para 41 1985 (2) Suppl. SCR 131 referred to Para 43 2005 (1) SCR 624 referred to Para 55 E 1974 (2) SCR 348 referred to Para 55
CIVIL APPELLATE JURISDICTION : Civil Appeal Nos. 4444-4476 of 2011.
From the Judgment & Order dated 15.11.2010 of the F Division Bench of High Court of Karnataka at Bangalore in Writ Petition Nos. 32660-32670 of 2010. WITH C.A. Nos. 4522-4544 of 2011 G C.A. Nos. 4477-4509 of 2011
Soli J. S.orabje and P.P. Rao, Jayashree Wad, Ashish Wad, Tamali Wad, Sameer Abhyankar, Dipti Shikhar Srivastava H
894 SUPREME COURT REPORTS [2011] 10 S.C.R.
A (for J.S. Wad & Co.) Prashant Kumar, Mahalaxmi Pavani, Triveni Poteker, Bimala Devi, Purushottam Sharma Tripathi, Apeksha Sharan, A.S. Ponnanna, A.P. Ranganatha (for Ajay Sharma), Temple Law Firm, Bhupender Yadav, S.S. Shamshery, Vikramjit Banejet, Pruhsh Kapur and S.N. Bhat for B the appearing parties.
Judgment
The Judgment of the Court was delivered by
. ALTAMAS KABIR, J. 1. Leave granted. c 2. All the above-mentioned appeals arise out of the order dated 10th October, 2010, passed by the Speaker of the Karnataka State Legislative Assembly on Disqualification Application No.1 of 2010, filed by Shri B.S. Yeddyurappa, the Legislature Party Leader of the Bharatiya Janata Party in D Karnataka Legislative Assembly, who is also the Chief Minister of the State of Karnataka, on 6th October, 2010, under Rule 6 of the Karnataka Legislative Assembly (Disqualification of Members on Ground of Defection) Rules, 1986, against Shri M.P. Renukacharya and 12 others, claiming that the said respondents, who were all Members of the Karnataka Legislative Assembly, would have to be disqualified from the membership of the House under the Tenth Schedule of the Constitution of India. In order to understand the circumstances in which the Disqualification Application came to be filed by Shri Yeddyurappa for disqualification of the 13 named persons from the membership of the Karnakata Legislature, it is necessary to briefly set out in sequence the events preceding the said application.
33. On 6th October, 2010, all the above-mentioned 13 G members of the Karnataka Legislative Assembly, belonging to the Bharatiya Janata Party, hereinafter referred to as the "MLAs", wrote identical letters to the Governor of the State indicating that they had been elected as MLAs on Bharatiya Janata Party tickets, but had become disillusioned with the functioning of the Government headed by Shri S.S.
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 895 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.]
Yeddyurappa and were convinced that a situation had arisen in which the Government of the State could not be carried on in accordance· with the provisions of the Constitution and that Shri Yeddyurappa had forfeited the confidence of the people as the Chief Minister of the State. Accordingly, in the interest of the State and the people of Karnataka, the legislators expressed their lack of confidence in the Government headed by Shri B.S. Yeddyurappa and withdrew their support to the said Government. The contents of one of the aforesaid letters dated 6th October, 2010, are reproduced hereinbelow :
"His Excellency, c I was elected as an MLA on BJP ticket. I being an MLA of the BJP got disillusioned with the functioning of the Government headed by Shri B.S. Yeddyurappa. There have been widespread corruption, nepotism, favouritism, D abuse of power, misusing of government machinery in the functioning of the government headed by Chief Minister Shri B.S. Yeddyurappa and a situation has arisen that the governance of the State cannot be carried on in accordance. with the provisions of the Constitution and Shri E Yeddyurappa as Chief Minister has forfeited the confidence of the people. In the interest of the State and the people of Karnataka I hereby express my lack of confidence in the government headed by Shri B.S. Yeddyurappa and as such I withdraw my support to the F Government headed by Shri B.S. Yeddyurappa the Chief Minister. I request you to intervene and institute the constitutional process as constitutional head of the State.
With regards, G I remain Yours faithfully, Shri H.R. Bharadwaj, His Excellency Governor of Karnataka, Raj Bhavan, Bangalore." H
896 SUPREME COURT REPORTS (2011] 10 S.C.R.
A Five independent MLAs also expressed lack of confidence and withdrew support to the Government led by Shri B.S. Yeddyurappa.
44. On the basis of the aforesaid letters addressed to him, 8 the Governor addressed a letter to the Chief Minister, Shri B.S. Yeddyurappa, on the same day (6.10.2010) informing him that letters had been received from 13 BJP MLAs and 5 independent MLAs, withdrawing their support to the Government. A doubt having arisen about the majority support C enjoyed by the Government in the Legislative Assembly, the Governor requested Shri Yeddyurappa to prove that he still continued to command the support of the majority of the Members of the House by introducing and getting passed a suitable motion expressing confidence in his Government in the Legislative Assembly on or before 12th October, 2010 by 5 D p.m. In his letter he indicated that the Speaker had also been requested accordingly. On the very same day, Shri B.S. Yeddyurappa, as the leader of the BJP Legislature Party in the Karnataka Legislative Assembly, fil~d an application before the Speaker under Rule 6 of the Karnataka Legislative Assembly E (Disqualification of Members on Ground of Defection) Rules, 1986, being Disqualification Application No.1 of 2010, praying to declare that all the said thirteen MLAs elected on BJP tickets had incurred disqualification in view of the Tenth Schedule to the Constitution. F
55. As will appear from the materials on record, Show- Cause notices were thereafter issued to all the 13 MLAs on 7th October, 2010, informing them of the Disqualification Application filed by Shri Yeddyurappa stating that having been elected to the Assembly as Members of the BJP, they had unilaterally submitted a letter on 6th October, 2010 to the Governor against his Government withdrawing the support given to the Government under his leadership. The Appellants were informed that their act was in violation of paragraph 2(1)(a) of the Tenth Schedule of the Constitution of India and it disqualified
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 897 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.]
them from continuing as Members of the Legislature. Time was given to the Appellants till 5 p.m. on 10th October, 2010, to submit their objections, if any, to the application. They were also directed to appear in person and submit their objections orally or in writing to the Speaker, failing which it would be presumed that they had no explanation to offer and further action would thereafter be taken ex-parte, in accordance with law.
66. It also appears that replies were submitted by the Appellants to the Speaker on 9th October, 2010 indicating that having come to learn from the media that a Show-Cause notice had been issued as per the orders of the Speaker and had been pasted on the doors of the MLA quarters in the MLA hostels at Bangalore, which were locked and used by the legislators only when the House was in session, they had the contents of the notices read out to them on the basis whereof interim replies to the Show-Cause notices were being submitted. In the interim replies filed by the Appellants on 9th October, 2010, it was categorically indicated that the interim reply was being submitted, without prejudice and by way of abundant caution, as none of the. documents seeking disqualification had either been pasted on the doors of the E MLA quarters or forwarded to the Appellants along with the Show-Cause notice. Similarly, a copy of the Governor's letter, which was made an enclosure to the Show-Cause notice, was also not pasted on the doors of the residential quarters of the Appellants or otherwise served on them personally. A F categorical request was made to the Speaker to supply the said documents and the Appellants reserved their right to give exhaustive replies after going through the aforesaid enclosures to the Show-Cause notice as and when supplied. G
77. Having said this, the Appellants submitted that the notice was in clear violation of the Disqualification Rules, 1986, and especially Rules 6 and 7 thereof. It was mentioned that Rule 7(3) requires copies of the petition and annexures thereto to be forwarded with the Show-Cau.se notice. The notice dated H 7th October, 2010 called upon the Appellants to appear and
898 SUPREME COURT REPORTS [2011) 10 S.C.R.
A reply by 5 p.m. on 10th October, 2010, which was in flagrant violation of Rule 7 of the aforesaid Rules which laid down a mandatory procedure for dealing with a petition seeking disqualification filed under the Rules.
88. It was pointed out that Rule 7 requires that the 8 Appellants had to be given 7 days' time to reply or such further period as the Speaker may for sufficient cause allow. Under the said Rule the Speaker could only extend the period of 7 days, but could not curtail the time from 7 days to 3 days. It was the categorical case of the Appellants that the minimum notice period of 7 days was a requirement of the basic principles of natural justice in order to enable a MLA to effectively reply to the Show-Cause notice issued to him seeking his disqualification from the Legislative Assembly. It was mentioned in the reply to the Show-Cause notice that issuance of such Show-Cause notice within a truncated period was an abuse and misuse of the Constitutional provisions for the purpose of achieving the unconstitutional object of disqualifying sufficient number of Members of the Assembly from the membership of the House in order to prevent them from participating in the Vote of Trust scheduled to be taken by Shri B.S. Yeddyurappa on the Floor of the House at 11 a.m. on 11th October, 2010. It was contended that the Show-Cause notices was ex-facie unconstitutional and illegal, besides being motivated and mala fide and devoid of jurisdiction. F
99. In addition to the above, it was also sought to be explained that it was not the intention of the Appellants to withdraw support to the BJP, but only to the Government headed by Shri Yeddyurappa as the leader of the BJP in the G House. It was contended that withdrawing of support from the Government headed by Shri B.S. Yeddyurappa as the Chief Minister of Karnataka did not fall within the scope and purview of the Tenth Schedule to the Constitution of India. It was urged that the conduct of the Appellants did not fall within the meaning H of "defection" or within the scope of paragraph 2(1}(a} of the Tenth Schedule or the scheme and object of the Constitution
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 899 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.]
of India. It was further emphasized that even prima facie, A "defection" means leaving the party and joining another, which is not the case as far as the Appellants were concerned who had not left the BJP at all. It was repeatedly emphasized in the reply to the Show-Cause notice that the Appellants had chosen to withdraw their support only to the Government headed by Shri B B.S. Yeddyurappa as Chief Minister, as he was corrupt and encouraged corruption, and not to the BJP itself, which could form another Government which could be led by any other person, other than Shri Yeddyurappa, to whom the Appellants would extend support. In the reply to the Show-Cause notice it was, inter alia, stated as follows :-
"My letter submitted to H.E. Governor of Karnataka of withdrawing the support from the Government headed by Shri B.S. Yeddyurappa as Chief Minister of the State is an act of an honest worker of the BJP party and a member of the Legislative Assembly to salvage the image and reputation of the BJP or the BJP as such. In fact my letter is aimed at cleansing the image of the party by getting rid of Shri B.S. Yeddyurappa as Chief Minister of the State who has been acting as a corrupt despot in violation of the E Constitution of India and contrary to the interests of the people of the State."
1010. It was also categorically stated that as disciplined soldiers of the BJP the Appellants would continue to support any Government headed by a clean and e.fficient person who could provide good governance to the people of Karnataka. The Appellants appealed to the Speaker not to become the tool in the hands of a corrupt Chief Minister and not to do anything which could invite strictures from the judiciary. A request was, therefore, made to withdraw the Show-Cause notices and to dismiss the petition dated 6th October, 2010 moved by Shri B.S. Yeddyurappa, in the capacity of the leader of the Legislature Party of the Bharatiya Janata Party and also as the Chief Minister, with mala fide intention and the oblique motive H
900 SUPREME COURT REPORTS [2011] 10 S.C.R.
A of seeking disqualification of the answering MLAs and preventing them from voting on the confidence motion on 11th October, 2010.
• 11. The Speaker took up the Disqualification Application No.1 of 2010 filed by Shri B.S. Yeddyurappa, the Respondent B No.1 herein, along with the replies to the Show-Cause notices issued to the thirteen MLAs, who had submitted individual letters to the Governor indicating their withdrawal of support to the Government led by Shri Yeddyurappa. Except for Shri M.P. Renukacharya and Shri Narasimha Nayak, all the other MLAs c were represented by their learned advocates before the Speaker. It was noticed during the hearing that Shri Renukacharya had subsequently filed a petition stating that he continued to support the Government and also prayed for withdrawal of any ac;tion proposed against him. He reiterated his confidence in the Government headed by Shri Yeddyurappa and alleged that a fraud had been perpetrated at the time when the individual letters were submitted to the Governor and that he had no intention of withdrawing support to the Government in which he had full confidence. A similar stand was taken on behalf of Shri Narasimha Nayak also. In addition to the above, an affidavit along with supporting documents, affirmed by one Shri K.S. Eswarappa, State President of the Bharatiya Janata Party (B.J.P.) was filed and it was taken into consideration by the Speaker. On the basis of the aboye, the following two issues were framed by the Speaker : "(a) Whether the respondents are disqualified under paragraph 2(1 )(a) of Tenth Schedule of the Constitution of India, as alleged by the Applicant?
G (b) Is there a requirement to give seven days' time to the respondents as stated in their objection statement?"
1212. Answering the aforesaid issues, the Speaker arrived at the finding that after having been elected from a political party and having consented and supported the formation of a
BALCHANDRA L. JARKl.HOLI & ORS. v. B.S. 901 YEDDYURAPPA & ORS. ·[ALTAMAS KABIR, J.]
Government by the leader of the said party, the respondents, who are the Appellants herein, other than Shri M.P. Renukacharya and Shri Naras.imha Nayak, had voluntarily given up their membership of the party by withdrawing support to the said Government. In arriving at such a conclusion, the Speaker took into consideration the allegations made by Shri B Yeddyurappa that after submitting their respective letters to the Governor withdrawing support to the Government, the said respondents had gone from Karnataka to Goa and other places and had declared that they were a separate group and that they were together and that they had withdrawn their support to the c Government. The Speaker also took personal notice of statements alleged to have been made by the Appellants and observed that they had not denied the allegations made by Shri Yeddyurappa that they had negotiated with the State Janata Dal, its members and leader, Shri H.D. Kumaraswamy, D regarding formation of another Government. In support of the same, the Speaker relied on media reports and the affidavit filed by Shri Eswarappa. The Speaker recorded that the same had not been denied by the Appellants herein.
1313. Refe(ring to the Tenth Schedule and certain decisions E of this Court as to how statutory provisions are to be interpreted in order to avoid mischief and to advance remedy in the light of Heyden's Rule, the Speaker extracted a portion of a passage from Lord Denning's judgment in Seaford Court Estates Ltd. Vs. Asher, wherein Lord Denning had stated that F a Judge must not alter the material of which the Act is woven, but he can and should iron out the creases. The Speaker was of the view that in the event of a difference of opinion regarding leadership in a political party, the matter had to be discussed in the platform of the party and not by writing a letter to the G Governor withdrawing support to the Government. The Speaker also observed that the Governor never elects the leader of the legislature party. Accordingly, from the conduct of the Appellants in writing to the Governor that they had withdrawn support, joining hands with the leader of another party and issuing H
902 SUPREME COURT REPORTS [2011] 10 S.C.R.
A statements to the media, it was evident that by their conduct the Appellants had become liable to be disqualified under the Tenth Schedule. In coming to the said conclusion, the Speaker placed reliance on several decisions of this Court and in particular, the decision in Ravi S. Naik Vs. Union of India B [(1994) Suppl.2 sec 641], wherein the question of a member voluntarily giving up his membership of a political party was considered in detail. Special emphasis was laid on the observation made in the said decision to the effect that a person can voluntarily give up his membership of a political party even c though he may not have tendered his resignation from the membership of the party. In the said decision it was further observed that even in the absence of a formal resignation from membership, an inference could be drawn from the conduct of a member that he had voluntarily given up his membership of the political party to which he belonged.
1414. The Speaker also referred to and relied on the decision of this Court in Jagjit Singh Vs. State of Haryana [(2006) 11 sec 1], wherein, it was expressed that to determine whether an independent member had joined a political party, the test to be considered was whether he had fulfilled the formalities for joining a political party. The test was whether he had given up his independent character on which he was elected by the electorate.
1515. Yet another decision relied upon by the Speaker was the decision in Rajendra Singh Rana & Ors. Vs. Swami Prasad Maurya & Ors. [(2007) 4 SCC 270], wherein the question of voluntarily giving up membership of a political party was also under consideration. The Speaker relied on paragraphs 48 and 49 of the said judgment, wherein it was G indicated that the act of giving a letter requesting the Governor to call upon the leader of the other side to form a Government would itself amount to an act of voluntarily giving up the membership of the party on whose ticket the member was elected. H
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 903 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.)
1616. The Speaker observed that the Appellants herein had A not denied their conduct anywhere and had justified the same even during their arguments. The Speaker was of the view that by their conduct the Appellants had voluntarily given up the membership of the party from which they were elected, which attracted disqualification under the Tenth Schedule. The B Speaker further held that the act of withdrawing support and acting against the leader of the party from which they had been elected, amounted to violation of the object of the Tenth Schedule and that any law should be interpreted by keeping in mind the purpose for which it was enacted. c
1717. The Speaker then took note of the retraction by Shri M.P. Renukacharya and Shri Narasimha Nayak, indicating that they had no intention of withdrawing support to the Government led by Shri Yeddyurappa and that they extended support to the party and the Government and their elected leader. The D Speaker also relied on the affidavit filed by Shri K.S. Eswarappa and on considering the same, arrived at the decision that the said two MLAs were not disqualified under the Tenth Schedule of the Constitution. As far as the Appellants are concerned, the Speaker held that in view of the reasons stated and the factual background, he was convinced that they were disqualified from their respective posts of MLAs under paragraph 2(1)(a) of the Tenth Schedule of the Constitution.
1818. The Speaker then took up the objection taken on behalf of the Appellants herein that the Show-Cause notice to the Appellants had been issued in violation of the provisions of Rules 6 and 7 of the Karnataka Legislative Assembly (Disqualification of Members on Ground of Defection) Rules, 1986, hereinafter referred to as "the Disqualification G Rules, 1986", inasmuch as, they were not given seven days' time to reply to the Show-Cause notice, as contemplated by Rule 7(3) of the aforesaid Rules. The Speaker, without answering the objection raised, skirted the issue by stating that it was sufficient for attracting the provisions of paragrap,, H
904 SUPREME COURT REPORTS [2011] 10 S.C.R.
A 2(1)(a) of the Tenth Schedule to the Constitution of India that the Appellants herein had admitted that they had withdrawn support to the Government. The Speaker further recorded that the Appellants had been represented by counsel who had justified the withdrawal of support and "recognizing themselves B with the leader and MLAs of another party". Without giving details, the Speaker observed that this Court had stated that the Disqualification Rules were directory and not mandatory as they were to be followed for the sake of convenience. The stand taken by the Speaker was that since the Appellants had c appeared and filed objection and submitted detailed arguments, the objection taken with regard to insufficient time being given in violation of the Rules to reply to the Show-Cause notice, was only a technical objection and was not relevant to a decision in the matter. On the basis of his aforesaid D reasoning, the Speaker rejected the objection filed on behalf of Appellants and went on to disqualify the Appellants herein under paragraph 2(1 )(a) of the Tenth Schedule to the Constitution with immediate effect. The application seeking disqualification of Shri M.P. Renukacharya and Shri Narasimha E Nayak was dismissed.
1919. The Appellants herein challenged the decision of the Speaker in Writ Petition Nos.32660-32670 of 2010, which were listed for hearing before the Chief Justice of Karnataka and the Hon'ble Mr. Justice N. Kumar. In his judgment, the Hon'ble F Chief Justice took up the objections taken on behalf of the Appellants herein, beginning with the objection that the application for disqualification filed by Shri Yeddyurappa was not in conformity with Rules 6 and 7 of the Defection Rules. Referring to Sub-rules (5) and (6) of Rule 6, the Chief Justice G held that there had been substantive compliance with the said Rules which had been held to be directory in nature and that it would not be possible merely on account of the violation of the procedure contemplated under the Rules to set aside the order of the Speaker, unless the violation of the procedure was shown H to have resulted in prejudice to the Appellants. Repeating the
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 905 YEDDYURAPPA & ORS. [AlTAMAS KABIR, J.]
reasons given by the Speaker to reject the objection of the A Appellants on the aforesaid score and relying on the judgments rendered by this Court in Ravi S. Naik's case (supra) .and in the case of Dr. Mahachandra Prasad Singh vs. Chairman, Bihar Legislative Council & Ors. [(2004) 8 SCC 747] the Chief Justice held that it was not possible to accept the contentions s of the learned counsel for the Appellants and rejected the same.
2020. On the second contention relating to violation of the rules of natural justice and the proceedings conducted by the . Speaker in extreme haste, thereby depriving the Appellants of C a reasonable opportunity of defending themselves, the Chief Justice, placing reliance on the decision in Ravi S. Naik's case (supra), negated the submissions made on behalf of the Appellants upon holding that since no prejudice had been caused to the Appellants, it was difficult to accept the contention advanced on their behalf that the entire proceedings of the D Speaker deserved to be se~ aside.
2121. Regarding the other objection taken on behalf of the Appellants on the question of reliance having been placed on the affidavit filed by the State President of the Bharatiya Janata E Party, the Chief Justice held that none of the Appellants had disputed the factual position expressed in the newspaper cuttings which formed part of the affidavit and that the submission made on behalf of the Appellants that had they been afforded proper time to deal witb the said affidavit, they would have been able to show that the facts recorded in the newspaper article were incorrect, was, therefore, without any basis.
2222. On the main question as to whether the action of the Appellants had attracted the provisions of paragraph 2(1)(a) of the Tenth Schedule to the Constitution, the Chief Justice came to a categorical finding that the Appellants had defected from the Bharatiya Janata Party and had voluntarily given up their membership thereof. Furthermore, while doing so, the Appellants had indicated that the constitutional machinery had H
906 SUPREME COURT REPORTS [2011] 10 S.C.R.
A broken down leading to a situation where the governance of the State could not be carried on in accordance with the Constitution and requested the Governor to intervene and institute the constitutional process as the constitutional head of the State. Referring to the wordings of Article 356 of the B Constitution which provides for proclaiming President's Rule in a State where it was no longer possible to carry on the governance of the State in accordance with the provisions of the Constitution of India, the Chief Justice agreed with the view expressed by the Speaker that by withdrawing support from the c Government led by Shri Yeddyurappa, the Appellants had voluntarily chosen to disassociate themselves from the Bharatiya Janata Party with the intention of bringing down the Government.
2323. The Chief Justice also rejected the allegations of mala fide on account of the speed with which the Speaker had conducted the disqualification proceedings within five days i.e. one day ahead of the Trust Vote which was to be taken by Shri Yeddyurappa on the Floor of the Assembly. The Chief Justice, accordingly, found no merit in any of the contentions raised on behalf of the Appellants and holding that the order of the Speaker did not suffer from any infirmity, dismissed the Writ Petitions filed by the Appellants:
2424. Mr. Justice N. Kumar, who, along with the Chief Justice, F heard the writ petition filed by the Appellants herein, in his separate judgment, differed with the views expressed by the Chief Justice in regard to the interpretation of paragraph 2(1)(a) of the Tenth Schedule of the Constitution. Observing that in a parliamentary democracy the mandate to rule the State is given not to any individual but to a political party, the learned Judge further observed that the Council of Ministers headed by the Chief Minister can continue in the office as long as they enjoyed the confidence of the majority of the Members of the House. If the House expressed no confidence in the Chief Minister, it was not only the Chief Minister, but his entire Council of Ministers
BALCHANDRA L. JARKIHOLI & ORS. v. S.S. 907 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.]
who cease to be in office. Regarding interpretation of the provisions of paragraph 2(1)(a) of the Tenth Schedule of the Constitution, Kumar,J., referred to the decisions rendered by this Court in - (1) Kihoto Hollohan Vs. Zachil/hu & Ors. ((1992) Supp.2 SCC 651]; (2) G. Viswanathan Vs. Hon'ble Speaker Tamil Nadu Legislative Assembly, Madras & Anr. ((1996) 2 s SCC 353]; (3) Dr. Mahachandra Prasad Singh Vs. Chairman, Bihar Legislative Council & Ors. [(2004) 8 SCC 747]; and (4) Rajendra Singh Rana & Ors Vs. Swami Prasad Maurya & Ors. ((2007) 4 SCC 270], and held that from the scheme of the Tenth Schedule it was clear that the same applied only to a c Member of the House: Such Member could be elected on the ticket of any political party or as an Independent, but_ a member of a political party who is elected as a Member of the House, would automatically become a member of the Legislature Party in the said House. The learned Judge held that paragraph 2 of 0 the Tenth Schedule deals with disqualification of Members of the House. The learned Judge also held that paragraph 2(1) deals with disqualification of a Member of a House who belongs to a political party, while paragraph 2(2) deals with disqualification of a Member of a House elected as an Independent. In the case of a Member of a House elected as E an Independent candidate, the question of his voluntarily giving up his membership of a political party would not arise. Similarly, when he did not belong to any political party, the question of voting or abstaining from voting in such House contrary to the directions issued by the political party would not arise. The F learned Judge observed that once a person gets elected as an Independent candidate, the mandate of the voters is that he should remain independent throughout his tenure in the House and under no circumstances could he join any political party. However, in the case of a Member of the House belonging to G a political party, the disqualification occurs when he voluntarily gives up the membership of that political party. It is because of the mandate of the people that he should continue to be the member of that political party which set him up as a candidate for the election. He was, however, free to give up his H
908 SUPREME COURT REPORTS [2011) 10 S.C.R.
A membership of the party, but for the said purpose he had to resign from the membership of the House as well as the membership of the political party and then contest the election in the vacancy caused because of his resignation and then only he would have an independent course of choice. B
2525. After analyzing the intent behind the inclusion of the Tenth Schedule to the Constitution, the learned Judge also observed that the anti-defection law was enacted to prevent floor crossing and destabilizing the Government which is duly elected for a term. If, however, a Member of the House C voluntarily gave up his membership of a political party, the object of the anti-defection law was to prevent him from extending support to the opposition party to form the Government by his vote or to ensure that if he has resigned from the membership of a party, his support was not available for forming an alternative Government by the opposition party. The learned Judge observed that if a Member violates the above conditions, the Parliament has taken care to see by enacting the Tenth Schedule that such Member would be instantly disqualified from being a Member of the House. Once the act of disqualification occurred, the question of condoning such act or taking him back to the party on his tendering an apology or expressing his intention to come back to the party, would not arise. Therefore, if the act falls within the ambit of paragraph 2(1 )(a) of the Tenth Schedule, his membership becomes void. F However, if such disqualification was incurred under paragraph 2(1)(b), such disqualification did not render his membership void but it was voidable at the option of the political party.
2626. The learned Judge went on to further hold that when a G Member of a House expressed his no-confidence in the leader of a Legislature Party and if he happened to be the Chief Minister who is heading the Council of Ministers and had written to the Governor in that regard, such act by itself would not amount to an act of floor crossing. Similarly, if the Governor, H after taking note of the expression of no-confidence, was
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 909 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.] satisfied that the Chief Minister had lost majority support in the A House, he could call upon the Chief Minister to prove his majority on the Floor of the House. It was further observed that if the Chief Minister, on such request, failed to establish that he enjoyed the support of the majority of the Members, his Ministry would fall, but such act of the Member of the House B would not constitute 'defection' under the Tenth Schedule. By such act, the political party which had formed the Government, would not lose its right to form a Government again. It is not as if the Governor can recommend the imposition of President's Rule under Article 356 of the Constitution or call upon the leader c of the opposition to form an alternative Gov~rnment after the fall of the earlier Government. Before embarking upon either of the two options, the Governor was expected to explore the possibility of formation of an alternative Government. The ' Speaker could· call upon the leader who enjoyed the majority 0 support of the Members of the_ House to form an alternative Government. In such case it was open to the political party, whose Government had fallen on the Floor of the House, to once again stake a claim before the Governor, either with the same leader or another leader elected by the party, by showing the majority support of the Members of the House. In that a situation, the stability of the Government of the political party is not disturbed. On the other hand, what is disturbed by such an act is the Government of the political party with a particular leader in whom the Members of the House belonging to the same political party have no confidence. But this would not mean that the member of the political party to which the Chief Minister belonged had given up his membership of the political party. Other provisions have been made in the Constitution for dealing with such dissenting members. In such a case, by issuing a whip, those who had expressed their no-confidence in the leader of the House, can be directed to vote in his favour at the time of voting on the floor of the House. Once such direction is given, the member concerned can neither abstain from voting nor vote contrary to the direction. If he does so, he incurs ~isqualification under paragraph 2(1)(b) of the Tenth H
910 SUPREME COURT REPORTS [2011) 10 S.C.R.
A Schedule to the Constitution. The learned Judge observed further that, in fact, the said provision also provides for such an act being condoned so that by persuasion or by entering into an understanding, their support could still be relied upon by the party to save the Government before voting or in forming a fresh B Government after such voting, if in the voting the Government fails. The said dissent amounts to the dissent within the party itself.
2727. The learned Judge observed that the two grounds set out in paragraph 2 of the Tenth Schedule to the Constitution are mutually exclusive and operate in two different fields. While paragraph 2(1 )(a) deals with the Member who voluntarily walks out of the party, paragraph 2(1 )(b) deals with the Member who remains in the party but acts in a manner which is contrary to the directions of the party. The learned Judge, however, went on to observe that if a Member voluntarily gives up his membership from the party, then paragraph 2(1 )(b) is no longer attracted. In either event, it is the political party which is aggrieved by such conduct. However, it was left to the party to condone the conduct contemplated in paragraph 2(1)(b), but such conduct would have to be condoned within 15 days from the date of such voting or abstention.
2828. Having dealt with the various decisions referred to hereinabove, the learned Judge came to the conclusion that it was clear that an act of no confidence in the leader of the legislative party does not amount to his voluntarily giving up the membership of the political party. Similarly, his act of expressing no confidence in the Government formed by the party, with a particular leader as Chief Minister, would not also amount to a voluntary act of giving up the membership of the political party. The learned Judge further observed that deserting the leader and deserting the Government is not synonymous with deserting the party. If a Minister resigned from the Ministry, it would not amount to defection. What constitutes defection under paragraph 2(1 )(a) of the Tenth Schedule is
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 911 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.]
deserting the party. The learned Judge observed that dissent is not defection and the Tenth Schedule while recognising dissent prohibits defection.
2929. The learned Judge also considered the case of Shri M.P. Renukacharya and Shri Narasimha Nayak, who were 8 among the 13 members against whom the disqualification petition had been filed by the Chief Minister. The learned Judge pointed out that along with the Appellants herein, the aforesaid two members had also signed a representation which had been given to the Governor and if such an act would amount to voluntarily giving up the membership of a political party and the case fell within paragraph 2(1)(a), the disqualification becomes automatic and the membership of such persons becomes void. The question of those members retracting their steps and reaffirming their confidence in the Chief Minister and the Party President confirming the same on a subsequent date, is of no consequence. The learned Judge held that the same yardstick had not been applied for the Appellants and the two other members against whom the disqualification petition filed by the Chief Minister was dismissed. E
3030. Expressing his views with regard to the manner in which the Speaker had acted in the matter in hot haste, the learned Judge referred to paragraphs 180, 181 and 182 of the decision rendered by this Court in Kihoto Hollohan's case (supra), which was the minority view, but had suggested that the office of the F Speaker which was attached with great dignity should not be made the target of bias since his tenure as Speaker is dependent on the will of the majority of the House. While holding that right to dissent is the essence of democracy, for the success of democracy and democratic institutions honest G dissent is to be respected by persons in authority. On the basis of his aforesaid conclusions, the learned Judge held that the order of the Speaker impugned in the writ petition was in violation of the constitutional mandate and also suffered from perversity and could not, therefore, be sustained. The impugned H
912 SUPREME COURT REPORTS (2011] 10 S.C.R.
A order of the Speaker was, therefore, set aside by the learned Judge.
3131. On account of such difference of opinion between the Chief Justice and his companion Judge, the matter was referred to a third Judge to consider the following issue :- 8 "Whether the impugned order dated 10.10.2010 passed by the Speaker of the Karnataka State Legislative Assembly is in consonance with the provisions of paragraph 2(1 )(a) of the Tenth Schedule of the Constitution C of India."
3232. On the basis of the said reference, the matter was referred to the Hon'ble Mr. Justice V.G. Sabhahit, who by his judgment and order dated 29th October, 2010, concurred with 0 the decision rendered by the Chief Justice upholding the order passed by the Speaker. As a result, the majority view in the · writ petitions was that the Hon'ble Speaker was justified in holding th~t the Appellants herein had voluntarily resigned from their membership of the Bharatiya Janata Party by their conduct, E which attracted the provisions of paragraph 2(1)(a) of the Tenth Schedule to the Constitution and were rightly disqualified from the membership of the House.
3333. Mr. R.F. Nariman, learned Senior Advocate, appearing for the Appellants in SLP(C)Nos.33123-33155 of 2010, F Balchandra L. Jarkiholi & Ors. Vs. B.S. Yeddyurappa & Ors. (now appeals), questioned the order of the Speaker dated 10th October, 2010, disqualifying the Appellants from membership of the House, on grounds of mala fide and violation of Rules 6(5)(b) and 7(3) of the Disqualification Rules, 1986, as also the G principles of natural justice. Contending that the order passed by the Speaker on 10th October, 2010, was vitiated by mala fides, Mr. Nariman submitted that the same had been passed with the oblique motive of preventing the Appellants from participating in the Trust Vote which was to be taken by the H
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 913 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.]
Chief Minister on 11th October, 2010. Learned counsel also submitted that the letters dated 6th March, 2010, addressed by the Appellants individually along with Shri M.P. Renukacharya and Shri Narasimha Nayak to the Governor did not even suggest that they had intended to leave the Bharatiya Janata Party or . to join another political party but that they were disillusioned with the functioning of the Government under Shri B.S. Yeddyurappa and had, therefore, decided to withdraw support to the • Government headed by him. Furthermore, apart from mentioning that the Appellants had written to the Governor withdrawing their support to the Government, the c Disqualification Application does not also contain any averment that the Appellants had met any person from any other political party. Although certain press statements had been mentioned in the petition, the same had not been annexed to the application. Mr. Nariman submitted that, in fact, no documentary evidence was at all annexed to the said application.
3434. In addition to the above, Mr41'Jariman also pointed out that the Disqualification Application had not been properly verified in terms of Rules 6(6) of the Disqualification Rules, 1986, and that the said application was, therefore, liable to be rejected on such ground also. Instead of rejecting the application or even returning the same for proper verification, the Speaker chose to ignore the shortcomings and issued Show-Cause notices to the Appellants in undue haste with the oblique motive of disqualifying them from the membership of the House prior to the Trust Vote to be taken on 11th October, 2010. Applications sans annexures were not even served on the Appellants, but merely pasted on the doors of the official residence of the Appellants which were locked since the Assembly was not in session. Mr. Nariman submitted that the G Appellants were granted time till 5.00 p.m. on 10th October, 2010, to respond to the Show-Cause notices although Rule 7(3) provided for seven days' time or more to respond to such an application. Instead, in complete violation of tiie said Rules, the Appellants were given only three days' time to respond to the H
914 SUPREME COURT REPORTS [2011] 10 S.C.f\
A Show-Cause notices and even more serious objection was taken by Mr. Nariman that .it was in the Show-Cause notices that for the first time, it was stated that the actio!ls of the Appellants were in violation of paragraph 2(1 )(a) of the Tenth Schedule of the Constitution, although no such specific B averment had been made by the Respondent No.1 in his application. It was urged that on account of the short time given by the Speaker to the Appellants to respond to the Show- Cause notices, they could only submit an interim reply of a general nature and it had been categorically mentioned that on c receipt of all the documents on which reliance had been placed, a detailed response would be given to the Show-Cause notices. Mr. Nariman contended that certain documents were made available to the learned Advocate of the Appellants just before the hearing was to be conducted before the Speaker on 10th October, 2010, which contained facts which could be 0 answered only by the Appellants personally. However, since the Appellants were not available in Karnataka at the relevant point of time, it was not possible for the learned Advocate appearing on their behalf to respond to the issues raised in the additional documents. It was submitted that the Speaker acted against E all principles of natural justice and the propriety in taking on record the affidavit affirmed by the State President of the Bharatiya Janata Party Shri K.S. Eswarappa, with the sole intention of supplying the inadequacies in the Disqualification Application filed by Shri Yeddyurappa. In addition, the Speaker F also took into consideration the statements of retraction made by Shri M.P. Renukacharya and Shri Narasimha Nayak and allowed the same, whereafter they proceeded to make allegations against the Appellants that they had intended to remove the BJP Government and to support any Government G led by Shri H.D. Kumaraswamy. Mr. Nariman submitted that the Speaker had applied two different yardsticks as far as the Appellants and Shri M.P. Renukacharya and Shri Narasimha · Nayak are concerned, despite the fact that they too had written identical letters to the Governor withdrawing support to the H
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 915 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.]
Government led by Shri Yeddyurappa. Mr. Nariman submitted A that once Shri M.P. Renukacharya and Shri Narasimha Nayak had written to the Governor expressing their decision to withdraw support to the Government headed by Shri Yeddyurappa, the provisions of paragraph 2(1 )(a) of the Tenth Schedule came into operation immediately and the Speaker B was no longer competent to reverse the same.
3535. Mr. Nariman submitted that the action taken by the Speaker on the Disqualification Application filed against Shri M.P. Renukacharya and Shri Narasimha Nayak made it obvious that such steps were taken by the Speaker to save the C membership of the said two MLAs to enable them to participate in the Trust Vote. It was also submitted that to make matters worse, the Speaker took personal notice about the statements allegedly made by the Appellants to the effect that they wanted to topple the BJP Government and to form a new Government D with the others. It was submitted that while performing an adjudicatory function under the Tenth Schedule, while holding a highly dignified office, all personal knowledge which the Speaker may have acquired, should not have been taken into consideration in taking a decision in the matter. In this regard, E Mr. Nariman referred to the decision of this Court in S. Partap Singh Vs. State of Punjab [(1964) 4 SCR 733), wherein it was held that if while exercising a power, an authority takes into account a factor which it was not entitled to, the exercise of the power would be bad. However, where the purpose sought to F be achieved are mixed, some relevant and some not germane to the purpose, the difficulty is resolved by finding the dominant purpose which impelled the action and where the power itself is conditioned by a purpose, such exercise of power was required to be invalidated. G
3636. Mr. Nariman submitted that at every stage the Speaker had favoured Shri Yeddyurappa and even though Rule 7(2) of the 1986 Rules provided for the dismissal of the petition which did not comply with the requirements of Rule 6, as in the present H
916 SUPREME COURT REPORTS [2011) 10 S.C.R.
A case, the Speaker did not do so. Even the period of seven days' which was required to be granted to allow the Appellants to respond to the Show-Cause notices, only three days' time was given to the Appellants to submit their response which could be done only in a hurried manner for an interim purpose B and despite the request made by the Appellants to the Speaker to postpone the date in order to give the Appellants a proper opportunity of responding to the allegations contained in the Show-Cause notices, such request was turned down thereby denying the Appellants a proper opportunity of representing c their case, particularly when neither the Show-Cause notices nor the Disqualification Application filed by Shri Yeddyurappa along with all annexures had been supplied to the Appellants.
3737. Refei;ring to the decisions which had been mentioned by the Speaker in his order, Mr. Nariman pointed out that both in Mahachandra Prasad Singh's case and also in Ravi S. Naik's case (supra), this Court had held that the 1986 Rules were only directory in nature and that as a result the order dated 10th October, 2010, could be questio1ed not only on the ground of violation of the Rules, but in the facts of the case itself. It was pointed out that in Mahachandra Prasad Singh's case it had never been disputed that the petitioner therein had been elected to the Legislative Council on an Indian National Congress ticket and had contested Parliamentary elections as an independent candidate. It was submitted that it was in such background that this Court had held that non-supply of a copy of the letter of the Leader of the Congress Legislative Party had not caused any prejudice to the petitioner. Mr. Nariman reiterated that the Appellants had all said in separate voices that they had not left the BJP and had only withdrawn support to the Government led by Shri Yeddyurappa and that they were ready to support any new Government formed by the BJP, without Shri Yeddyurappa as its leader.
3838. Mr. Nariman also referred to the decision of this Court in Kihoto Ho//ohan's case {supra) and urged that the order of disqualification passed against the Appellants for merely_
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 917 YEDDYURAPPA & ORS. [AlTAMAS KABIR, J.] expressing their disagreement with the manner of functioning of the Respondent No.1 as Chief Minister, had not only impinged upon the Appellants' right of free speech, as guaranteed under Article 19(1 )(a) of the Constitution, but from a bare reading of the letter dated 6th October, 2010, written by the Appellants to the Governor, it could not be held that the same indicated their intention to voluntarily give up the membership of the BJP. Mr. Nariman submitted that the impugned orders and the order of the Speaker dated 10th October, 2010, were unsustainable since they had been engineered to prevent the Appellants from participating in the c Vote of Confidence fixed on 11th October, 2010.
3939. Mr. P.P. Rao, learned Senior Advocate, who appeared for the Appellants in the Civil Appeals arising out of Special Leave Petition (Civil) Nos.33533-33565 of 2010, submitted that in order to attract the disqualification clause under paragraph 2(1 )(a) of the Tenth Schedule, Shri Yeddyurappa had first to establish that the Appellants had voluntarily given up their membership of the BJP. It was submitted that in the Disqualification Application filed by Shri Yeddyurappa, there is no averment to the said effect and what has been averred is that the Appellants had withdrawn their support to his government and had informed the Governor of Karnataka about their decision, despite there being no decision in the party in this regard, which made such action a clear violation of the Tenth Schedule to the Constitution. Mr. Rao F submitted that the Disqualification Application did not even refer to paragraph 2(1 ){a) of the Tenth Schedule to the Constitution and that the same should, therefore, have been rejected by the Speaker in terms of Rule 6(2) of the 1986 Rules. G
4040. Reiterating Mr. Nariman's submissions, Mr. Rao submitted that withdrawal of support by the Appellants to the Government led by Shri Yeddyurappa did not amount to voluntarily relinquishing the membership of the BJP since the Government led by a particular leader and the political party are H
918 SUPREME COURT REPORTS [2011] 10 S.C.R.
A not synonymous. Mr. Rao also urged that asking the Governor to institute the constitutional process for replacing one Chief Minister by another, did not also amount to voluntary relinquishment of the membership of the party. According to Mr. Rao, withdrawal of support to the incumbent Chief Minister and s intimation thereof to the Governor, could, at best, be said to be a pre-voting exercise in regard to the Vote of Confidence sought by the Chief Minister, but the question of disqualification will arise only if the Appellants voted in the House contrary to the directions of the whip issued by the SJP. However, even c such a transgression could be condoned by the party within 15 days of such voting. Mr. Rao submitted that announcement of withdrawal of support to the Chief Minister before actual voting in violation of the whip would not bring the case within the ambit of paragraph 2(1)(a) of the Tenth Schedule to the Constitution and make him liable to disqualification. 0
4141. Mr. Rao submitted that the minority view taken by N. Kumar, J. that "dissent" could not be regarded as defection was a correct view and did not amount to voluntarily relinquishing membership of the political party, since such act expresses a E lack of confidence in the leader of the party, but not in the party itself. Quoting the minority view expressed by N. Kumar, J., Mr. Rao submitted that the object of paragraph 2(1)(a) was not to curb internal democracy or the right to dissent, since dissent is the very essence of democracy, but neither the Chief Justice F nor V.G. Sabhahit, J. even adverted to such basic principle of Parliamentary democracy and erred in equating withdrawal of support to the Government led by Shri S.S. Yeddyurappa with withdrawing support to the SJP Government. According to Mr. Rao, the Appellants were only doing their duty as conscious citizens to expose the corruption and nepotism in the Government led by Shri S.S. Yeddyurappa. Mr. Rao referred to and relied upon the decisions of this Court in (1) State of M.P. Vs. Ram Singh [(2000) 5 SCC 88] and (2) B.R. Kapur Vs. State of T.N. [(2001) 7 SCC 231], wherein, such sentiments had also been expressed. Mr. Rao contended that it is a well-
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 919 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.]
settled principle of law that when a power is conferred by the A Statute and the procedure for executing such power is prescribed, the power has to be exercised according to the procedure prescribed or not at all. In this regard, Mr. Rao referred to the celebrated decision of the Privy Council in Nazir Ahmad Vs. King Emperor (63 Indian Appeals 372] and State B of U.P. Vs. Singhara Singh ((1964) 4 SCR 485]. Mr. Rao urged that the 1986 Rules had a statutory flavour and had to be treated as part of the Representation of the Peoples Act, 1951. Going one step further, Mr. Rao also urged that the Rules and Administrative Instructions lay down certain norms and c guidelines and viol!'ltion thereof would attract Article 14 of the Constitution and even if the said Rules were directory, they had to be substantially complied with.
4242. Mr. Rao also contended that the order of disqualification passed by the Speaker was vitiated by mala fide on the part of the Chief Minister Shri Yeddyurappa, who filed the application for disqualification with the deliberate intention of preventing. the Appellants from participating in the Trust Vote to be taken on 11th October, 2010. It was urged that such mala fide acts on the part of the Speaker would be evident from the fact that although the Disqualification Application did not conform to Rules 6(4), (6) and (7) of the 1986 Rules read with Order VI Rule 15(2)(4) of the Code of Civil Procedure, the same was entertained by the Speaker and a separate page of verification was subsequently inserted, which ought not to have been permitted by the Speaker. Mr. Rao reiterated the submissions made by Mr. Nariman that the Disqualification Application was liable to be dismissed under Rule 7(2) of the aforesaid Rules which says that "if the petition does not comply with the requirement of Rule 6, the Speaker shall dismiss the petition and intimate the petitioner". Despite the fact that the application was not properly verified, the same was not dismissed. Mr. Rao submitted that in blatant disregard of the above-mentioned Rules, the Speaker had entertained the defective petition filed by Shri Yeddyarappa in complete H
920 SUPREME COURT REPORTS [2011] 10 S.C.R.
A disregard of Rules 6 and 7 of the 1986 Rules. It was submitted that the said steps were taken by the Speaker in a partisan manner and against the highest traditions of the Office of the Speaker with the obvious intention of bailing out the Chief Minister to whom he owed his Chair as Speaker, which he could lose if the Chief Minister failed to win the Vote of Confidence in the Assembly.
4343. Mr. Rao repeated Mr. Nariman's submissions regarding the purported violation of Rule 7(3) of the 1986 Rules, but added that such breach not only amounted to violation of principles of natural justice but also in violation of Article 14 of the Constitution itself, as was held in Union of India Vs. Tulsiram Patel [(1985) 3 SCC 398]. Mr. Rao submitted that this was a clear case of abuse of constitutional powers conferred on the Speaker by paragraph 6 of the Tenth D Schedule, with the sole motive of saving his own Chair and the Chair of the Chief Minister. The Show-Cause notice was not only unconstitutional and illegal, but motivated and ma/a fide and devoid of jurisdiction.
4444. Referring to the judgment of the Chief Justice, which was in variance with the decision of N. Kumar, J., Mr. Rao urged that the Chief Justice had only noted and considered ground "K" to the Writ Petition, without considering grounds C, D, F, H and I, which dealt with the very maintainability of the Disqualification application on account of improper verification. F Mr. Rao submitted that indecent haste with which the Disqualification Application was processed was clearly in violation of the mandate of Rule 7 of the 1986 Rules, which provided for at least 7 days' time to reply to a Show-Cause notice issued under Rule 6. G
4545. Mr. Rao also submitted that despite pointed references made to the corruption and nepotism in the Government led by Shri Yeddyurappa, the same has not been denied by Shri B.S. Yeddyurappa and this Court should draw an adverse inference H when such allegations of bias or ma/a fide had not been denied
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 921 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.] by Shri B.S. Yeddyurappa. A
4646. Mr. Rao also repeated and reiterated Mr. Nariman's submissions regarding non-service of Notices and copies of the application and the annexures thereto on the Appellants and the introduction of the affidavit filed by Shri K.S. Eshwarappa B and the Statements of Shri M.P. Renukacharya and Shri Narasimha Nayak without serving copies thereof on the Appellants and giving them reasonable opportunity to deal with the same. It was submitted that by adopting the procedure as mentioned above, the Speaker denied the Appellants a proper opportunity of contesting the Disqualification Application despite the fact that the additional affidavit and the submissions made by Shri M.P. Renukacharya and Shri Narasimha Nayak contained factual allegations against the Appellants which they could only answer. Mr. Rao submitted that the Speaker rushed through the formalities of an enquiry within four days from the issuance of the Show-Cause notices knowing that the Chief Minister had to face a Confidence Vote in the Assembly on 11th October, 2010.
4747. On the scope of justiceability of an order passed by the Speaker under paragraph 6 of the Tenth Schedule to the Constitution, Mr. Rao submitted that such a question had been gone into and settled by this Court firstly by the Constitution Bench in Kihoto Hollohan's case (supra) and thereafter in Dr. Mahachandra Prasad Singh's case (supra), wherein it had been held that Rules 6 and 7 of the Disqualification Rules were directory and not mandatory in nature and hence the finality clause in paragraph 6 did not completely excluded the jurisdiction of the Courts under Articles 136, 226 and 227 of the Constitution. It is pointed out that it had been indicated in G Kihoto Hollohan's case (supra) that the very deeming provision implies that the proceedings for disqualification are not before the House but only before the Speaker as a substantially distinct authority and that the decision under paragrapn 6(1) of the Tenth Schedule is not the decision of the House nor is it subject H
922 SUPREME COURT REPORTS [2011] 10 S.C.R.
A to approval of the House and that the said decision operates independently of the House. It was accordingly held that there was no immunity under Articles 122 and 212 from judicial scrutiny of the decision of the Speaker or Chairman exercising powers under paragraph 6(1) of the Tenth Schedule. Mr. Rao B pointed out that paragraph 100 of the decision in Kihoto Hol/ohan's case (supra) declares the Speaker or the Chairman acting under paragraph 6 of the Tenth Schedule to be a Tribunal. Mr. Rao submitted that the view taken in Ravi S. Naik's case (supra) that the Disqualification Rules being c procedural in nature, any violation of the same would amount to irregularity in procedure which was immune from judicial scrutiny in view of Rule 6(2) of the 1986 Rules, was an inaccurate statement of law in view of the decision of the Constitution Bench in Kihoto Hollohan's case (supra). Mr. Rao also pointed out that the decision in Ravi S. Naik's case (supra) 0 had been considered by a Bench of 3 Judges of this Court in Mayawati Vs. Markandeya Ch •.md [(1998) 7 SCC 517], wherein K.T. Thomas J. had observed that the decision in Kihoto Hollohan's case had not been considered in Ravi S. E Naik's case in its proper perspective. M. Srinivasan, J. did not agree with the views expressed by K.T. Thomas, J. and quoted approvingly from the decision in Ravi S. Naik's case (supra). However, Chief Justice M.M. Punchhi took the view that the matter was required to be referred to a Constitution Bench, as the decision in Kihoto Hollohan's case (supra) is silent on the question as to whether cognizance taken by the Speaker of the occurrence of a split is administrative in nature, unconnected with the decision making process or is it an adjunct thereto. Mr. Rao submitted that the decision in Dr. Mahachandra Prasad Singh's case (supra) suffered from the same vice and was, therefore, per incuriam.
4848. Mr. Rao also contended that the view subsequently taken by the Constitution Bench in Rajendra Singh Rana Vs. Swami Prasad Maurya [(2007) 4 SCC 270] that the failure on the part of the Speaker to decide an application seeking
BALCHANDRA L. JARKIHOLI & ORS. v. B.S. 923 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.]
disqualification cannot be said to be merely in the realm of procedure, goes against the very constitutional scheme contemplated under the Tenth Schedule, read in the context of Articles 102 and 191 of the Constitution. It was also observed that it also went against the Rules framed in that behalf and the procedure that was expected to be followed by the Speaker. It B was further observed that the lapse on the part of the Speaker amounted to jurisdictional error. Mr. Rao urged that the pronouncement in the aforesaid case was final on this aspect of the matter and was required to be reiterated in the present case. c
4949. The submissions made on behalf of the Appellants were strongly opposed by Mr. Soli J. Sorabjee, learned Senior Advocate appearing for the Respondent No.1, Shri B.S. · Yeddyurappa, Chief Minister of Karnataka. He identified six i?sues which, according to him, had arisen in the Appeals for D consideration. The same are reproduced hereinbelow:-
(i) The extent and scope of Judicial Review available against the order of the Speaker passed in exercise of powers under the Tenth Schedule to the E Constitution.
(ii) Whether the Karnataka Disqualification Rules framed in exercise of powers under paragraph 8 of the Tenth Schedule are directory and procedural in nature and vthether judicial review is available F against an alleged breach of the said Rules?
(iii) Whether the Speaker's order impugned herein is· mala fide? G (iv) Whether Speaker's order can be said to be vitiated on account of non-compliance with the principles of natural justice?
(v) The scope of paragraph 2(1 )(a) of the Tenth schedule: and H.
924 SUPREME COURT REPORTS [2011] 10 S.C.R.
A (vi) Whether the Speaker's inference from the conduct of the MLA's in the present case that they have given up the membership of the political party to which they belong, can be said to be 'perverse'?
5050. It was submitted that the scope of judicial review of the 8 order of the Speaker of the Legislative Assembly was extremely limited in view of the finality attached to the Speaker's order under paragraph 6(1) of the Tenth Schedule. Mr. Sorabjee submitted that in Kihoto Hollohan's case this Court had held that the immunity granted under sub-paragraph (2) of paragraph C 6 was in respect of the procedural aspect of the disqualification proceedings, but that the decision itself was not totally immune from judicial scrutiny. However, having regard to the finality attached to the decision of the Speaker, as indicated in sub- paragraph (1), judicial review of the said order would be D confined to infirmities based on (a) violation of constitutional mandate; (b) mala tides; (c) non-cJmpliance with the rules of natural justice; and (d) perversity. Mr. Sorabjee submitted that the Speaker's order impugned. in these proceedings did not suffer from any of the infirmities mentioned in paragraph 6(1) E of the Tenth Schedule to the Constitution and that on account of the decision in Kihoto Hol/ohan's case (supra), the decision of the Speaker could not be assailed even on the ground of violation of any of the Rules framed by the Speaker.
5151. Relying heavily on the decision of this Court in Ravi S. Naik's case (supra), Mr. Sorabjee pointed out that this Court had held that the 1986 Rules had been framed to regulate the procedure to be followed by the Speaker for exercising his powers under paragraph 6(1) of the Tenth Schedule. The same G are, therefore, procedural in nature and any violation thereof would be a procedural irregularity which is immune from judicial scrutiny in view of the provisions of paragraph 6(2) as was construed by this Court in Kihoto Hollohan's case (supra). Mr. Sorabjee submitted that the 1986 Rules framed by the Speaker being subordinate legislation, the same could not be equated H
BALCHANDRA L JARKIHOLI & ORS. v. S.S. 925 YEDDYURAPPA & ORS. [ALTAMAS KABIR, J.]
with the provisions of the Constitution and could not, therefore, A be regarded as constitutional mandates and violation of the 1986 Rules did not afford a ground for judicial review of the order of the Speaker. ·
5252. Mr. Sorabjee also placed strong reliance on the 8 decision of this Court in Dr. Mahachandra Prasad Singh's case (supra), wherein the same view was reiterated. It was observed that the Rules being in the domain of procedure, they were intended to facilitate the holding of an inquiry and not to frustrate or obstruct the same by introducing innumerable technicalities. Mr. Sorabjee submitted that the Rules being directory, any alleged breach thereof cannot also be a ground for striking down the Speaker's order or make the same susceptible to judicial review as per the parameters laid down · in Kihoto Hollohan's case (supra). It was also submitted that the power of the Speaker flowed from the Tenth Schedule and was not dependent on the framing of Rules and even in the absence of Rules, the Speaker always has the authority to resolve any dispute raised before him, without any fetter on his powers by the Rules. E
5353. As to the period of three days given to the Appellants to reply to the Show-Cause notices, instead of seven days mentioned in Rule 7(3) of the 1986 Rules, Mr. Sorabjee submitted that it was quite clear that the use of the expression "within 7 days" clearly indicated that the full period of 7 days was not required to be given by the Speaker for showing cause by the Member concerned. Mr. Sorabjee submitted that since the period of 7 days was the maximum period prescribed, it did not circumscribe the Speaker's authority to require such response to the Show-Cause notice within a lesser period and, in any event, the said issue was a non-starter since the Rules had been held by this Court to be directory and not mandatory. In any event, in Ravi S. Naik's case· (supra), it had been observed that while applying the principles of natural justice, it had to be kept in mind that "they were not cast in a rigid mould H
Report an error in this judgment →
Contains information from the Indian High Court / Supreme Court Judgments dataset, licensed under CC-BY-4.0